1 2 3 4 UNITED STATES DISTRICT COURT 5 NORTHERN DISTRICT OF CALIFORNIA 6 7 EMMANUEL ZARCO, Case No. 20-cv-00089-HSG 8 Plaintiff, ORDER GRANTING DEFENDANTS’ MOTION FOR SUMMARY 9 v. JUDGMENT 10 VWR INTERNATIONAL, LLC, et al., Re: Dkt. No. 39 11 Defendants. 12 13 Plaintiff Emmanuel Zarco brings this suit against VWR International, LLC (“VWR”), 14 Avantor, Inc., and Avantor Performance Materials, Inc. (together, “Defendants”) alleging 15 violations of the California Fair Employment and Housing Act (“FEHA”), the California Family 16 Rights Act (“CFRA”), and public policy. Dkt. No. 1, Ex. 1 (“Compl.”) ¶¶ 21–56. Pending before 17 the Court is Defendants’ motion for summary judgment. See Dkt. No. 39 (“Mot.”), 48 (“Opp.”), 18 49 (“Reply”). For the reasons explained below, the Court GRANTS Defendants’ motion. 19 I. BACKGROUND 20 Plaintiff Emmanuel Zarco began working for VWR as a chemical tracking coordinator in 21 March 2016. Dkt. No. 48-1, Declaration of Jason M. Erlich (“Erlich Decl.”), Ex. 2. VWR is “a 22 global scientific laboratory supply and distribution company.” Dkt. No. 41, Declaration of 23 Andrew Koo (“Koo Decl.”) ¶ 2. In 2018 Plaintiff worked as one of two VWR employees working 24 on site at the facilities of BioMarin Pharmaceutical, Inc. (“BioMarin”), a VWR customer. Id. ¶¶ 2, 25 6. Plaintiff’s duties included “handling and delivering hazardous chemicals throughout the 26 BioMarin facility, [performing] physical inventory management, operating basic warehouse 27 equipment, and conducting safety and equipment inspections through the campus.” Id. ¶ 6; see 1 at 18:7-33:8. 2 Plaintiff was diagnosed with congestive heart failure in 2002. Zarco Dep. at 43:1-5. 3 Around February or March 2018, Plaintiff told his supervisor, Andrew Koo, that he need to have 4 surgery in March “to have a device implanted to assist his heart’s ability to pump blood, and that 5 he would ultimately need a heart transplant.” Koo Decl. ¶ 7. In a report dated March 13, 2018, 6 Plaintiff’s cardiologist, Hemal Parekh, MD, stated that Plaintiff was not “able to perform work of 7 any kind” from March 12, 2018 until October 1, 2018. Dkt. No. 40, Declaration of Alyson 8 Contrisciano (“Contrisciano Decl.”), Ex. A at 57–58. Plaintiff applied for a leave of absence 9 under the Family Medical Leave Act (“FMLA”), and VWR granted Plaintiff a 12-week unpaid 10 leave. Contrisciano Decl. ¶ 4. VWR covered Plaintiff’s position with temporary workers at a 11 higher cost. Koo Decl. ¶ 8. 12 Plaintiff’s FMLA leave ended by mid-2018 and Plaintiff had no available paid sick leave 13 or vacation time. Contrisciano Decl. ¶ 5. Plaintiff requested continued unpaid leave in June. Id. 14 In a report dated June 6, 2018, Dr. Parekh provided an update detailing that Plaintiff “cannot do 15 any work that requires more than a half-hour of sitting, standing, [or] walking,” that Plaintiff was 16 “unable to work in any capacity,” and that no workplace adjustment could be made to allow 17 Plaintiff “to return to work and consistently perform the job duties.” Id., Ex. B at 187–88. Dr. 18 Parekh also noted that Plaintiff’s restrictions would be permanent “unless he gets a heart-kidney 19 transplant and then recovers from that surgery,” and that Plaintiff’s condition would continue “for 20 at least 6 months to a year with transplant and it could take at least 6 months to get a transplant.” 21 Id. Though Mr. Koo had told human resources that it was not feasible to use temporary 22 replacements indefinitely, VWR approved ADA leave through October 1, 2018. Contrisciano 23 Decl. ¶ 5. 24 On October 4, 2018, Plaintiff met with Mr. Koo. Koo Decl. ¶ 9. According to Mr. Koo, 25 Plaintiff told him that he “was still unable to lift or move anything, and that his medical 26 restrictions had not changed,” but Plaintiff was “feeling like he might be able to work part time at 27 a fully deskbound job.” Id.; see also Erlich Decl., Ex. 10 at VWR00558 (October 2018 email 1 anything, and noting that Mr. Koo did not presently have a position that could fit with Mr. Zarco’s 2 medical restrictions).1 Plaintiff attests that he told Mr. Koo that he could “[d]o a few minutes of 3 sitting, few minutes of walking,” but Plaintiff also acknowledges that his doctor had not cleared 4 him to perform any aspect of his old job at the time of that discussion with Mr. Koo. Zarco Dep. 5 at 74:6-12, 75:22-76:3. Mr. Koo told Plaintiff to follow up with human resources about next 6 steps. Koo Decl. ¶ 9. In an email informing human resources about his meeting with Plaintiff, 7 Mr. Koo said “honestly, he is a great worker but at this point there is no way we can have him on 8 the team until we either have a position that [] satisf[ies] his medical restriction[s] or he gets better 9 . . . I have told him to contact” human resources and UNUM, VWR’s disability plan administrator. 10 Erlich Decl., Ex. 10 at VWR00558. According to Alyson Contrisciano, one of VWR’s human 11 resources employees, both human resources and UNUM tried to follow up with Plaintiff and his 12 doctor in October 2018. Contrisciano Decl. ¶ 6, Ex. C. 13 Ms. Contrisciano emailed Plaintiff stating that his leave was last approved through October 14 1, 2018 and that VWR was “waiting on updated documentation to be able to approve your leave 15 through a new date.” Id., Ex. D at VWR00257. On October 18, 2018, Plaintiff responded 16 indicating that he was “in the process of getting” the medical forms to UNUM, but “[f]or the 17 meantime” attached a doctor’s note dated October 17, 2018 stating he would “be out until Feb 18 2019.” Id. The doctor’s note, signed by Wing Kay Pui, PA-C, stated that Plaintiff “is placed off 19 work from 10/1/2018 through 2/1/2019.” Id. at VWR00258. Soon after, UNUM sent Ms. 20 Contrisciano a further report from Dr. Parekh. Id., Ex. E. In that report dated October 19, 2018, 21 Dr. Parekh stated that Plaintiff “is on the heart transplant waiting list” and that he expected 22 Plaintiff to return to work, likely with restrictions, within “6 months – 1 year after [the] heart 23 transplant.” Id. at VWR00384. Dr. Parekh’s report described Plaintiff’s restrictions as “no heavy 24 lifting or vigorous exertion,” and no “prolonged periods” of sitting or standing “due to shortness 25 of breath and fatigue.” Id. He further indicated that workplace assistance adjustments to help 26
27 1 Plaintiff attests that he does not “remember word for word,” but he “think[s] that” the 1 Plaintiff return to work were not applicable. Id. 2 In response to the update, Ms. Contrisciano told UNUM that “we are no longer able to 3 hold his position with no return date expected.” Erlich Decl., Ex. 13 at VWR00127. According to 4 VWR, it was no longer “feasible” to cover Plaintiff’s position with temporary workers. Koo Decl. 5 ¶ 10. On November 5, 2018, Ms. Contrisciano emailed Plaintiff stating that VWR received the 6 “latest doctor’s note” indicating that Plaintiff would “be out 6-12 months following surgery that is 7 not yet scheduled.” Contrisciano Decl. ¶ 7, Ex. F at VWR00161. She informed Plaintiff that 8 VWR could not accommodate his requested leave and that it would “process a termination of 9 employment effective” November 5, 2018. Id. She further advised Plaintiff that he should 10 reapply for a position “when [he] was able.” Id. 11 In January 2019, Plaintiff had a successful heart transplant. Dkt. No. 48-1 at 53:14-17. 12 Plaintiff felt well enough to work by July 2019. Zarco Dep. at 125:11-13. Plaintiff began to apply 13 to jobs by October 2019. Id. at 123:23-124:7. Plaintiff received one offer that he rejected because 14 the position involved driving to different sites. Id. at 126:1-6; 127:1-8. On May 7, 2020, Plaintiff 15 was “placed off work from 3/1/2020 through 9/1/2020.” Friedenberg Decl., Ex. B. In October 16 2020, VWR offered Plaintiff an “inventory coordinator” position. Koo Decl. ¶ 11. Plaintiff told 17 Mr.
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1 2 3 4 UNITED STATES DISTRICT COURT 5 NORTHERN DISTRICT OF CALIFORNIA 6 7 EMMANUEL ZARCO, Case No. 20-cv-00089-HSG 8 Plaintiff, ORDER GRANTING DEFENDANTS’ MOTION FOR SUMMARY 9 v. JUDGMENT 10 VWR INTERNATIONAL, LLC, et al., Re: Dkt. No. 39 11 Defendants. 12 13 Plaintiff Emmanuel Zarco brings this suit against VWR International, LLC (“VWR”), 14 Avantor, Inc., and Avantor Performance Materials, Inc. (together, “Defendants”) alleging 15 violations of the California Fair Employment and Housing Act (“FEHA”), the California Family 16 Rights Act (“CFRA”), and public policy. Dkt. No. 1, Ex. 1 (“Compl.”) ¶¶ 21–56. Pending before 17 the Court is Defendants’ motion for summary judgment. See Dkt. No. 39 (“Mot.”), 48 (“Opp.”), 18 49 (“Reply”). For the reasons explained below, the Court GRANTS Defendants’ motion. 19 I. BACKGROUND 20 Plaintiff Emmanuel Zarco began working for VWR as a chemical tracking coordinator in 21 March 2016. Dkt. No. 48-1, Declaration of Jason M. Erlich (“Erlich Decl.”), Ex. 2. VWR is “a 22 global scientific laboratory supply and distribution company.” Dkt. No. 41, Declaration of 23 Andrew Koo (“Koo Decl.”) ¶ 2. In 2018 Plaintiff worked as one of two VWR employees working 24 on site at the facilities of BioMarin Pharmaceutical, Inc. (“BioMarin”), a VWR customer. Id. ¶¶ 2, 25 6. Plaintiff’s duties included “handling and delivering hazardous chemicals throughout the 26 BioMarin facility, [performing] physical inventory management, operating basic warehouse 27 equipment, and conducting safety and equipment inspections through the campus.” Id. ¶ 6; see 1 at 18:7-33:8. 2 Plaintiff was diagnosed with congestive heart failure in 2002. Zarco Dep. at 43:1-5. 3 Around February or March 2018, Plaintiff told his supervisor, Andrew Koo, that he need to have 4 surgery in March “to have a device implanted to assist his heart’s ability to pump blood, and that 5 he would ultimately need a heart transplant.” Koo Decl. ¶ 7. In a report dated March 13, 2018, 6 Plaintiff’s cardiologist, Hemal Parekh, MD, stated that Plaintiff was not “able to perform work of 7 any kind” from March 12, 2018 until October 1, 2018. Dkt. No. 40, Declaration of Alyson 8 Contrisciano (“Contrisciano Decl.”), Ex. A at 57–58. Plaintiff applied for a leave of absence 9 under the Family Medical Leave Act (“FMLA”), and VWR granted Plaintiff a 12-week unpaid 10 leave. Contrisciano Decl. ¶ 4. VWR covered Plaintiff’s position with temporary workers at a 11 higher cost. Koo Decl. ¶ 8. 12 Plaintiff’s FMLA leave ended by mid-2018 and Plaintiff had no available paid sick leave 13 or vacation time. Contrisciano Decl. ¶ 5. Plaintiff requested continued unpaid leave in June. Id. 14 In a report dated June 6, 2018, Dr. Parekh provided an update detailing that Plaintiff “cannot do 15 any work that requires more than a half-hour of sitting, standing, [or] walking,” that Plaintiff was 16 “unable to work in any capacity,” and that no workplace adjustment could be made to allow 17 Plaintiff “to return to work and consistently perform the job duties.” Id., Ex. B at 187–88. Dr. 18 Parekh also noted that Plaintiff’s restrictions would be permanent “unless he gets a heart-kidney 19 transplant and then recovers from that surgery,” and that Plaintiff’s condition would continue “for 20 at least 6 months to a year with transplant and it could take at least 6 months to get a transplant.” 21 Id. Though Mr. Koo had told human resources that it was not feasible to use temporary 22 replacements indefinitely, VWR approved ADA leave through October 1, 2018. Contrisciano 23 Decl. ¶ 5. 24 On October 4, 2018, Plaintiff met with Mr. Koo. Koo Decl. ¶ 9. According to Mr. Koo, 25 Plaintiff told him that he “was still unable to lift or move anything, and that his medical 26 restrictions had not changed,” but Plaintiff was “feeling like he might be able to work part time at 27 a fully deskbound job.” Id.; see also Erlich Decl., Ex. 10 at VWR00558 (October 2018 email 1 anything, and noting that Mr. Koo did not presently have a position that could fit with Mr. Zarco’s 2 medical restrictions).1 Plaintiff attests that he told Mr. Koo that he could “[d]o a few minutes of 3 sitting, few minutes of walking,” but Plaintiff also acknowledges that his doctor had not cleared 4 him to perform any aspect of his old job at the time of that discussion with Mr. Koo. Zarco Dep. 5 at 74:6-12, 75:22-76:3. Mr. Koo told Plaintiff to follow up with human resources about next 6 steps. Koo Decl. ¶ 9. In an email informing human resources about his meeting with Plaintiff, 7 Mr. Koo said “honestly, he is a great worker but at this point there is no way we can have him on 8 the team until we either have a position that [] satisf[ies] his medical restriction[s] or he gets better 9 . . . I have told him to contact” human resources and UNUM, VWR’s disability plan administrator. 10 Erlich Decl., Ex. 10 at VWR00558. According to Alyson Contrisciano, one of VWR’s human 11 resources employees, both human resources and UNUM tried to follow up with Plaintiff and his 12 doctor in October 2018. Contrisciano Decl. ¶ 6, Ex. C. 13 Ms. Contrisciano emailed Plaintiff stating that his leave was last approved through October 14 1, 2018 and that VWR was “waiting on updated documentation to be able to approve your leave 15 through a new date.” Id., Ex. D at VWR00257. On October 18, 2018, Plaintiff responded 16 indicating that he was “in the process of getting” the medical forms to UNUM, but “[f]or the 17 meantime” attached a doctor’s note dated October 17, 2018 stating he would “be out until Feb 18 2019.” Id. The doctor’s note, signed by Wing Kay Pui, PA-C, stated that Plaintiff “is placed off 19 work from 10/1/2018 through 2/1/2019.” Id. at VWR00258. Soon after, UNUM sent Ms. 20 Contrisciano a further report from Dr. Parekh. Id., Ex. E. In that report dated October 19, 2018, 21 Dr. Parekh stated that Plaintiff “is on the heart transplant waiting list” and that he expected 22 Plaintiff to return to work, likely with restrictions, within “6 months – 1 year after [the] heart 23 transplant.” Id. at VWR00384. Dr. Parekh’s report described Plaintiff’s restrictions as “no heavy 24 lifting or vigorous exertion,” and no “prolonged periods” of sitting or standing “due to shortness 25 of breath and fatigue.” Id. He further indicated that workplace assistance adjustments to help 26
27 1 Plaintiff attests that he does not “remember word for word,” but he “think[s] that” the 1 Plaintiff return to work were not applicable. Id. 2 In response to the update, Ms. Contrisciano told UNUM that “we are no longer able to 3 hold his position with no return date expected.” Erlich Decl., Ex. 13 at VWR00127. According to 4 VWR, it was no longer “feasible” to cover Plaintiff’s position with temporary workers. Koo Decl. 5 ¶ 10. On November 5, 2018, Ms. Contrisciano emailed Plaintiff stating that VWR received the 6 “latest doctor’s note” indicating that Plaintiff would “be out 6-12 months following surgery that is 7 not yet scheduled.” Contrisciano Decl. ¶ 7, Ex. F at VWR00161. She informed Plaintiff that 8 VWR could not accommodate his requested leave and that it would “process a termination of 9 employment effective” November 5, 2018. Id. She further advised Plaintiff that he should 10 reapply for a position “when [he] was able.” Id. 11 In January 2019, Plaintiff had a successful heart transplant. Dkt. No. 48-1 at 53:14-17. 12 Plaintiff felt well enough to work by July 2019. Zarco Dep. at 125:11-13. Plaintiff began to apply 13 to jobs by October 2019. Id. at 123:23-124:7. Plaintiff received one offer that he rejected because 14 the position involved driving to different sites. Id. at 126:1-6; 127:1-8. On May 7, 2020, Plaintiff 15 was “placed off work from 3/1/2020 through 9/1/2020.” Friedenberg Decl., Ex. B. In October 16 2020, VWR offered Plaintiff an “inventory coordinator” position. Koo Decl. ¶ 11. Plaintiff told 17 Mr. Koo that his termination had a significant “affect [sic] on me” and noted that he was unsure 18 whether his “trust in the company” could be “regained at this time.” Koo Decl. ¶ 11, Ex. A. 19 Plaintiff ultimately declined the offer. Id. Plaintiff began working as a caregiver for an elderly 20 individual in January 2021. Dkt. No. 48-2 (“Zarco Decl.”) ¶ 3. 21 II. LEGAL STANDARD 22 Summary judgment is proper when a “movant shows that there is no genuine dispute as to 23 any material fact and the movant is entitled to judgment as a matter of law.” Fed. R. Civ. P. 56(a). 24 A fact is “material” if it “might affect the outcome of the suit under the governing law.” Anderson 25 v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986). A dispute is “genuine” if there is evidence in the 26 record sufficient for a reasonable trier of fact to decide in favor of the nonmoving party. Id. The 27 Court views the inferences reasonably drawn from the materials in the record in the light most 1 574, 587–88 (1986), and “may not weigh the evidence or make credibility determinations,” 2 Freeman v. Arpaio, 125 F.3d 732, 735 (9th Cir. 1997), overruled on other grounds by Shakur v. 3 Schriro, 514 F.3d 878, 884–85 (9th Cir. 2008). 4 The moving party bears both the ultimate burden of persuasion and the initial burden of 5 producing those portions of the pleadings, discovery, and affidavits that show the absence of a 6 genuine issue of material fact. Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986). Where the 7 moving party will not bear the burden of proof on an issue at trial, it “must either produce 8 evidence negating an essential element of the nonmoving party’s claim or defense or show that the 9 nonmoving party does not have enough evidence of an essential element to carry its ultimate 10 burden of persuasion at trial.” Nissan Fire & Marine Ins. Co. v. Fritz Cos., 210 F.3d 1099, 1102 11 (9th Cir. 2000). Where the moving party will bear the burden of proof on an issue at trial, it must 12 also show that no reasonable trier of fact could not find in its favor. Celotex Corp., 477 U.S. at 13 325. In either case, the movant “may not require the nonmoving party to produce evidence 14 supporting its claim or defense simply by saying that the nonmoving party has no such evidence.” 15 Nissan Fire & Marine Ins. Co., 210 F.3d at 1105. “If a moving party fails to carry its initial 16 burden of production, the nonmoving party has no obligation to produce anything, even if the 17 nonmoving party would have the ultimate burden of persuasion at trial.” Id. at 1102–03. 18 “If, however, a moving party carries its burden of production, the nonmoving party must 19 produce evidence to support its claim or defense.” Id. at 1103. In doing so, the nonmoving party 20 “must do more than simply show that there is some metaphysical doubt as to the material facts.” 21 Matsushita Elec. Indus. Co., 475 U.S. at 586. A nonmoving party must also “identify with 22 reasonable particularity the evidence that precludes summary judgment.” Keenan v. Allan, 91 23 F.3d 1275, 1279 (9th Cir. 1996). If a nonmoving party fails to produce evidence that supports its 24 claim or defense, courts enter summary judgment in favor of the movant. Celotex Corp., 477 U.S. 25 at 323. 26 III. DISCUSSION 27 Plaintiff brings the following causes of action (1) disability discrimination; (2) failure to 1 discrimination or retaliation; (6) discrimination and retaliation under CFRA; and (7) wrongful 2 termination. Compl. ¶¶ 21–56. Defendants contend that Plaintiff cannot establish a triable issue 3 of fact as to any of his claims. Defendants also challenge Plaintiff’s entitlement to punitive 4 damages. 5 A. FEHA claims 6 i. Disability Discrimination 7 Section 12940(a) of FEHA prohibits an employer from discharging an employee because 8 of that employee’s physical disability. “An employer may, however, lawfully discharge an 9 employee who ‘is unable to perform his or her essential duties . . . even with reasonable 10 accommodations.’ ” Lawler v. Montblanc N. Am., LLC, 704 F.3d 1235, 1241 (9th Cir. 2013) 11 (quoting Cal. Gov’t Code § 12940(a)(1)). To establish a prima facie case of disability 12 discrimination, Plaintiff must show that he “(1) suffered from a disability, or was regarded as 13 suffering from a disability; (2) could perform the essential duties of the job with or without 14 reasonable accommodations, and (3) was subjected to an adverse employment action because of 15 the disability or perceived disability.” Sandell v. Taylor-Listug, Inc., 188 Cal. App. 4th 297, 310, 16 (Ct. App. 2010). 17 When analyzing disparate treatment claims under FEHA, California courts use the three- 18 stage burden shifting test set out in McDonnell Douglas Corp. v. Green, 411 U.S. 792 (1973). 19 Guz v. Bechtel Nat. Inc., 24 Cal. 4th 317, 354 (Cal. 2000). Under that framework, the plaintiff 20 must first establish a prima facie case of discrimination; the burden then shifts to the employer to 21 show a “legitimate, nondiscriminatory reason” for the adverse employment action; and finally the 22 burden shifts back to the plaintiff to prove that the employer’s asserted reasons for the action are 23 pretextual. Hanson v. Lucky Stores Inc., 74 Cal. App. 4th 215, 224 (Ct. App. 1999). But the 24 burden is reversed when an employer moves for summary judgment. Lawler, 704 F.3d at 1242. 25 Accordingly, Defendants bear the initial burden of showing either that Plaintiff cannot 26 establish one of the elements of the FEHA claim, or that “there was a legitimate, 27 nondiscriminatory reason” for the decision to terminate Plaintiff. See id. (citation omitted). If 1 “insufficient” or that there is a “triable issue of fact material to [Defendants’] showing.” See id. 2 Here, Defendants have met their initial burden by showing that Plaintiff cannot establish 3 one of the elements of the FEHA claim: namely that Plaintiff was able to perform his job (or any 4 job) at the time of his termination. In June 2018, Dr. Parekh said that Plaintiff was “unable to 5 work in any capacity,” that no accommodations would allow him to return to work, and that these 6 restrictions would be permanent unless Plaintiff got “a heart-kidney transplant and then 7 recover[ed] from that surgery.” Contrisciano Decl. Ex. B at 187–88. Defendant granted ADA 8 leave through October 1, 2018 on this basis. Id. ¶ 5. Then on October 17, 2018, Dr. Parekh’s 9 physician’s assistant prepared a note “plac[ing] [Plaintiff] off work” from October 1, 2018 through 10 February 1, 2019, which Plaintiff described as “a doctor’s note stating that I will be out until Feb 11 2019.” Id. Ex. D. Consistent with all of this, in a “medical questionnaire” two days later, Dr. 12 Parekh indicated that he did not expect Plaintiff to return to work, likely with restrictions, until “6 13 months – 1 year after [the] heart transplant,” and answered “N/A” to the question “What 14 workplace adjustments can be made to help your patient return to work and consistently perform 15 his/her job?” Id. Ex. E at VWR00384. Accordingly, the record unambiguously shows that 16 Plaintiff was not cleared by his medical providers to return to work at any point before his 17 termination, and that no one could predict when he might be cleared to work (which was 18 understandable, because that clearance was contingent on a transplant operation that had not yet 19 even been scheduled).2 20 Plaintiff points to the meeting he had with Mr. Koo in which he says he indicated that he 21 felt he could return to work. But that meeting occurred two weeks before the October 17 “off 22 work” note and the October 19 questionnaire indicating that Plaintiff could not return until after 23 his as-yet-unscheduled transplant. See id. In light of the unambiguous medical evidence, the 24 Court finds that Plaintiff’s statement that he felt he could return to work does not create a triable 25 2 Plaintiff argues that Dr. Parekh’s report does not explicitly state that Plaintiff was “unable to 26 work.” Opp. at 7. But the medical provider questionnaire indicated that “a reply of ‘no work’ or ‘totally incapacitated’ is not sufficient. Contrisciano Decl. ¶ 6, Ex. E at VWR00384. In any 27 event, Dr. Parekh’s “N/A” response to the “adjustments” question, together with the physician’s 1 issue. See Kennedy v. Applause, Inc., 90 F.3d 1477, 1481 (9th Cir. 1996) (affirming summary 2 judgment on ADA claim and finding plaintiff’s “uncorroborated and self-serving” testimony 3 “contradict[ed] her prior sworn statements and the medical evidence” regarding the extent of 4 plaintiff’s disability and ability to work). The record shows that Plaintiff’s medical providers 5 consistently indicated that he was unable to work. Plaintiff’s self-diagnosis to the contrary cannot 6 create a material issue of fact. And Plaintiff does not point to any evidence that reveals any 7 arguable ambiguity in the October doctor’s reports (or prior reports). See Swonke v. Sprint Inc., 8 327 F. Supp. 2d 1128, 1134 (N.D. Cal. 2004) (holding that finding a genuine dispute where 9 medical notes stated without ambiguity that plaintiff was unable to return to work “would be to 10 engage in a level of fiction unwarranted by controlling legal standards”). 11 Plaintiff also argues that the burden shifting approach is unnecessary in light of direct 12 evidence of discriminatory animus. Opp. at 10. “Direct evidence is evidence which, if believed, 13 proves the fact [of discriminatory animus] without inference or presumption.” Godwin v. Hunt 14 Wesson, Inc., 150 F.3d 1217, 1221 (9th Cir. 1998) (citation omitted). Plaintiff points to Mr. Koo’s 15 statement in the following email to human resources: 16 [H]e told me his restrictions have not changed, he cannot lift or move anything. Once I have a doctor’s note of his restriction[s], I can give 17 you some better info. At this point I don’t have any work that can fit his restrictions, and it[’]s already October 5th. Do we have to wait 18 for the employee to give notice or can the company start to take steps to part ways with the associate? I don’t want to do this [to] him 19 because honestly, he is a great worker but at this point there is no way we can have him on the team until we either have a position that [] 20 satisf[ies] his medical restriction[s] or he gets better and can do the work at my site. 21 Erlich Decl., Ex. 10. Plaintiff contends that this evidence reflects animus because defendants 22 “expected [Plaintiff] to return to work full time and without restrictions.” Opp. at 10. 23 Specifically, Plaintiff points to Mr. Koo’s response at deposition when questioned whether it was 24 his “understanding” that Plaintiff “had to be at a hundred percent” to return to work. See Erlich 25 Decl., Ex. 1 (“Koo Dep.”) at 91:24-16. Mr. Koo responded that his understanding was that 26 Plaintiff “had to be cleared for work,” and deferred to human resources. Id. at 92:17-22. Contrary 27 to Plaintiff’s contention, even making all reasonable inferences in Plaintiff’s favor, Mr. Koo’s 1 deposition testimony does not reflect, or suggest, a “100% healed” or “fully healed” policy. See 2 Opp. at 10. Plaintiff also argues that there is substantial circumstantial evidence of Defendants’ 3 animus. Id. at 10–11. Plaintiff points to the following answer from Mr. Koo’s deposition 4 testimony: 5 We’ve been providing temps for way too long, and it’s costing us 40 percent over the markup of that position. Over time, that -- we’re 6 going to lose money on this. And I’m sorry to say – I hate that. I hate to say that, but it’s business. At bottom line, it’s business, and I 7 needed a body for that. Koo Dep. at 107:18-25. Plaintiff argues that this financial justification somehow contradicts 8 Defendants’ stated basis for terminating Plaintiff. Opp. at 11. Defendants respond that it is 9 undisputed that “VWR terminated Plaintiff because he was unable to work, and that he was unable 10 to work because he was medically disabled.” Reply at 7. 11 Because the record reflects that VWR believed it was not feasible to use temporary 12 workers indefinitely due to financial factors and customer relationship issues, the Court does not 13 find VWR’s justification inconsistent in any way, or reflective of any animus. See Contrisciano 14 Decl. ¶ 5; Koo Decl. ¶¶ 8, 10. Plaintiff has not pointed to any evidence that would support an 15 inference that VWR’s proffered reason was pretextual or that he was fired for a retaliatory reason. 16 The Court also finds there is no direct or circumstantial evidence of discriminatory animus such 17 that a reasonable jury could conclude that Defendants engaged in intentional discrimination. 18 While it is doubtless a painful experience to be fired (or to have to fire someone), terminating an 19 employee based on his inability to work is not “animus”: it is conduct expressly allowed by 20 FEHA. 21 Because Plaintiff fails to show any triable issue of fact as to whether he was able to 22 perform his job at the time of his termination, or as to the legitimacy of Defendants’ proffered 23 nondiscriminatory reasons, the Court GRANTS Defendants’ motion as to the disability 24 discrimination claim. 25 26 ii. Retaliation “[T]o establish a prima facie case of retaliation under the FEHA, a plaintiff must show (1) 27 1 employment action, and (3) a causal link existed between the protected activity and the employer’s 2 action.” Yanowitz v. L’Oreal USA, Inc., 36 Cal. 4th 1028, 1042 (Cal. 2005). When a defendant 3 seeks summary judgment on a plaintiff’s retaliation claim under FEHA, California follows the 4 McDonnell Douglas burden shifting analysis “to determine whether there are triable issues of fact 5 for resolution by a jury.” Loggins v. Kaiser Permanente Int’l., 151 Cal. App. 4th 1102, 1108–09 6 (Ct. App. 2007). “In evaluating a legitimate nondiscriminatory reason, the ultimate issue is simply 7 whether the employer acted with a motive to discriminate illegally. Thus, legitimate reasons in 8 this context are reasons that are facially unrelated to prohibited bias, and which, if true, would thus 9 preclude a finding of discrimination.” Lawler, 704 F.3d at 1243 (emphasis omitted) (internal 10 quotations and citation omitted). 11 Plaintiff argues that Defendants fired him after he requested an accommodation in October 12 2018. Opp. at 21 and n.5. As to the causal link, Plaintiff contends that the timing of his 13 termination, less than four weeks after meeting with Mr. Koo and two weeks after VWR received 14 the updated doctor’s note, raises a triable issue. Id. at 21–22. Defendants contend that Plaintiff 15 had been on leave for nearly eight months by the time he requested his third leave and that VWR 16 terminated Plaintiff for a legitimate, nondiscriminatory reason. Mot. at 14; Reply at 7, 14. 17 Even assuming that the evidence here suffices to establish a prima facie case, the Court 18 finds that Defendants have shown that there were legitimate, nonretaliatory reasons for their 19 decision, including that Plaintiff could not perform his duties and that it was not feasible to cover 20 Plaintiff’s position with temporary workers indefinitely for financial and customer service reasons. 21 See Contrisciano Decl. ¶ 5; Koo Decl. ¶¶ 8, 10; see also Dep’t of Fair Emp. & Hous. v. Lucent 22 Techs., Inc., 642 F.3d 728, 746 (9th Cir. 2011) (holding that employer provided a legitimate, 23 nondiscriminatory reason for terminating an employee because of employee’s “inability to 24 perform the essential functions of” his position and defendant’s “inability to reasonably 25 accommodate him”). As previously noted, Plaintiff does not point to any evidence that raises a 26 reasonable inference that he was terminated for any improper motive. Accordingly, Plaintiff has 27 not provided “substantial responsive evidence” that VWR’s reasons were “untrue or pretextual.” 1 see also Lawler, 704 F.3d at 1244 (“A plaintiff must offer ‘specific’ and ‘substantial’ 2 circumstantial evidence to prove pretext in a retaliation claim under FEHA.”) (citation omitted). 3 Because Plaintiff has not raised a triable issue as to whether VWR’s stated legitimate 4 reasons were pretextual, the Court GRANTS Defendants’ motion for summary judgment as to the 5 retaliation claim. 6 iii. Failure to Prevent Discrimination and Retaliation 7 Section 12940(k) of FEHA prohibits an employer from “fail[ing] to take all reasonable 8 steps necessary to prevent discrimination and harassment from occurring.” This subsection 9 describes a separate unlawful employment practice. See Lucent Techs., Inc., 642 F.3d at 748 10 (citing Carter v. California Dep’t of Veterans Affs., 38 Cal. 4th 914, 925 n.4 (Cal. 2006)). But 11 “employers are not liable for failing to take necessary steps to prevent discrimination, ‘except 12 where the [discriminatory] actions took place and were not prevented.’ ” Id. (citations omitted). 13 Because the evidence creates no triable issue of fact as to whether VWR discriminated or 14 retaliated against Plaintiff, the Court GRANTS Defendants’ motion for summary judgment as to 15 the claim of failure to prevent discrimination and retaliation. 16 iv. Failure to Accommodate and Failure to Engage in the Interactive Process 17 Section 12940(m)(1) of FEHA makes it unlawful for an employer to “fail to make 18 reasonable accommodation for the known physical . . . disability of an . . . employee.” “The 19 essential elements of a failure to accommodate claim are: (1) the plaintiff has a disability covered 20 by the FEHA; (2) the plaintiff is a qualified individual (i.e., he or she can perform the essential 21 functions of the position); and (3) the employer failed to reasonably accommodate the plaintiff’s 22 disability.” Cuiellette v. City of Los Angeles, 194 Cal. App. 4th 757, 766 (Ct. App. 2011). And 23 section 12940(n) of FEHA makes it unlawful for an employer to “fail to engage in a timely, good 24 faith, interactive process with the employee or applicant to determine effective reasonable 25 accommodations, if any, in response to a request for reasonable accommodation by an employee 26 or applicant with a known physical or mental disability.” 27 Defendants argue that Plaintiff was “medically unable to perform his actual job duties, or 1 for leaves of absence in March and June. With respect to any further requests for accommodation, 2 Defendants reiterate that the medical evidence indicated that no accommodation was applicable 3 and that Plaintiff “would remain unable to work indefinitely” in light of his unscheduled heart 4 transplant. Reply at 9. 5 Courts “cannot impose upon the employer an obligation to engage in a process that was 6 guaranteed to be futile.” Swonke, 327 F. Supp. 2d at 1137 (finding that “no accommodations . . . 7 could have possibly been consistent with the medical opinion that [plaintiff] was totally disabled 8 from any employment”); Markowitz v. United Parcel Serv., Inc., No. SACV151367AGDFMX, 9 2016 WL 3598728, at *7 (C.D. Cal. July 1, 2016), aff’d, 711 F. App’x 430 (9th Cir. 2018) (same). 10 To the extent Plaintiff argues that VWR could have modified Plaintiff’s role or placed him in a 11 different position, the Court finds that Defendants were entitled to rely on the medical evidence 12 indicating he was unable to work.3 See Swonke, 327 F. Supp. 2d 1128, 1137–38; see also Tipton 13 v. Airport Terminal Servs., Inc., No. CV1809503ABJEMX, 2020 WL 3980127, at *7 (C.D. Cal. 14 Mar. 31, 2020) (finding the defendant “was entitled to place [p]laintiff off work entirely in line 15 with the opinion of her physician”); Shamir v. SCCA Store Holdings, Inc., No. CV 13-6672 ABC 16 (ASX), 2014 WL 12597151, at *6 (C.D. Cal. June 9, 2014) (“Defendant was never obligated to 17 engage in the interactive process with Plaintiff to identify the accommodations Plaintiff would 18 need upon her return to work—even though specified in the doctor’s notes—because Plaintiff’s 19 doctors never authorized her to return to work.”). 20 To the extent Plaintiff contends that VWR could have extended Plaintiff’s leave, the Court 21 agrees that the requested leave was indefinite because the medical reports discussing, and later 22 extending, potential return dates always framed any return as contingent on recovery from a 23 3 Plaintiff’s reliance on Nadaf-Rahrov v. Neiman Marcus Grp., Inc., 166 Cal. App. 4th 952 (Ct. 24 App. 2008), does not change the Court’s conclusion. In Nadaf-Rahrov, to show there was no triable issue of fact as to plaintiff’s ability to perform the essential functions of her desired 25 position, the defendant pointed to a particular medical note from November 2003 stating that the plaintiff was unable to perform any work. Id. at 964–65. But the court found there was a triable 26 issue in light of the doctor’s averments that he “always maintained” that the plaintiff was capable of performing other jobs and a subsequent medical note in January 2004 “recommending [that 27 Plaintiff] be reassigned to a position ‘that would not involve bending, standing, or kneeling.’ ” Id. 1 surgery that had yet to be scheduled. And an employer “is not required to provide an indefinite 2 leave of absence as a reasonable accommodation.” 2 Cal. Code Regs. § 11068(c); see Hanson, 74 3 Cal. App. 4th at 226–27 (“Reasonable accommodation does not require the employer to wait 4 indefinitely for an employee’s medical condition to be corrected.” (quoting Gantt v. Wilson 5 Sporting Goods Co., 143 F.3d 1042, 1047 (6th Cir. 1998))). 6 The Court thus GRANTS Defendants’ motion for summary judgment as to the claims of 7 failure to accommodate and failure to engage in the interactive process. 8 B. CFRA Retaliation Claim 9 The CFRA is contained within FEHA and allows for certain employees “to take up to a 10 total of 12 workweeks in any 12-month period for family care and medical leave.” Cal. Gov’t 11 Code § 12945.2(a); Rogers v. Cty. of Los Angeles, 198 Cal. App. 4th 480, 487 (Ct. App. 2011). 12 The CFRA makes it unlawful for an employer “to discharge, fine, suspend, expel, or discriminate 13 against, any individual because of . . . [a]n individual’s exercise of the right to family care and 14 medical leave provided by” the CFRA. Cal. Gov’t Code § 12945.2(k).4 “Violations of the CFRA 15 generally fall into two types of claims: (1) ‘interference’ claims in which an employee alleges that 16 an employer denied or interfered with her substantive rights to protected medical leave, and (2) 17 ‘retaliation’ claims in which an employee alleges that []he suffered an adverse employment action 18 for exercising her right to CFRA leave.” Rogers, 198 Cal. App. 4th at 487–88.5 19 4 Prior to the recent amendment of the CFRA, the retaliation provision was listed as subsection (l). 20 See Cal. Gov’t Code § 12945.2(l) (version repealed eff. 1/1/21), 12945.2(k) (added Stats. 2020, Ch. 86; eff. 1/1/21). 21 5 Plaintiff contends that a CFRA interference claim should proceed to trial because Defendants did not move to dismiss it or otherwise address it. Opp. at 22. Plaintiff clearly brought a CFRA 22 “discrimination and retaliation” claim, citing to the section of the statute that makes it unlawful to “discharge . . . or discriminate against, any individual because of . . . an individual’s exercise of 23 the right to family care and medical leave.” See Compl. ¶ 48 (citing Cal. Gov’t Code § 12945.2(l)). But Plaintiff did not raise a CFRA interference claim in his complaint or include that 24 claim in his statement of legal issues in his case management conference statement. See Dkt. No. 18 at 3 (listing five FEHA claims, a wrongful termination claim, and a claim for “discrimination 25 and retaliation in violation of CFRA”); see also Bareno v. San Diego Cmty. Coll. Dist., 7 Cal. App. 5th 546, 559 n.11 (Ct. App. 2017) (explaining that “[t]he statutory authority for an 26 ‘interference’ claim arises from section 12945.2, subdivision (t), which makes it unlawful for an employer ‘to interfere with, restrain, or deny the exercise of, or the attempt to exercise, any right’ 27 provided by CFRA,” and contrasting this claim to retaliation claims arising under subdivision 1 To make a prima facie showing of retaliation under the CFRA, a plaintiff must establish 2 that “(1) the defendant was a covered employer; (2) the plaintiff was eligible for CFRA leave; (3) 3 the plaintiff exercised his or her right to take a qualifying leave; and (4) the plaintiff suffered an 4 adverse employment action because he or she exercised the right to take CFRA leave.” Rogers, 5 198 Cal. App. 4th at 491 (emphasis omitted). Retaliation claims under the CFRA are subject to 6 the McDonnell Douglas burden-shifting analysis. Moore v. Regents of Univ. of California, 248 7 Cal. App. 4th 216, 248 (Ct. App. 2016). 8 Plaintiff contends that he took protected leave beginning in March 2018 and that Plaintiff’s 9 leave was a “substantial motivating reason for discharging him.” Opp. at 22. Defendants argue 10 that this count fails because VWR terminated Plaintiff for a legitimate, nondiscriminatory reason. 11 Mot. at 14. The Court agrees, because as previously noted, Plaintiff fails to meet his burden of 12 showing any triable issue as to whether VWR’s proffered legitimate nondiscriminatory reason for 13 terminating him was pretextual. See Chavez v. JPMorgan Chase & Co., 731 F. App’x 592, 595 14 (9th Cir. 2018) (holding the plaintiff’s CFRA retaliation claim “fail[ed] because she cannot show 15 that [defendant’s] reason for terminating her was pretextual”).6 Accordingly, the Court GRANTS 16 Defendants’ motion for summary judgment as to the retaliation claim.7 17 // 18 // 19 // 20 // 21 // 22 F.3d 967, 978 (9th Cir. 2018); see also Burrell v. Cty. of Santa Clara, No. 11-CV-04569-LHK, 23 2013 WL 2156374, at *11 (N.D. Cal. May 17, 2013) (citations omitted) (holding that the court would “not consider claims raised for the first time at summary judgment which Plaintiffs did not 24 raise in their pleadings”). 6 As an unpublished Ninth Circuit decision, Chavez is not precedent, but can be considered for its 25 persuasive value. See Fed. R. App. P. 32.1; CTA9 Rule 36-3. 7 With no surviving claim, the Court finds that any question regarding the punitive damages claim 26 is moot. And because Plaintiff’s claim for wrongful termination is derivative of both his FEHA and CFRA claims, it fails for the same reasons the Court found those claims deficient. 27 Accordingly, the Court GRANTS Defendants’ motion for summary judgment as to the wrongful IV. CONCLUSION The Court GRANTS Defendants’ motion for summary judgment. The Clerk is directed to 2 enter judgment in favor of Defendants and close the file. 3 4 IT IS SO ORDERED. 5 6 Dated: 5/13/2021 Abstr 3 Mbt). 8 HAYWOOD S. GILLIAM, JR. 9 United States District Judge 10 11 a 12
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