Yates v. Aiken

349 S.E.2d 84, 290 S.C. 231
CourtSupreme Court of South Carolina
DecidedSeptember 29, 1986
Docket22614
StatusPublished

This text of 349 S.E.2d 84 (Yates v. Aiken) is published on Counsel Stack Legal Research, covering Supreme Court of South Carolina primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Yates v. Aiken, 349 S.E.2d 84, 290 S.C. 231 (S.C. 1986).

Opinion

290 S.C. 231 (1986)
349 S.E.2d 84

Dale Robert YATES, Petitioner
v.
James AIKEN, Warden, CCI, and the Attorney General, South Carolina, Respondents.

22614

Supreme Court of South Carolina.

Heard March 26, 1986.
Decided September 29, 1986.

*232 David I. Bruck, and S.C. Office of Appellate Defense, Columbia, for appellant.

Atty. Gen. T. Travis Medlock, and Chief Deputy Atty. Gen. Donald J. Zelenka, Columbia, for respondents.

Heard March 26, 1986.

Decided Sept. 29, 1986.

NESS, Chief Justice:

This case is before us on remand from the United States Supreme Court for reconsideration of Yates' petition for writ of habeas corpus. The petition is denied.

Yates was convicted of murder and armed robbery in 1981 and was sentenced to death upon recommendation of a jury. This Court affirmed the conviction and sentence. State v. Yates, 280 S.C. 29, 310 S.E. (2d) 805 (1982), cert. den., 462 U.S. 1124, 103 S.Ct. 3098, 77 L.Ed. (2d) 1356 (1983). Yates' application for post conviction relief was denied, and he sought a writ of certiorari from this Court to review the decision of the circuit court. Yates also filed a petition for writ of habeas corpus in the original jurisdiction of this Court alleging, for the first time, constitutional error in the jury instructions at trial. The petitions were consolidated and both were denied by summary order. The United States Supreme Court vacated the denial of the petition for writ of habeas corpus and remanded for reconsideration in light of its decision in Francis v. Franklin, 471 U.S. 307, 105 S.Ct. 1965, 85 L.Ed. (2d) 344 (1985). Yates v. Aiken, U.S. ___, 106 S.Ct. 218, 88 L.Ed. (2d) 218 (1985).

At Yates' trial the jury was instructed that malice is *233 presumed from the use of a deadly weapon. No objection to the charge was made, and the issue was not raised on direct appeal. Approximately one year after Yates' conviction was affirmed, this Court found error in a similar malice charge. State v. Elmore, 279 S.C. 417, 308 S.E. (2d) 781 (1983). The jury instruction at Yates' trial suffered from the same infirmities present in Elmore and addressed in Francis v. Franklin, supra.

The question we must resolve is whether Elmore may be applied retroactively to invalidate a conviction which was final at the time Elmore was decided. We have expressly stated that Elmore's retroactive effect is limited to cases pending on direct appeal at the time that case was decided and will not apply to collateral attacks on criminal convictions. McClary v. State, 287 S.C. 160, 337 S.E. (2d) 218 (1985). In light of the remand of this case, however, we take this opportunity to re-evaluate and expand on our holding in McClary.

Decisions from the United States Supreme Court regarding retroactive application of new rules of criminal law are a mass of confusion. Indeed, that Court has noted that the development of the law of retroactivity is "almost as difficult to follow as the tracks made by a beast of prey in search of its intended victim." United States v. Johnson, 457 U.S. 537, 102 S.Ct. 2579, 2584, 73 L.Ed. (2d) 202 (1982), citing Mackey v. United States, 401 U.S. 667, 91 S.Ct. 1160, 1172, 28 L.Ed. (2d) 404 (1971) (Harlan, J., concurring). In applying those precedents at the state level to determine the retroactive effect of a prior state decision, one factor is controlling. "Retroactive application is not compelled, constitutionally or otherwise." Solem v. Stumes, 465 U.S. 638, 104 S.Ct. 1338, 1341, 79 L.Ed. (2d) 579 (1984). See also, United States v. Johnson, 102 S.Ct. at 2583, citing Linkletter v. Walker, 381 U.S. 618, 85 S.Ct. 1731, 1737, 14 L.Ed. (2d) 601 (1965); ["`The Constitution neither prohibits nor requires ... retrospective effect' be given to any `new' constitutional rule."]; and citing Great Northern R. Company v. Sunburst Oil & Refining Company, 287 U.S. 358, 53 S.Ct. 145, 148 77 L.Ed. 360 (1932) ["`the federal constitution has no voice upon the subject' of retrospectivity."] In the absence of constitutional mandate, this Court is free to determine our own standards regarding retroactivity of state decisions.

*234 While not binding on us, several of these decisions are instructive on the issue of retroactivity.

Prospective application should be afforded a new rule of criminal procedure which is a "clear break" from earlier precedent. United States v. Johnson, 102 S.Ct. at 2587, citing Desist v. United States, 394 U.S. 244, 89 S.Ct. 1030, 1033, 22 L.Ed. (2d) 248 (1969). See, e.g., Batson v. Kentucky, ___ U.S., 106 S.Ct. 1712, 90 L.Ed. (2d) 69 (1986) (White, J., and O'Connor, J. concurring in separate opinions; Burger, C.J., and Rehinquist, J., dissenting). See also State v. Hawkins, South Carolina Supreme Court Order dated June 6, 1986 [applying Batson v. Kentucky prospectively from the date of the decision.] Full retroactivity, even by collateral attack, should be permitted when a ruling establishes that the trial court's action is void ab initio or that defendant's conduct was not subject to criminal punishment. United States v. Johnson, 102 S.Ct. at 2587, and cases cited therein. The gray area between these two bright line rules has resulted in the majority of litigation on this issue.

We are persuaded by Justice Harlan's view that a new rule of criminal law which does not fall into one of the categories discussed above should be applied retroactively to all cases pending on direct review at the time the new decision is issued. See, Desist v. United States, supra (Harlan, J., dissenting); Mackey v. United States, supra (Harlan, J., concurring) [adopted in United States v. Johnson, supra, as to new decisions arising under the Fourth Amendment.] See also, Shea v. Louisiana, 470 U.S. 51, 105 S.Ct. 1065, 1069, 84 L.Ed. (2d) 38, citing United States v. Johnson, 102 S.Ct. at. 2594. This rule is, of course, subject to traditional standards of waiver and harmless error.[1]Shea v. Louisiana, 470 U.S. 51, 105 S.Ct. 1065, 1070, 84 L.Ed. (2d) 38 (1985) at footnote 4; Reed v. Ross, 468 U.S. 1, 104 S.Ct. 2901, 82 L.Ed. (2d) 1 (1984).

Justice Harlan's view has several advantages. Retroactive effect of a new rule is appropriate when the purpose of the new rule is to "enhance the accuracy of criminal trials." *235 Solem v. Stumes, 104 S.Ct. at 1342.

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Related

Linkletter v. Walker
381 U.S. 618 (Supreme Court, 1965)
Desist v. United States
394 U.S. 244 (Supreme Court, 1969)
Williams v. United States
401 U.S. 646 (Supreme Court, 1971)
MacKey v. United States
401 U.S. 667 (Supreme Court, 1971)
Hankerson v. North Carolina
432 U.S. 233 (Supreme Court, 1977)
Sandstrom v. Montana
442 U.S. 510 (Supreme Court, 1979)
United States v. Johnson
457 U.S. 537 (Supreme Court, 1982)
Enmund v. Florida
458 U.S. 782 (Supreme Court, 1982)
Solem v. Stumes
465 U.S. 638 (Supreme Court, 1984)
Reed v. Ross
468 U.S. 1 (Supreme Court, 1984)
Shea v. Louisiana
470 U.S. 51 (Supreme Court, 1985)
Francis v. Franklin
471 U.S. 307 (Supreme Court, 1985)
Cabana v. Bullock
474 U.S. 376 (Supreme Court, 1986)
Batson v. Kentucky
476 U.S. 79 (Supreme Court, 1986)
Rose v. Clark
478 U.S. 570 (Supreme Court, 1986)
State v. Gandy
324 S.E.2d 65 (Supreme Court of South Carolina, 1984)
State v. Yates
310 S.E.2d 805 (Supreme Court of South Carolina, 1982)
State v. Patterson
327 S.E.2d 650 (Supreme Court of South Carolina, 1984)
McClary v. State
337 S.E.2d 218 (Supreme Court of South Carolina, 1985)

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349 S.E.2d 84, 290 S.C. 231, Counsel Stack Legal Research, https://law.counselstack.com/opinion/yates-v-aiken-sc-1986.