Wozniak v. Wozniak

629 N.E.2d 500, 90 Ohio App. 3d 400, 1993 Ohio App. LEXIS 4608
CourtOhio Court of Appeals
DecidedSeptember 22, 1993
DocketNo. 16135.
StatusPublished
Cited by210 cases

This text of 629 N.E.2d 500 (Wozniak v. Wozniak) is published on Counsel Stack Legal Research, covering Ohio Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Wozniak v. Wozniak, 629 N.E.2d 500, 90 Ohio App. 3d 400, 1993 Ohio App. LEXIS 4608 (Ohio Ct. App. 1993).

Opinion

Reece, Judge.

Defendant-appellant, Thomas Wozniak, appeals from a jury verdict in the probate court of Summit County finding him guilty under R.C. 2109.52 of wrongfully concealing, embezzling, or conveying assets of the estate of his mother, Helen Folk. Wozniak also appeals the probate court’s declaratory judgment finding that a 1959 Jaguar sports car was property of the estate of Helen Folk and that Wozniak was personally liable to the estate for three mortgages encumbering estate property.

Wozniak, however, has provided this court with only a partial transcript of the probate court proceedings. Consequently, our recitation of the facts leading to this appeal is limited.

Joseph Wozniak, brother of the appellant, brought this action in December 1990 under R.C. 2109.50 et seq., claiming that Thomas Wozniak was wrongfully in possession of assets from their mother’s estate. Joseph’s complaint focused on a trust dated September 3, 1969 created by Helen Folk as grantor-beneficiary and administered by Thomas as trustee. Part of the corpus of the trust was an antique 1959 Jaguar sports car. Joseph alleged that Thomas had concealed, embezzled, or conveyed assets belonging to the estate and trust. Thomas cross-claimed, alleging under R.C. 2109.50 that Joseph had concealed, embezzled, or conveyed assets from their mother’s estate. Finally, Joseph sought a determina *405 tion of whether the estate or Thomas was liable for three mortgages that were secured by estate property but the proceeds from which were used to benefit Thomas personally.

The jury found Thomas guilty of concealing, embezzling, or conveying assets of Helen Folk’s estate and awarded the estate $41,687 as damages. The court added on the statutory ten-percent penalty and awarded interest from August 18, 1988, the date the original estate inventory and appraisal were filed in the probate court by the administrator of Helen Folk’s estate.

The jury found Joseph guilty on the cross-claim of concealing, embezzling, or conveying assets of the estate and awarded the estate $3,550 as damages. The probate court assessed the ten-percent penalty and awarded interest from August 18, 1988.

The probate court also entered a declaratory judgment. The court found that a 1959 Jaguar in Thomas’s possession was estate property. The court further found that Thomas was liable to the estate for three personal obligations that were secured by mortgages on estate property.

Thomas Wozniak appeals, asserting eight assignments of error.

Wozniak’s first two assignments of error relate to the jurisdiction of the probate court under R.C. 2109.50.

Assignments of Error 1 and 2

“1. The lower court erred in overruling appellant’s motion to dismiss, made on the grounds that the court lacked jurisdiction under R.C. Section 2109.50.

“2. The trial court erred in allowing the plaintiff to bring the present action, as the proper party and only authority to bring suit under the present case resides exclusively with the administrator.”

R.C. 2109.50 provides in pertinent part:

“Upon complaint made to the probate court of the county having jurisdiction of the administration of a trust estate or of the county wherein a person resides against whom the complaint is made, by a person interested in such trust estate or by the creditor of a person interested in such trust estate against any person suspected of having concealed, embezzled, or conveyed away or of being or having been in the possession of any moneys, chattels, or choses in action of such estate, said court shall by citation, attachment or warrant, or, if circumstances require it, by warrant or attachment in the first instance, compel a person or persons so suspected to forthwith appear before it to be examined, on oath, touching the matter of the complaint. * * *

ÍÍ * * *

*406 “The probate court shall forthwith proceed to hear and determine the matter.

“The examinations, including questions and answers, shall be reduced to writing, signed by the party examined, and filed in the probate court.’

“If required by either party, the probate court shall swear such witnesses as may be offered by either party touching the matter of such complaint and cause the examination of every such witness, including questions and answers, to be reduced to writing, signed by the witness, and filed in the probate court.”

Additionally, R.C. 2109.52 states:

“When passing on a complaint made under section 2109.50 of the Revised Code, the probate court shall determine, by the verdict of a jury if either party requires it or without if not required, whether the person accused is guilty of having concealed, embezzled, conveyed away, or been in the possession of moneys, chattels, or choses in action of the trust estate. If such person is found guilty, the probate court shall assess the amount of damages to be recovered or the court may order the return of the specific thing concealed or embezzled or may order restoration in kind. * * * In all cases, except when the person found guilty is the fiduciary, the probate court shall forthwith render judgment in favor of the fiduciary or if there is no fiduciary in this state, the probate court shall render judgment in favor of the state, against the person found guilty, for the amount of the moneys or the value of the chattels or choses in action concealed, embezzled, conveyed away, or held in possession, together with ten per cent penalty and all costs of such proceedings or complaint; except that such judgment shall be reduced to the extent of the value of any thing specifically restored or returned in kind as provided in this section.”

To be an interested party under R.C. 2109.50, the plaintiff must allege a sufficient relationship to the estate entitled to recover the concealed assets. Fecteau v. Cleveland Trust Co. (1960), 171 Ohio St. 121, 126, 12 O.O.2d 139, 141, 167 N.E.2d 890, 893. In Fecteau, the plaintiff alleged a relationship to the estate of Peter Fecteau through her deceased husband, Edward Fecteau, who died two years after Peter and who was Peter’s son and only heir at law. Id. at 122, 12 O.O.2d at 139, 167 N.E.2d at 891. The court found that the plaintiffs relationship to the estate entitled her to bring an action under R.C. 2109.50 because she would be “an ultimate beneficiary of [the estate] in some appreciable amount which would certainly make her an interested person.” Id. at 126, 12 O.O.2d at 141, 167 N.E.2d at 893.

Joseph and Thomas Wozniak are the only heirs at law of Helen Folk. Clearly, Joseph is an ultimate beneficiary of the estate’s recovery of any concealed assets. Joseph, therefore, is an interested person under R.C. 2109.50.

*407 The purpose of R.C. 2109.50 is to provide a speedy and effective method of discovering assets belonging to the estate and securing their recovery. Ukrainiec v. Batz (1982), 24 Ohio App.3d 200, 202, 24 OBR 323, 325, 493 N.E.2d 1368, 1369.

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Cite This Page — Counsel Stack

Bluebook (online)
629 N.E.2d 500, 90 Ohio App. 3d 400, 1993 Ohio App. LEXIS 4608, Counsel Stack Legal Research, https://law.counselstack.com/opinion/wozniak-v-wozniak-ohioctapp-1993.