Woodson v. Surgitek, Inc.

57 F.3d 1406, 1995 U.S. App. LEXIS 17509, 1995 WL 389905
CourtCourt of Appeals for the Fifth Circuit
DecidedJuly 19, 1995
Docket94-60008
StatusPublished
Cited by130 cases

This text of 57 F.3d 1406 (Woodson v. Surgitek, Inc.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Woodson v. Surgitek, Inc., 57 F.3d 1406, 1995 U.S. App. LEXIS 17509, 1995 WL 389905 (5th Cir. 1995).

Opinion

ROBERT M. PARKER, Circuit Judge:

Plaintiff appeals the district court’s judgment dismissing the plaintiffs complaint with prejudice. The district court ordered the dismissal under its inherent power as a sanction for delays caused by the plaintiff. Finding that the district court did not abuse its discretion, we affirm.

I.

Unfortunately, to review the sanction of dismissal ultimately imposed by the district court, we must recount the long and tortured course this litigation has taken. On December 4, 1991, the plaintiff, Hayes Hudson, 1 through his attorney, Veronica Davis, filed suit in the 56th Judicial District Court of Galveston County, Texas. Hudson alleged that the defendants, Surgitek, Inc., Medical Engineering Corporation, and Bristol-Myers Squibb, were guilty of negligence and gross negligence in the manufacturing and marketing of penile prosthetic devices, two of which had been surgically implanted into plaintiffs body and failed. The implantation of these devices was done, apparently, to counteract impotence caused by the advancement of plaintiffs severe diabetes.

*1408 On January 15, 1992, the defendants removed the case to federal district court based on diversity of citizenship and it was assigned to Judge Lake of the Southern District of Texas, Houston Division. The case was ordered to proceed under the Cost and Delay Reduction Plan of the Civil Justice Reform Act providing for accelerated discovery. However, the record reflects a conspicuous lack of activity until June 3, 1992, when a joint diseovery/management plan was filed. All parties admitted that the accelerated discovery had not occurred. The defendants’ counsel claimed inadvertence while the plaintiffs counsel, Veronica Davis, claimed that her personal illness was the reason for noncompliance.

At a scheduling conference held June 10, 1992, Judge Lake granted the plaintiffs unopposed motion to transfer venue, and transferred this case to the Galveston Division of the same district. At the same time, Judge Lake entered a docket control order which, among other things, set December 18, 1992, as the deadline for the completion of discovery. In that status, the case was transferred to the docket of Judge Samuel B. Kent.

After the transfer of venue, the district court entered an order announcing that a scheduling conference would be held on November 5, 1992. Again, the record reflects a complete lack of activity prior to the scheduling conference. A new docket control order was entered, which provided, among other things, that plaintiff would designate his expert witnesses no later than December 18, 1992, that defendants would designate their expert witnesses no later than January 29, 1993, that discovery would be completed by March 5, 1993, and that trial would begin March 22, 1993. Naturally, these events did not come to pass as scheduled.

On January 5, 1993, plaintiff filed a pleading entitled “Request for a Jury Trial and Change of Trial Date,” which alleged that plaintiff had suffered medical complications “believed to be the result of prosthetic fluid leaking into the body of the plaintiff,” which required additional medical confirmation. Since the alleged leaking fluid was a new development, unknown at the time of the filing of the original complaint, and was possibly “critical to the instant case,” plaintiff requested a continuance. On the same day of the filing of the request for continuance, the plaintiff filed a “Motion to Compel” challenging the defendants’ asserted objections to her interrogatories and requests for production. This pleading, filed by Ms. Davis, also included allegations of defense counsel’s bad faith; it was at this point, according to the district court, that the proceedings began to disintegrate.

The plaintiffs motions were referred to a magistrate judge and were heard on January 25,1993. Because of the plaintiffs apparently poor medical condition, the magistrate postponed ruling on the request for continuance until February 11, 1993. The parties were instructed to initiate a telephone conference on that date to update the Court on the plaintiffs medical status. The magistrate extended the defendants’ expert witness designation deadline until February 8, 1993.

The magistrate granted in part and denied in part plaintiffs Motion to Compel and ordered answers to the interrogatories to be made by February 8, 1993, conditioned upon plaintiffs execution of a confidentiality agreement. Because of the nearing trial date, the magistrate scheduled a March 2, 1993 hearing to address, as necessary, any lingering discovery problems. Finally, because plaintiffs jury request was not timely, and was opposed by the defendants, the magistrate solicited a prompt motion from the plaintiff pursuant to Federal Rule of Civil Procedure 39(b).

On January 26, 1993, the defendants filed an opposed motion for leave to amend their original answer to respond more specifically to the allegations of plaintiffs complaint and to clarify and expand the affirmative defenses they wished to assert. The magistrate granted defendants’ motion, and the amended answer was filed that same day.

On February 5, 1993, the defendants filed a “Motion to Strike Plaintiffs Late Designated Experts or, in the alternative, to Compel Production of Experts’ Reports.” The motion also contained a request for continuance. *1409 The motion alleged that plaintiffs expert witnesses were designated several days too late and, regardless, that no expert reports had been supplied. The docket control order specifically required that the designation of expert witnesses be accompanied by the contemporaneous tender of each expert’s preliminary written report. The magistrate judge immediately attempted to schedule a hearing on the motion by telephone. However, plaintiffs counsel Davis was unavailable at that time and then failed to contact the Court, as ordered, by noon of that day in order to coordinate the hearing. In fact, Davis never contacted the magistrate by phone, electing instead to forward a written response by facsimile to the clerk on February 8, 1993.

The plaintiffs written response stated that expert reports had not been produced .because none had been prepared, with the exception of the implantation and explantation reports of Dr. Michael Warren, the surgeon who performed those procedures. Plaintiffs counsel argued that plaintiff should not be required to produce a document that is not in existence. Ms. Davis apparently offered no explanation for the failure to have such reports prepared except that because the plaintiff was still undergoing treatment preparation of such reports would be premature.

The magistrate excused the tardy designation, but required written reports from plaintiffs identified experts, Drs. Warren and Rogers, to be provided no later that February 16, 1993, with the warning that failure to provide the reports would result in the noncomplying expert being stricken. The defendants’ expert witness designation deadline was extended to March 5, 1993, and discovery was extended to March 17, 1993. The defendants’ request for a continuance was denied, but the due date for the joint pretrial order and the date of the pretrial conference were extended. Both parties’ requests for sanctions were denied.

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57 F.3d 1406, 1995 U.S. App. LEXIS 17509, 1995 WL 389905, Counsel Stack Legal Research, https://law.counselstack.com/opinion/woodson-v-surgitek-inc-ca5-1995.