Wolfson v. Brammer

616 F.3d 1045, 2010 U.S. App. LEXIS 16766, 2010 WL 3191159
CourtCourt of Appeals for the Ninth Circuit
DecidedAugust 13, 2010
Docket09-15298
StatusPublished
Cited by312 cases

This text of 616 F.3d 1045 (Wolfson v. Brammer) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Wolfson v. Brammer, 616 F.3d 1045, 2010 U.S. App. LEXIS 16766, 2010 WL 3191159 (9th Cir. 2010).

Opinions

Partial Concurrence and Partial Dissent by Judge GRABER.

OPINION

WALLACE, Senior Circuit Judge:

While a candidate for judicial office in Arizona, appellant Randolph Wolfson initiated this action against the members of the Arizona Commission on Judicial Conduct, the members of the Arizona Supreme Court Disciplinary Commission, and Arizona Chief Bar Counsel Robert Van Wyck (collectively, defendants) challenging several canons of the Arizona Code of Judicial Conduct (Code) that restricted his political speech and campaign-related activities while a candidate for judicial office. While [1052]*1052this action was pending, Wolfson lost the election. Because the Code applies only to judges and candidates for judicial office, and because Wolfson did not intend to seek judicial office in the next election, the district court dismissed the action as moot.

Wolfson now appeals. We have jurisdiction pursuant to 28 U.S.C. § 1291. We reverse and remand.

I.

Wolfson is a practicing attorney and member of the Arizona Bar. He has twice unsuccessfully sought election to judicial office in the State of Arizona. In 2006, Wolfson ran for the office of Kingman Precinct Justice of the Peace in Mohave County, Arizona. During his campaign, Wolfson filed an action alleging that several canons of the Code imposed unconstitutional restrictions on his political speech and campaign activities. Wolfson v. Brammer (Wolfson I), No. CV-06-2357 (Judge Stephen M. McNamee). Wolfson alleged that he wanted to engage in certain campaign-related activities and political speech but refrained from doing so, believing the activities to be prohibited by the challenged canons of the Code. In November 2006, Wolfson lost the election. It is Wolfson’s belief that the restrictions on his campaign imposed by the Code contributed to his loss.

Shortly after his defeat, Wolfson decided that he would again seek an elected judicial office in the 2008 elections. In early 2007, Wolfson announced his candidacy for the office of Superior Court Judge, Division V, Mohave County, Arizona. At this time, Wolfson I was still pending.

In August 2007, however, the district court dismissed Wolfson I on the basis of prudential ripeness. The district court concluded that Wolfson should seek an advisory opinion from Arizona’s Judicial Ethics Advisory Committee (Ethics Committee), a body empowered by the Arizona Supreme Court to render, upon request, advisory opinions to judges and judicial candidates. See Matter of Walker, 153 Ariz. 307, 736 P.2d 790, 795 (1987); Ariz.Sup.Ct. Rule 82(b)(1). An advisory opinion would clarify, to some degree, whether the campaign activities and political speech in which Wolfson wished to engage were prohibited by the Code. Following the district court’s dismissal, Wolfson submitted a request to the Ethics Committee for a formal advisory opinion. In April 2008, the Ethics Committee responded to Wolf-son’s request by issuing Advisory Opinion 08-01.

With the advisory opinion in hand, Wolf-son filed the present action in May 2008. Wolfson v. Brammer (Wolfson II), No. CV-08-8064 (Judge Frederick J. Martone). The allegations in the present action are similar to those in Wolfson I: Wolfson alleges that he wanted to engage in certain campaign-related activities and political speech but refrained, believing that the contemplated activities were prohibited by the Code.

First, Wolfson asserts that he wanted to solicit campaign contributions personally, at live appearances and speaking engagements, by making phone calls, and by signing his name to letters seeking donations. Wolfson argues that such solicitations are prohibited by canons 5A(l)(c) and 5B(2) (revised rules 4.1(A)(4) and 4.1(A)(6), respectively) (collectively, the solicitation restrictions).

Second, Wolfson alleges that he wanted to endorse other candidates for office and to support their election campaigns. Wolf-son asserts that canons 5A(l)(b) (revised rule 4.1(A)(2) & (3)) (the endorsement clause) and 5A(l)(d) (revised rule 4.1(A)(5)) (the campaigning prohibition) forbid a candidate for judicial office from endorsing other candidates or supporting their campaigns.

[1053]*1053Third, Wolfson alleges that he wanted to answer questions from voters and to make presentations regarding his views on disputed legal and political issues, but was prohibited from doing so by canon 5B(l)(d)(i) (revised rule 4.1(A)(9)) (the pledges and promises clause) and canon 3E(l)(e) (revised rule 2.11(A)(5)) (the commits clause).

In November 2008, Wolfson lost the election. After Wolfson’s defeat, the district court ordered him to submit a supplemental brief indicating whether he intended to seek judicial office in the next election. Wolfson replied that he did not. The district court concluded that the action was moot. The district court further held that the action did not meet the exception to mootness for actions “capable of repetition yet evading review.”

After the district court’s dismissal, the Arizona Supreme Court adopted a new Code of Judicial Conduct. The revised Code, effective September 1, 2009, renumbers and recodifies the canons at issue, but does not alter the substance of the challenged canons, with one exception. In the new Code, the text of the so-called “commits clause” has been substantially revised. The complaint alleged that the commits clause (in addition to the pledges and promises clause) impermissibly restricted the speech of judicial candidates regarding disputed legal and political issues. Wolfson concedes that his claims regarding the commits clause have been rendered moot by the revision of that clause, and so those claims are no longer before us.

II.

We review the district court’s dismissal on the grounds of mootness de novo, as a dismissal for lack of subject matter jurisdiction. Rosemere Neighborhood Ass’n v. United States EPA, 581 F.3d 1169, 1172 (9th Cir.2009). We review factual determinations underlying the district court’s decision for clear error. Am.-Arab Anti-Discrimination Comm. v. Thorn-burgh, 970 F.2d 501, 506 (9th Cir.1991). In this appeal, defendants invoke the additional jurisdictional defenses of standing and ripeness. Standing and ripeness, like the doctrine of mootness, predominantly present questions of law that we review de novo. San Diego County Gun Rights Comm. v. Reno, 98 F.3d 1121, 1124 (9th Cir.1996).

Article III of the United States Constitution limits federal court jurisdiction to “actual, ongoing cases or controversies.” Lewis v. Cont’l Bank Corp., 494 U.S. 472, 477, 110 S.Ct. 1249, 108 L.Ed.2d 400 (1990); see also Arizonans for Official English v. Arizona, 520 U.S. 43, 67, 117 S.Ct. 1055, 137 L.Ed.2d 170 (1997). We lack jurisdiction “to decide moot questions or abstract propositions,” because “moot questions require no answer.” North Carolina v. Rice, 404 U.S. 244, 246, 92 S.Ct. 402, 30 L.Ed.2d 413 (1971) (per curiam) (internal quotation marks, citations and alterations omitted). A case or controversy must exist at all stages of review, not just at the time the action is filed. Alvarez v. Smith, — U.S.—, 130 S.Ct. 576, 580, 175 L.Ed.2d 447 (2009).

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