Wittner Ex Rel. Wittner v. Banner Health

720 F.3d 770, 2013 WL 3156631, 2013 U.S. App. LEXIS 12875
CourtCourt of Appeals for the Tenth Circuit
DecidedJune 24, 2013
Docket11-1171, 11-1180
StatusPublished
Cited by103 cases

This text of 720 F.3d 770 (Wittner Ex Rel. Wittner v. Banner Health) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Wittner Ex Rel. Wittner v. Banner Health, 720 F.3d 770, 2013 WL 3156631, 2013 U.S. App. LEXIS 12875 (10th Cir. 2013).

Opinion

SEYMOUR, Circuit Judge.

Ian Wittner died at the North Colorado Medical Center after being injected with the drug Haldol during a seventy-two-hour involuntary mental health hold. His parents, Lizbeth Cardenas and George Witt-ner, brought this § 1983 claim against the Medical Center, the doctor, and the nurse involved in their son’s treatment. They appeal from the district court’s grant of summary judgment to defendants and its subsequent denial of their Fed.R.Civ.P. 59(e) motion to retain jurisdiction over their state law tort claims. Defendants cross-appeal the district court’s denial of their Fed.R.Civ.P. 12(b)(6) motion to dismiss the § 1983 claim for lack of state action. Because we conclude that defendants are not state actors for purposes of § 1983, we vacate the order of summary judgment, reverse the district court’s denial of defendants’ Rule 12(b)(6) motion, affirm the court’s denial of plaintiffs’ Rule 59(e) motion, and remand with instructions to enter judgment for defendants consistent with this opinion.

I.

On April 4, 2008, police officers in Greeley, Colorado took Ian Wittner to the North Colorado Medical Center (NCMC) for a mental health evaluation after Ian made threats against his former employer. A physician at NCMC concluded that Ian was likely mentally ill and posed an imminent danger to himself or others and, pursuant to Colo.Rev.Stat. § 27-65-105, ordered that Ian be held at NCMC’s Behavioral Health facility for a seventy-two hour evaluation and treatment (an “involuntary hold”).

During the second day of the involuntary hold, Ian had a violent outburst at the nurses’ station. Five or six staff members grabbed Ian and carried him into his room, where they placed him on his bed and began to apply five-point restraints (straps around his wrists, waist, and both ankles). After hearing a nurse describe the situation over the phone, the on-duty psychia *772 trist, defendant Dr. Robert Ruegg, ordered that Ian be medicated with four milligrams of Ativan (a sedative) and ten milligrams of Haldol (an antipsychotic). Defendant Nurse Susan Ponder prepared the syringes and went to Ian’s room. Ian was fully restrained, but continued to scream and thrash against the restraints. Nurse Ponder administered the medications. A few minutes later, Ian went into cardiac arrest. He was transferred to NCMC’s emergency unit and then to the ICU. His parents agreed a few days later to the removal of life support, and Ian died on April 9, 2008.

Ian’s parents filed suit under 42 U.S.C. § 1983 in federal district court, naming as defendants Banner Health (the owner of NCMC), Dr. Ruegg, and Nurse Ponder. Plaintiffs claimed that defendants violated Ian’s due process rights under the Fourteenth Amendment by injecting him with Haldol before waiting to see whether the restraints and Ativan would suffice. Plaintiffs also asserted several Colorado state law tort claims, including wrongful death and medical malpractice.

All defendants moved to dismiss under Rule 12(b)(6), contending plaintiffs could not state a § 1983 claim against them because they were not state actors. The district court concluded that defendants were state actors, and the case proceeded to discovery. In their summary judgment motion, defendants did not reprise their state action argument but asserted instead that the individual defendants — Dr. Ruegg and Nurse Ponder — merited qualified immunity, that the Medical Center was not liable because there is no constitutional right to be free from injection of antipsy-chotic drugs in a violent emergency, and that the Medical Center’s policies encourage using the least intrusive means of restraint in any event. Plaintiffs responded by arguing that the constitutional right not to be injected with Haldol was so clearly established as to trump qualified immunity, that no emergency existed once Ian Wittner had been fully restrained, and that NCMC’s policies encourage using involuntary drug administration as a first, not last, resort.

At the hearing, the district court granted defendants’ summary judgment motion from the bench. While the transcript does not illuminate the exact basis for the court’s ruling, it apparently rejected plaintiffs’ contention that no emergency existed at the time of the injection and agreed with defendants’ characterization of NCMC’s drug injection policies. The court also accepted the individual defendants’ qualified immunity defense. It dismissed without prejudice plaintiffs’ state law claims for lack of jurisdiction.

Plaintiffs filed a Rule 59(e) motion requesting that the district court amend the judgment to retain supplemental jurisdiction “for the sole purpose of remanding the state law claims to Weld County District Court ... [as] Plaintiffs would be unduly prejudiced if this Court’s decision to decline supplemental jurisdiction over the state law claims ... operated to bar the claims from being heard by a state tribunal.” 1 Aplt.App. at 54-55. The court denied plaintiffs’ motion, holding there was no basis for remand of an action that had not been removed from state court.

Plaintiffs appeal the grant of summary judgment and the denial of their Rule 59(e) motion. Defendants cross-appeal the denial of their Rule 12(b)(6) motion.

*773 II.

Background and Statutes

A § 1983 claim requires a plaintiff to show both the existence of a federally-protected right and the deprivation of that right by a person acting under color of state law. 42 U.S.C. § 1983; Lugar v. Edmondson Oil Co., Inc., 457 U.S. 922, 924, 102 S.Ct. 2744, 73 L.Ed.2d 482 (1982). Here, the Rule 12(b)(6) dispute centered on whether the private hospital and privately employed defendants were “state actors” who could be held liable for a constitutional violation, assuming there was one, under § 1983.

The Amended Complaint set out the legal framework governing involuntary psychiatric holds in Colorado, and plaintiffs sought to persuade the district court that this statutory scheme makes private mental health facilities and personnel “state actors” when they agree to hold and treat a patient pursuant to state law. Colorado law provides as follows:

When any person appears to have a mental illness and, as a result of such mental illness, appears to be an imminent danger to others or to himself or herself ... then a [police officer, doctor, psychologist, and certain other professionals with appropriate training] ... upon probable cause and with such assistance as may be required, may take the person into custody, or cause the person to be taken into custody, and placed in a facility designated or approved by [the Colorado Department of Human Services] for a seventy-two-hour treatment and evaluation.

Colo.Rev.Stat. § 27-65-105(l)(a)(I) (2012). 2

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720 F.3d 770, 2013 WL 3156631, 2013 U.S. App. LEXIS 12875, Counsel Stack Legal Research, https://law.counselstack.com/opinion/wittner-ex-rel-wittner-v-banner-health-ca10-2013.