Williams v. United States
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Opinion
FERREN, Senior Judge:
Myrone Williams appeals his convictions of threatening to injure a person1 (his wife) in early March 2008; second-degree murder (of his wife) while armed2 a few weeks later; and related weapons offenses: possession of a firearm during a crime of violence (PFCV),3 carrying a pistol without a license outside the home (CPWL) after a felony conviction,4 and unlawful possession of a firearm (UF) after a felony conviction.5 Appellant contends (1) that the evidence was insufficient for conviction of the murder and weapons offenses; (2) that the trial court violated his constitutional right to due process by failing to order removal of his leg shackles during trial; (3) that the trial court abused its discretion by admitting prejudicial evidence, including appellant’s absence from his wife’s funeral, to show consciousness of guilt; and (4) that the trial court erred by instructing the jury with a combination anti-dead-[29]*29Iock/“reasonable efforts” instruction after receiving a second note indicating that the jury could not reach a unanimous verdict on the first-degree murder charge. We conclude that none of these arguments provides a ground for reversal, and thus that all of appellant’s convictions must be affirmed.
I.
The charges grew out of the fatal shooting of appellant’s wife early in the morning of March 22, 2008. According to the government’s evidence, in early March, appellant’s son, Myrone Hamilton (age ten), heard his mother, Bernadette Hamilton, arguing with appellant at their home about divorce papers she had had served on appellant on March 4th. During the argument, Myrone heard his father say that he would “kill her and then kill hi[m]self.” At approximately 1:30 a.m., Melissa Stokes, a Detail Support Liaison with the Metropolitan Police Department (MPD), was dispatched to assist with a family disturbance report. Stokes assisted Ms. Hamilton in gathering her belongings, as well as My-rone and her older son, Tyzje, and transporting them to the nearby home of Ms. Hamilton’s mother, Renae Mickens.
Two weeks later, on March 21, Ms. Hamilton, who intended to be with a friend that evening, informed her mother that appellant would be coming to their home to gather Myrone and Tyzje so that appellant could take them to his mother’s home to stay with him overnight. Appellant picked up his sons that afternoon and took them to his mother’s home at 1503 Tanner Street, S.E. After several hours, however, he decided to take them to their paternal aunt’s house while appellant remained at his mother’s home.
Appellant’s brother, Jeffrey Mosley, testified that at approximately midnight on March 22, 2008, he was with appellant at their mother’s house and that appellant had “a gun on him,” a “nine ... [millimeter.” Mosley further testified that the gun had been “in [Mosley’s] room on the floor” and was gone when appellant left. Another government witness, MPD homicide Detective Joshua Branson, testified with reference to exhibits in evidence that at “about” 12:25 a.m. on March 22, Bernadette Hamilton placed a call to appellant’s' cell phone. Referring to that time period soon after appellant had left, Mosley testified that he saw a car outside the house that he believed was Bernadette Hamilton’s.6
Around that time, several neighbors heard gunshots and looked outside to see what was happening. Lakeisha Walker, who was at her home near 15th Place and Tanner Street, S.E., looked out her window, overlooking Tanner Street, and saw the backside of a man with long “braids, cornrows, or pla[i]ts” as a hairstyle, wearing blue jeans, a white shirt, and a cap, shooting into the driver’s side of a dark-colored car.7 Neighbor Janee Carter also heard the gunshots, looked out her window, and saw a blue car in motion on the sidewalk. When she went outside she saw a deceased female, Bernadette Hamilton,8 sitting in the driver’s seat with a dog [30]*30resting on her chest, licking her face.9 Melvin Carter also looked out his window and saw a man shooting into the driver’s side window of a car while using profanity and screaming “bitch.” He described the shooter as wearing a black shirt, black shoes, and blue jeans, with his hair styled in dreadlocks. Carter’s girlfriend, Jocelyn Aull, described the shooter as wearing a black jacket, blue jeans, and a cap on his head.
Another government witness, Travis Archie, had not seen the shooting but heard the gunshots, knew appellant, and no more than fifteen seconds after the shots stopped saw appellant walking away from the direction of the shooting. Archie testified, as Aull had described the shooter, that appellant was dressed in a black jacket, blue jeans, and a cap.10 Much like Walker, who saw “braids, cornrows, or pla[i]ts,” and Melvin Carter, who saw “dreadlocks,” Archie saw “dreads or cornrows” on appellant. And Archie, like Aull and Walker, saw a cap. The only inconsistency among all the observers was Walker’s reference to a white shirt. (Also, those who described a hairstyle varied somewhat in their descriptions of the length, but not general style, of the hair.)
The government also presented evidence of Bernadette Hamilton’s wounds and their source. The District of Columbia Medical Examiner, Lois Golinski, M.D., had conducted the autopsy and found twelve bullet wounds in various parts of Bernadette Hamilton’s body including her neck, vertebrae, jaw, chest, left shoulder, and left arm. MPD firearms expert Michael Mul-derig found that the nine-millimeter cartridges and the nine-millimeter bullets recovered from the scene of the crime were all from the same gun. The police did not, however, locate the gun.
II.
We consider, first, appellant’s contention that the evidence was insufficient to convict him of second-degree murder while armed and the related weapons charges (he does not challenge evidentiary sufficiency for his threats conviction). Because of a defense concession and pretrial stipulation, our decision as to whether the evidence was sufficient to support appellant’s conviction of second-degree murder while armed will resolve all weapons convictions as well.11
For second-degree murder, “the government was required to prove that [appellant] (1) caused the death of the victim; [31]*31[and] (2) had the specific intent to kill or ... seriously injure the decedent, or acted in conscious disregard of an extreme risk of death or serious bodily injury to the decedent; [provided] that (3) there were no mitigating circumstances.”12 Focusing on the first element, appellant claims insufficiency because, he says, none of the eyewitnesses could identify appellant as the shooter; their descriptions of the unidentified shooter varied; some witnesses could provide no physical description of the shooter; and some descriptions of the shooter varied from the description that the government’s principal witness, Travis Archie, gave for appellant (whom he knew). Further, argues appellant, Mosley was drunk when he claimed he saw appellant leave the house, and Archie was high at the time of his eyewitness observation of appellant running away that night. Finally, appellant stresses, no forensic evidence connected appellant to the shooting; no murder weapon was recovered; and he did not incriminate himself.
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FERREN, Senior Judge:
Myrone Williams appeals his convictions of threatening to injure a person1 (his wife) in early March 2008; second-degree murder (of his wife) while armed2 a few weeks later; and related weapons offenses: possession of a firearm during a crime of violence (PFCV),3 carrying a pistol without a license outside the home (CPWL) after a felony conviction,4 and unlawful possession of a firearm (UF) after a felony conviction.5 Appellant contends (1) that the evidence was insufficient for conviction of the murder and weapons offenses; (2) that the trial court violated his constitutional right to due process by failing to order removal of his leg shackles during trial; (3) that the trial court abused its discretion by admitting prejudicial evidence, including appellant’s absence from his wife’s funeral, to show consciousness of guilt; and (4) that the trial court erred by instructing the jury with a combination anti-dead-[29]*29Iock/“reasonable efforts” instruction after receiving a second note indicating that the jury could not reach a unanimous verdict on the first-degree murder charge. We conclude that none of these arguments provides a ground for reversal, and thus that all of appellant’s convictions must be affirmed.
I.
The charges grew out of the fatal shooting of appellant’s wife early in the morning of March 22, 2008. According to the government’s evidence, in early March, appellant’s son, Myrone Hamilton (age ten), heard his mother, Bernadette Hamilton, arguing with appellant at their home about divorce papers she had had served on appellant on March 4th. During the argument, Myrone heard his father say that he would “kill her and then kill hi[m]self.” At approximately 1:30 a.m., Melissa Stokes, a Detail Support Liaison with the Metropolitan Police Department (MPD), was dispatched to assist with a family disturbance report. Stokes assisted Ms. Hamilton in gathering her belongings, as well as My-rone and her older son, Tyzje, and transporting them to the nearby home of Ms. Hamilton’s mother, Renae Mickens.
Two weeks later, on March 21, Ms. Hamilton, who intended to be with a friend that evening, informed her mother that appellant would be coming to their home to gather Myrone and Tyzje so that appellant could take them to his mother’s home to stay with him overnight. Appellant picked up his sons that afternoon and took them to his mother’s home at 1503 Tanner Street, S.E. After several hours, however, he decided to take them to their paternal aunt’s house while appellant remained at his mother’s home.
Appellant’s brother, Jeffrey Mosley, testified that at approximately midnight on March 22, 2008, he was with appellant at their mother’s house and that appellant had “a gun on him,” a “nine ... [millimeter.” Mosley further testified that the gun had been “in [Mosley’s] room on the floor” and was gone when appellant left. Another government witness, MPD homicide Detective Joshua Branson, testified with reference to exhibits in evidence that at “about” 12:25 a.m. on March 22, Bernadette Hamilton placed a call to appellant’s' cell phone. Referring to that time period soon after appellant had left, Mosley testified that he saw a car outside the house that he believed was Bernadette Hamilton’s.6
Around that time, several neighbors heard gunshots and looked outside to see what was happening. Lakeisha Walker, who was at her home near 15th Place and Tanner Street, S.E., looked out her window, overlooking Tanner Street, and saw the backside of a man with long “braids, cornrows, or pla[i]ts” as a hairstyle, wearing blue jeans, a white shirt, and a cap, shooting into the driver’s side of a dark-colored car.7 Neighbor Janee Carter also heard the gunshots, looked out her window, and saw a blue car in motion on the sidewalk. When she went outside she saw a deceased female, Bernadette Hamilton,8 sitting in the driver’s seat with a dog [30]*30resting on her chest, licking her face.9 Melvin Carter also looked out his window and saw a man shooting into the driver’s side window of a car while using profanity and screaming “bitch.” He described the shooter as wearing a black shirt, black shoes, and blue jeans, with his hair styled in dreadlocks. Carter’s girlfriend, Jocelyn Aull, described the shooter as wearing a black jacket, blue jeans, and a cap on his head.
Another government witness, Travis Archie, had not seen the shooting but heard the gunshots, knew appellant, and no more than fifteen seconds after the shots stopped saw appellant walking away from the direction of the shooting. Archie testified, as Aull had described the shooter, that appellant was dressed in a black jacket, blue jeans, and a cap.10 Much like Walker, who saw “braids, cornrows, or pla[i]ts,” and Melvin Carter, who saw “dreadlocks,” Archie saw “dreads or cornrows” on appellant. And Archie, like Aull and Walker, saw a cap. The only inconsistency among all the observers was Walker’s reference to a white shirt. (Also, those who described a hairstyle varied somewhat in their descriptions of the length, but not general style, of the hair.)
The government also presented evidence of Bernadette Hamilton’s wounds and their source. The District of Columbia Medical Examiner, Lois Golinski, M.D., had conducted the autopsy and found twelve bullet wounds in various parts of Bernadette Hamilton’s body including her neck, vertebrae, jaw, chest, left shoulder, and left arm. MPD firearms expert Michael Mul-derig found that the nine-millimeter cartridges and the nine-millimeter bullets recovered from the scene of the crime were all from the same gun. The police did not, however, locate the gun.
II.
We consider, first, appellant’s contention that the evidence was insufficient to convict him of second-degree murder while armed and the related weapons charges (he does not challenge evidentiary sufficiency for his threats conviction). Because of a defense concession and pretrial stipulation, our decision as to whether the evidence was sufficient to support appellant’s conviction of second-degree murder while armed will resolve all weapons convictions as well.11
For second-degree murder, “the government was required to prove that [appellant] (1) caused the death of the victim; [31]*31[and] (2) had the specific intent to kill or ... seriously injure the decedent, or acted in conscious disregard of an extreme risk of death or serious bodily injury to the decedent; [provided] that (3) there were no mitigating circumstances.”12 Focusing on the first element, appellant claims insufficiency because, he says, none of the eyewitnesses could identify appellant as the shooter; their descriptions of the unidentified shooter varied; some witnesses could provide no physical description of the shooter; and some descriptions of the shooter varied from the description that the government’s principal witness, Travis Archie, gave for appellant (whom he knew). Further, argues appellant, Mosley was drunk when he claimed he saw appellant leave the house, and Archie was high at the time of his eyewitness observation of appellant running away that night. Finally, appellant stresses, no forensic evidence connected appellant to the shooting; no murder weapon was recovered; and he did not incriminate himself.
In reviewing for sufficiency of the evidence, we have often observed that this court
must view the evidence in the light most favorable to the government, giving full play to the right of the jury to determine credibility, weigh the evidence, and draw justifiable inferences of fact. We do not distinguish between direct and circumstantial evidence, and the government is not required to negate every possible inference of innocence. Rather, it is only where the government has produced no evidence from which a reasonable mind might fairly infer guilt beyond a reasonable doubt that this court can reverse a conviction.13
Based on these criteria, appellant’s sufficiency argument fails. Ample evidence supports reasonable jury findings that appellant was the shooter who caused his wife’s death, that he had the specific intent to kill her (twelve bullets while she sat in her car), and that no circumstances mitigated the charge of second-degree murder while armed.14 Appellant’s brother, Jeffrey Mosley, testified that on the evening of the murder (when Mosley admittedly was drunk),15 appellant left the house at about midnight having apparently taken his nine-millimeter handgun — the kind of weapon that the government expert testified was used to kill Bernadette Hamilton. Detective Branson testified that, at about 12:25 a.m., Hamilton placed a call to appellant’s cell phone, and Mosley testified that shortly thereafter he saw a car that he believed was Hamilton’s outside his mother’s house (where Mosley lived and appellant had stayed that evening). At about that time, less than a half hour after appellant had left the house with a nine-millimeter handgun, Hamilton was shot in the driver’s seat of her car. We have summarized in Part I the descriptions of the shooter by the eyewitnesses, as well as the description of appellant by Archie, a man who knew appellant and saw him in the area of the shooting within seconds after it happened. The descriptions by the eye[32]*32witnesses, as well as the description by-Archie, when compared with those of the eyewitnesses, show remarkable consistency. In any event, “[c]ontradictions between the testimony from various witnesses [are] unremarkable, and in and of [themselves are] not enough to reverse a jury.”16 Furthermore, it is for the jury, not this court, to assess appellant’s contentions that impairments of Mosley and Archie clouded their perceptions of what happened.17
In sum, the evidence was sufficient for conviction of second-degree murder while armed; and, given appellant’s concession as to PFCV and his pretrial stipulation as to the other weapons offenses,18 we must conclude that the evidence also suffices for conviction of PFCV, CPWL after a felony conviction, and UF after a felony conviction.
III.
Appellant argues that the trial court violated his constitutional right to due process by refusing to grant his request for removal of his leg shackles without a reasoned factual finding for doing so.
At a preliminary hearing, the trial court asked a United States marshal whether appellant had been “compliant with the instructions” while in the marshal’s custody. The marshal replied, “He has not, ... he refused to get dressed.” Addressing appellant, the court said: “Mr. Williams, normally I have the cuffs taken off, but I need to make sure that the Marshals are satisfied with the proceedings. So, right now the cuffs will just stay on until we get a little closer to the trial.” The next day, a marshal informed the court that appellant had “refused to leave his eellbloek this morning.” The marshal then brought appellant to the courtroom, whereupon appellant said, “I want another attorney.” The court denied the request, adding:
My difficulty Mr. Williams is that in trial you’re entitled to make the best presentation possible. You’re entitlefd] to dress in civilian clothes if you like. You’re entitled to be without cuffs if you like. I — you’re just putting me in a difficult position, because those things can work for you.
Appellant responded, “I haven’t been violent with anybody.... I just said I’m not going upstairs,” to which the court replied, “All right” and offered him a “change into street clothes in preparation for trial.” Just before the jury was brought into the courtroom, defense counsel objected to the leg shackles:
[M]y client is sitting here at counsel table. He does have ... leg shackles on. There is an apron around ... the front of the counsel table, but I would object to my client being shackled here, ... in front of the jury. I don’t think he’s behaved ... in a violent or aggressive manner.... The jury ... would realize ... that something is going on here for there to be an apron around, so I would object, ... and ask that the shackles be removed. [Emphasis added.]
The court answered by pointing out the distinctiveness of the particular courtroom they were in, which included “huge plasma monitors” and skirts around the tables where the prosecutor as well as appellant and defense counsel were sitting — with all skirts matching “the fabric that’s on the seats in the courtroom and the jury box.”
[33]*33The jury may wonder why I have all these plasma monitors in the courtroom and why the curtains are on the tables, but certainly that’s not prejudicial to your client because they wonder about that. I need for your client to satisfy us by his conduct — and today could very well be helpful to us.... And ... once we’re satisfied, then we’ll ... seriously consider granting your request, but right now your request is denied. The curtains are to hide from the jury the fact that Mr. Williams is in shackles. [Emphasis added.]
The next day, the second day of trial, defense counsel again asked whether the leg shackles could be removed. The court replied that it had “discussed the issue yesterday with the Marshal. And he is continuing to assess things with respect to a point at which we can remove the leg irons. All that I would ask is that Mr. Williams continue to cooperate with the Marshal. It will happen, but not right now.”
The issue was not raised the following trial day but came up again on the fourth (and last) day of trial, when the trial court said to defense counsel before closing arguments to the jury:
I just wanted to note for the record, ... you requested that the leg shackles be removed from Mr. Williams. And I had indicated that this was an issue that Marshals would make an assessment of. And as of today, he is not wearing the shackles.... Well, they were removed, and ... we asked Mr. Williams to continue with his compliance with instructions of the Marshals, and the shackles will stay off.
From the trial court’s comments, and defense counsel’s acknowledgment, it is clear that the shackles were not visible to the jury; and, as a further precaution, the same apron, as the trial court noted (and appellant does not dispute), surrounded the prosecutors’ table. The question, then, is whether the circumstances reflected a violation of appellant’s constitutional right to due process.
In Deck v. Missouri,
At trial, counsel’s objection to appellant’s leg shackles was limited to his concern about the first and third principles undergirding Deck: prohibition on visible shackles because of their implication that a defendant is guilty and unworthy of dignified treatment-a focus on the jurors’ perception. As we have noted, the facts do not support that concern. The jurors, the trial court explained, would not be drawn to the table skirts because they were on both tables, the fabric matched the fabric on the seats in the jury box, and the courtroom was distinctive with its plasma monitors. Thus, “the jury would have had no reason to draw any adverse inference from the appearance of the defense table.” 25
However, the second principle — communication with counsel and effective participation in one’s defense — is different; those concerns can affect a defendant, at least psychologically, by both concealed and revealed restraints, as case law from jurisdictions dealing with “stun belts” has recognized.26 Defense counsel at trial, however, did not raise this “communication” issue; it is presented for the first time on appeal. But even if counsel’s trial objection was sufficient to embrace all rationales that have informed the Supreme Court’s ruling in Deck, and even if we ignore the substantial number of cases ruling that invisible restraints at trial are not limited by Dec/c,27 we cannot find harmful constitutional error. There is not even a [35]*35hint here that appellant could not confer productively with counsel and participate actively in his defense.28 For that reason, as well as the undisputed evidence that the jury had no discernible basis for believing that appellant was present at trial under restraint, appellant’s shackling argument must fail.29
IV.
Appellant maintains that the trial court abused its discretion in admitting three kinds of evidence leading to prejudice that “substantially outweighed” any probative value:30 (1) appellant’s failure to attend his deceased wife’s funeral, (2) his failure to see his young sons since the day before [36]*36their mother’s death, and (3) discovery of the family dog licking their mother’s corpse in the car where she was killed.
Before trial, defense counsel filed a motion in limine to exclude from admissible evidence the fact that appellant “did not go to the funeral of the decedent which was several days after the homicide.” Counsel stressed that this fact was “not relevant”; it was “more prejudicial than probative that the ... husband of the wife who was killed didn’t appear at the funeral[,] ... [a]nd the jury may infer guilt[ ]” from that fact. Counsel argued that there were “all kinds of explanations” why his client did not attend the funeral: (1) “the day following the homicide, he was taken in for questioning by the police,” and “everybody in the family believed that he was guilty of the homicide”; (2) furthermore, “[tjhere were threats made.”31
Appellant then adds that, although not expressly raised at trial, the motion in limine “encompassed all evidence regarding Williams’s conduct toward his children in the aftermath of the death of their mother,” including his failure to see them since the day before she died. Finally, appellant folds in a second argument not raised at trial: that the court abused its discretion in permitting the government to present evidence that the family dog was found in the vehicle with Bernadette Hamilton, after her death, licking her face. The dog’s behavior, appellant contends, was wholly irrelevant, inflammatory, prejudicial, and satisfies plain error review. In sum, appellant stresses that the challenged evidence was particularly harmful given the “weak” government case — weak because no one could precisely identify appellant as the shooter.
The government counters that the “evidence was directly relevant to show that appellant was not on good terms with his wife and to show consciousness of guilt.” The jury could reasonably infer, says the government, that appellant would have attended the funeral and cared for his sons had he not been responsible for her death. The government also adds that, in any event, admission of the evidence that appellant did not attend the funeral would be harmless, if error, for three reasons: (1) appellant provided the jury (through cross-examination of his sons) with the alternative, reasonable explanation that he stayed away because of the Hamilton family’s hostility to him; (2) the point was not unduly emphasized, as the government did not mention his absence from the funeral during closing argument; and (3) there was “ample ... evidence of appellant’s guilt” despite any prejudice from the funeral evidence.
As to the other two claims of unduly prejudicial evidence, the government reminds us, first, that trial counsel did not object to the evidence of appellant’s failure to stay in contact with his sons after their mother’s death. Nor did he object to evidence of the family dog’s behavior after the murder. These evidentiary contentions, says the government, are therefore limited-and we agree-to plain error review. The government then stresses that appellant’s failure to contact his sons after the murder reflects additional consciousness of guilt, and that the family dog’s behavior after the murder, in the context of appellant’s screaming “bitch” and shooting Bernadette Hamilton ten (actually twelve) times, was not particularly prejudicial.
In ruling on appellant’s motion in li-mine, the trial court rejected counsel’s argument that
[37]*37there could be any number of reasons why the defendant did not go to the funeral. Including the fact[ ] that all of [the] relatives perhaps thought that it was the defendant who committed the offense. That may well be the case, but it’s compelling on these circumstances. The evidence may be consciousness of guilt that the defendant did not attend the funeral. So, that will be permitted.
The court added that it would “be prepared, during the course of the trial, to give an instruction on consciousness of guilt, if that’s what you would request. So that the jury would be limited in how they would consider such evidence.”
At trial, both of appellant’s sons testified, over objection, that their father did not attend the funeral. Defense counsel did not request the limiting instruction the court had offered. Later, the government asked each of the sons, without objection, whether he had seen or spoken with his father since their mother’s death, and each replied that he had not. Finally, during examination of evidence about the crime scene, the government elicited testimony, again without objection, that the family dog had been in the car with Bernadette Hamilton licking her face after her death. The government repeated this evidence about the dog twice during closing argument.
We review a trial court’s decision to admit or exclude evidence for abuse of discretion.32 “Relevant evidence is simply that which tends to make the existence or nonexistence of a [contested] fact more or less probable than it would be without the evidence.”33 Moreover, “the fact sought to be established by the evidence must be material, which is to say that the party must establish that fact as a condition to prevailing on the merits of his case.”34 Finally, “any evidence which is logically probative of some fact in issue” is ordinarily admissible “unless it conflicts with some settled exclusionary rule.”35 In sum, “[i]f the evidence offered conduces in any reasonable degree to establish the probability or improbability of the fact in controversy, it should go to the jury.”36
The government does not even attempt to justify admission of evidence about the family dog, other than to say that it was “not more prejudicial or shocking than the evidence” — offered by the government without objection — that “appellant, while screaming ‘bitch,’ shot [his wife] ten times as she sat in the car.” We agree with appellant that this evidence was not relevant, let alone material or probative, toward proof of some fact at issue. And even if one could postulate a smidgen of relevance, this evidence was so highly inflammatory that any probative value was “ ‘substantially outweighed by the danger of unfair prejudice.’ ”37 Had there been an objection, it should, and we trust would, have been sustained. All that said, however, and keeping in mind that admission of [38]*38this evidence is subject to plain error review, we cannot conclude that its admission “affected appellant’s substantial rights,”38 given the considerable evidence — much of it inflammatory — establishing his guilt.
Plain error review also does not rescue appellant’s claim of prejudicial error in admission of the evidence that appellant had not seen his sons since the day before their mother’s death. (This evidence is not embraced, by any reasonable stretch, within appellant’s motion in limine concerning the funeral.) We recognize that the government did not proffer foundational evidence to establish how it would have been possible for appellant to see his sons during the period between his arrest (March 2008) and trial (June 2009), given appellant’s confinement and the sons’ residence with their mother’s family — a family intensely hostile to their father. The very facts relevant to this alleged consciousness of guilt are elusive; thus the probative value of the evidence is questionable.
On the other hand, a father would normally and naturally want to comfort his children upon the death of their mother,39 and visits by family members to an incarcerated suspect are commonplace. Thus, evidence of appellant’s failure to reach out to his sons would seem to reflect a guilty conscience even more than his failure to attend their mother’s funeral. Accordingly, once it was clear that the government was going to elicit this absent-father testimony, it is significant that appellant failed to object and failed to contest admission of that testimony by proffering evidence of an effort to see his sons, if only through testimony by officials at the jail with whom he could have pursued the possibility of telephone contact with his sons.40 These failures leave us unwilling to second-guess the trial court’s discretionary judgment (implicit in the absence of objection) not to intervene sua sponte; we cannot gainsay a judgment to admit uncontested though relevant evidence that could be taken to expose a state of mind more guilty than remorseful. Again, absent objection, we perceive no prejudicial effect on appellant’s “substantial rights” or on the “fairness, integrity, or public reputation of judicial proceedings.”41
We therefore turn, finally, to appellant’s pretrial motion challenging admission of the evidence that appellant did not attend his wife’s funeral — another category of evidence admitted to show consciousness of guilt.42 Perhaps most com[39]*39monly, evidence of guilt-consciousness— derived from a defendant’s conduct after the crime was committed43 — comes from flight from the crime scene, the police, or a courtroom,44 or from threats to eyewitnesses, earwitnesses, or law-enforcement officers.45 But consciousness of guilt can be evident from a variety of other contexts.46 However, the strength of that inference will vary, depending on the context. Consciousness of guilt is likely to be readily discernible, for example, from a defendant’s threat to an eyewitness to the crime or attempted bribery of an official;47 on the other hand, flight from a crime scene,48 like refusal to give a blood sample49 or failure to inquire about a police investigation of a spouse’s murder,50 “may be prompted by a variety of motives.”51 Thus, before evidence is admissible to establish consciousness of guilt, the court must be satisfied, that the chain of inferences connecting the defendant’s post-crime conduct to the crime itself would allow a reasonable jury to find that the conduct was inconsistent with that of an innocent person.52 Furthermore, because in most instances the defendant’s conduct [40]*40will likely be susceptible to an innocent as well as a guilty explanation, the trial court will be obliged — as we have said with respect to “flight” — to “fully apprise the jury” that it must use “caution” before inferring guilt from that conduct.53
On the face of it — that is, when considered without regard to context — it seems evident that the failure of a criminal suspect, still at liberty, to attend the funeral of his wife after her apparent murder is inconsistent with the way an innocent person would have acted.54 Thus, we are satisfied that appellant’s absence from Bernadette Hamilton’s funeral — without reference to any explanation for avoiding it — is a candidate for admission as probative evidence showing his consciousness of guilt of the homicide. No less than in a flight case, however, the failure of a man suspected of killing his estranged wife may have “a variety of motives,”55even while still at liberty, for failing to attend her funeral. And, of course, he is entitled to challenge admissibility of that conduct, either by undermining the chain of inferences necessary to give it probative value or by arguing that, whatever its probative value, that value “is substantially outweighed by [the] danger of ... unfair prejudice.” 56
Whatever analytic premise we use, probative value or unfair prejudice, the inquiry shifts to context — to appellant’s proffered explanations for staying away from the funeral. In contrast with appellant’s failure to ask for exclusion of testimony that he did not see his sons after their mother’s death, his counsel, beginning with the pretrial motion in limine, vigorously attempted to keep the funeral evidence out of the case by proffering two explanations for why appellant stayed away: his anticipated discomfort in joining his estranged wife’s family, given their belief that he was the murderer, and threats against him from the family. With these proffers before the court, the government’s prima fade showing — that, in his situation, the defendant did not act in the way that an innocent person “would naturally have acted” 57 — was potentially in jeopardy. But the judge admitted the evidence with little discussion and without making findings that weighed probative value against prejudicial effect.
At trial, to rebut the perception of guilt-consciousness, counsel elicited on [41]*41cross-examination of appellants’ sons that their deceased mother’s family believed that appellant had shot and killed their mother, a plausible excuse for avoiding the funeral that nonetheless included more than a little self-inflicted prejudice. As to the other proffered ground for his absence, appellant did not attempt to establish the alleged threats from his wife’s family, perhaps because he chose not to testify and was not otherwise in a position to establish the threats (if, in fact, they had happened). Therefore, absent much offsetting explanation, there is little reason why the jury would not have perceived a guilty conscience from the failure of a criminal defendant to attend the funeral of an estranged wife he was charged with murdering.
Without trial court findings that the probative value of appellant’s absence (reflecting guilt-consciousness) exceeded its prejudicial impact (inflaming the jury), we cannot say as a matter of law that the funeral evidence was properly admitted, especially because “improper inferences [based on defendant’s inaction] are likely to be over-valued by juries.”58 Moreover, because the trial court did not explore appellant’s proffers, we do not know whether counsel could have established them both to the court’s satisfaction. We may wonder how appellant could confirm the alleged threats. But the court had no reason to doubt that appellant stayed away, at least in part, because of the belief by his wife’s family that he was the murderer — a reason revealed on cross-examination of his son that was as inculpatory as exonerative. In context, therefore, guilt-consciousness was not the only logical inference from appellant’s non-action,59 and thus its relevance, materiality, and probative value in establishing appellant’s guilt were marginal at best compared with the mischief likely brought to the jurors’ minds. If the action that allegedly creates the inference (absence from funeral) suggests, as it does here, a reasonable alternative interpretation (family hostility), the probative value largely, if not completely, disappears.
In sum, the failure to attend the funeral of one’s wife after her murder, when considered without further information, is inconsistent with the way a reasonable person would have acted.60 But the same cannot be said when the victim of the murder was in the process of divorcing the accused, and the family members of the victim have made clear their belief that the accused committed the murder. Under such circumstances, the failure of the accused to attend the funeral of the victim, although free to do so, will be reasonable, if not entirely to be expected, and cannot be said to evidence more than residual, if any, probative value of a guilty conscience — perforce value “substantially outweighed” by the danger of “unfair prejudice” its admission would bring.61
Accordingly, the “trial court exerciser] its discretion erroneously,” and thus the question becomes whether this error is “of a magnitude to require reversal.”62 We conclude that reversal is not required; the prejudice from admission of the funeral evidence is eclipsed by the [42]*42evidence of appellant’s guilt. In the first place, as described above in Part I, the three eyewitness identifications of the clothing and hairstyle of the shooter were remarkably similar, and these squared with the identification by a fourth witness who did not see the shooting but identified a man whom he knew — appellant—with the same clothing and hairstyle running from the direction of the shooting seconds after it happened.
Second, appellant’s brother testified that he had seen appellant leave the house within a half-hour before the shooting with “a gun on him,” a nine-millimeter, the type of weapon an expert testified had been the murder weapon, based on an analysis of the bullets and shell casings recovered at the crime scene. Third, the harm from the funeral evidence itself was mitigated. Counsel for appellant elicited on cross-examination of appellants’ sons that their mother’s family held appellant responsible for the murder. While not eliminating all the prejudice from the funeral evidence, defense counsel at least was able to lessen its impact by offering appellant’s reasonable explanation, in lieu of a guilty conscience, for staying away from the funeral.
Fourth, appellant declined the trial court’s invitation to request an instruction limiting the use the jury could make of the funeral evidence.63 This omission is likely explainable by the fact that the prosecution did not refer to that evidence during closing argument,64 and thus defense counsel may have perceived that its impact would be minimal, especially because the jury had heard appellant’s explanation for avoiding Bernadette Hamilton’s funeral.
In the words of harmless error analysis, therefore, “we can say with fair assurance, without stripping the erroneous action from the whole, that the error did not sway the verdict.”65 Thus, there was no abuse of trial court discretion — no error requiring reversal — in the erroneous admission of the funeral evidence.66
V.
We turn, finally, to the trial court’s rein-structions of the jury after receiving two notes indicating first a difficulty, then a deadlock, in reaching a decision on first-degree premeditated murder while armed [43]*43(hereafter, for simplicity, “first-degree murder”).
A.
In submitting the case to the jury initially, the trial court, without objection from counsel, gave the jurors the standard “acquittal first” instruction that they “should consider first whether the defendant is guilty of first-degree murder[;] do not consider second degree murder. If you find him not guilty of first[-]degree murder, go on to consider second degree murder.”67 This approach was reflected in the printed jury form.68
The jury began deliberations a little after 8:00 p.m. and was released just before 5:00 p.m. The next day, at around 12:50 p.m., the jury sent the judge a note: “If we cannot reach a unanimous decision about first[-]degree murder, should we continue to deliberate on that charge until a unanimous decision is reached, or should we take up the question of murder in the second degree?” Defense counsel asked for another “acquittal first” instruction, rather than a “reasonable efforts” instruction that would have permitted the jury to move on to consideration of second-degree murder without resolving first-degree murder.69 The government preferred a “reasonable efforts” approach, but the court concluded that the case law supported a second “acquittal first” instruction. The next day, the jury sent the court a second note just before 2:45 p.m.:
The jury is split on 3A [first-degree premeditated murder while armed]. We have not changed our positions in the past 24 hours. We believe that we are deadlocked on that count. We have not considered 3B [second-degree murder while armed] based on your instructions as we understand them. We have reached a decision on 1, 2, 4, and 5.70
At this point, the government asked for a “reasonable efforts” instruction; the defense asked for a “mistrial” on first-degree murder, indicating counsel’s belief that the jury was deadlocked on that count. The court initially asked whether an anti-deadlock instruction would be appropriate, then immediately shifted the focus, suggesting that case law appeared to give the defendant, but not necessarily the government, a right to request a “reasonable efforts” [44]*44instruction.71 The government replied that, upon deadlock, the court itself had authority to shift to a reasonable efforts instruction, citing (among other cases) Carmichael v. United States.
The court then indicated to defense counsel that it was considering a combined instruction: “an anti-deadlock instruction with reasonable efforts.... I would just add the reasonable efforts phrase ... probably towards the end.” Defense counsel reiterated his desire for a mistrial as to first-degree murder. If the court was not going to declare a mistrial, he added, “then an anti-deadlock instruction would not be appropriate” and “we would oppose [reasonable efforts].” Now agreeing with the court’s inclination, the government said that it wanted the combined anti-deadlock and reasonable efforts instruction. The trial court agreed to give it.
After the trial court gave to counsel its version of the combined instruction, defense counsel observed, “I guess I can’t voice an objection to it. It appears to take language from several of the instructions that are mentioned in the red book.” The government asked the court to “highlight” the reasonable efforts portion because the jury had “asked twice” to consider second-degree murder. The court agreed to “point it out.” Defense counsel then stated that it took “no position where [the reasonable efforts instruction is] located. We’ve objected to it.”
Shortly before 3:30 p.m. on its second full day of deliberations, the trial court instructed the jury as follows, with the regular type reflecting essentially the Winters anti-deadlock charge;73 the itali[45]*45cized portion representing a combination of the Thomas and Gallagher anti-deadlock language;74 and the underlined language reflecting the “reasonable efforts” instruction.75
In many cases absolute certainty cannot be attained or expected. Although the verdict must be the verdict of each juror and not a mere acquiescence in the conclusion of the other jurors, you should examine the questions submitted to you with candor and with proper regard and deference with the opinions of each other. You should consider that it is desirable that the case be decided, that you are selected in the same manner and from the same source from which any future jury must be and there is no reason to suppose that the case will ever be submitted to 12 persons more intelligent, more impartial or more competent to decide it or that more or clearer evidence will be produced on one side or the other.
And with this view, it is your duty to decide the case if you can conscientiously do so. You could listen to each other’s argument with a disposition to be convinced. Thus, where there is a disagreement^] jurors for acquittal should consider whether their doubt is a reasonable one which makes no impression upon the minds of others equally honest, equally intelligent with themselves, and who have heard the same evidence^] with the same attention[,] with an equal desire to arrive at a fair verdict[,] and under the sanction of the same oath.
And on the other hand, jurors for conviction ought seriously to ask themselves whether they might not reasonably doubt the correctness of a judgment which is not concurred in by others with whom they are associated and whether they should distress the weight or sufficiency of that evidence which fails to carry a conviction in the minds of their fellow jurors.
The verdict must represent the considered judgment of each juror. As you know, in order to return a verdict it is necessary that each juror agree to that verdict. Your verdict with respect to each charge you consider must in and of itself be a unanimous verdict. It is your duty as jurors to consult with one another and to deliberate with a view to reaching an agreement if you can do so without sacrificing your individual judgment. Each of you must decide the case for yourself, but do so only after an impartial consideration of the evidence with your fellow jurors. In the course of your deliberations, do not hesitate ... to re-examine your own views and the reasons for your views [,] and to change your views [,] and to change your opinion [,] if you are convinced that it is wrong. This next sentence ... is a supplement to your previous responses that I have given to you about [the instructions for first-degree murder] and [second-degree murder]. In addition, if after making all reasonable efforts to reach a verdict on first-degree [46]*46murder, you are not able to do so, you are allowed to consider second-degree murder, but do not surrender your honest convictions as to the weight or effect of evidence solely because of the opinion of your fellow jurors only for the purpose of returning a verdict. Remember, you are not partisans or advocates for either side. You are judges, neutral judges of the facts.
Approximately one hour later, the jury reached a verdict.
B.
Appellant argues that the trial court abused its discretion in giving this instruction because it was unduly coercive — “a non-standard form of the strongest anti-deadlock instruction infused with ‘best efforts’ language that permitted the jury to consider second-degree murder without resolving the first[-]degree murder charge.”
We begin with fundamentals. As this court stated in Wilson v. United States, “[a] trial court is obligated to instruct a jury as to the proper order in which it should consider any greater and lesser included offenses that have been submitted to it.”76 Neither an “acquittal first” instruction nor a “reasonable efforts” instruction “is wrong as a matter of law,” and both “present[] tactical advantages and disadvantages from the defendant’s point of view.”77 For that reason, “ ‘the decision as to which instruction is preferable must be left to the defendant,’ at least as an initial matter.”78 In this case, absent defense objection, the trial court initially gave the standard “acquittal first” instruction (reflected in the jury verdict form).79 And, after the jurors’ first note, the court honored appellant’s request to repeat the “acquittal first” instruction.
Then came the jurors’ second note, indicating they were “deadlocked” on [47]*47first-degree murder.80 The defense asked for a mistrial while the government said it was time for a “reasonable efforts” instruction.81 The government’s request was solidly supported by this court’s case law. In (Nathan) Jones v. United States,
[48]*48During oral argument, counsel for appellant conceded, in light of the foregoing case law, that if the trial court had shifted to a “reasonable efforts” instruction without more, that reinstruction would not have been improper. But, counsel stressed that addition of the anti-deadlock language to the “reasonable efforts” instruction upped the pressure to “undue coercion,”90 amounting to “a direction to convict on the lesser included offense of second-degree murder while armed.”
We have said on numerous occasions that “coercion of a verdict does not mean simple pressure to agree. Rather, pressure to agree is impermissibly coercive when it is likely to force a juror to abandon his [or her] honest conviction as a pure accommodation to the majority of jurors or the court.”91 On review, therefore, “we look to the particular circumstances of each case,” evaluating “juror coercion from the perspective of the jurors.”92 We consider not only the jury instructions themselves but also “any actions of the trial court which may have exacerbated or alleviated the coercive potential of the situation.”93
Appellant cites no trial court action, other than the instructions themselves, that contributed to jury coercion, so the only question remaining is whether there was undue coercion attributable to the court’s addition of the anti-deadlock language. Whereas in (Nathan) Jones we reversed a conviction because we concluded that an “acquittal first” instruction after a Winters anti-deadlock charge would likely coerce a conviction on the greater offense, appellant posits that tacking an anti-deadlock instruction onto a “reasonable efforts” instruction would likely coerce a conviction on the lesser offense.
(Nathan) Jones is not the only case in which we have considered whether a combination of instructions unduly coerced a deadlocked jury. In Carmichael,
[49]*49In the first place, in attempting to keep the jury from considering the lesser charge when it was deadlocked on the greater one, appellant is doubtless hoping for a hung jury and thus a mistrial. That goal has limits:
While “a defendant is entitled to a jury in disagreement,” “it is in the public interest ... that a jury reach a verdict if it can reasonably do so.” The trial court may not coerce a verdict, but it “should give a temperate prod to a ‘hung jury’ so as to bring out a verdict.”97
Anti-deadlock instructions are available to this end.
Second, we agree with appellant’s recognition in his brief that “[b]oth jury notes expressed some eagerness to consider the lesser charge” — a statement from which he pivots to argue that an anti-deadlock instruction, reinforcing the new “reasonable efforts” language, coerced the conviction of second-degree murder. In this statement about “jury eagerness,” however, appellant downplays the fact that on each occasion the jurors faithfully reported (first implicitly, then explicitly) that they had not yet “considered” second-degree murder.98 The deadlocked jury’s eagerness to move on to the lesser offense, having not yet “considered” it, is markedly different from an eagerness to do so — as appellant wrongly suggests — having had it “under consideration from early on” despite what the second note said. As the trial court appears to have seen the situation, there[50]*50fore, the addition of anti-deadlock language in support of the shift to “reasonable efforts” language was responsive to the jury’s desire to consider a new possibility, not coercive toward accomplishing a particular, previously signaled verdict.
Finally, although the trial court’s new combination instruction led with the strongest (Winters) anti-deadlock language,99 it softened the impact by adding the- Thomas /Gallagher language,100 then highlighting what, for the jury, were the emancipating words of the “reasonable efforts” instruction.101
We can understand why, in this situation, a trial judge might have moved forward more cautiously in two steps: a “reasonable efforts” instruction followed, if necessary, by an anti-deadlock instruction. Indeed, in both Carmichael and (Nathan) Jones, the court took a two-step approach (beginning, however, with the Winters charge). Nonetheless, given reasonable perceptions that the jury had been heading toward deadlock when it sent out its first note, and that by the second, “deadlocked” note the jury had still not taken up the lesser charge, we cannot say that the trial court abused its discretionary prerogative when it decided to group the two instructions together once the jury assuredly had deadlocked. In our judgment, therefore, the overall impact from the jury’s perspective was a trial court request to “please keep trying”102 under the new permission of a “reasonable efforts” instruction.
We have explained why we believe the particular reinstructions under the circumstances were salutary, not coercive. And, contrary to appellant’s contention, our decision in Carmichael,103 as well as our explications in the other cases cited, provide ample precedent for a trial judge, in the exercise of sound discretion, to give a deadlocked jury the kind of instruction at issue here: anti-deadlock coupled with “reasonable efforts.” Case law, therefore, firmly supports the government’s position. The trial court did not abuse its discretion in its choice and sequence of the challenged jury instructions.104
[51]*51We have concluded that the evidence is sufficient for conviction on all counts; that appellant’s constitutional right to due process was not violated by the trial court’s discretionary decision to keep him in leg shackles during the major portion of the trial; that the trial court did not abuse its discretion in admitting evidence that appellant claimed was prejudicial, or in giving the deadlocked jury a combination anti-deadloek/“reasonable efforts” instruction. Accordingly, the judgment on appeal is
Affirmed.
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Cite This Page — Counsel Stack
52 A.3d 25, 2012 D.C. App. LEXIS 296, 2012 WL 2159301, Counsel Stack Legal Research, https://law.counselstack.com/opinion/williams-v-united-states-dc-2012.