William E. Freeman v. Eric K. Shinseki

24 Vet. App. 404, 2011 U.S. Vet. App. LEXIS 906, 2011 WL 1565472
CourtUnited States Court of Appeals for Veterans Claims
DecidedApril 26, 2011
Docket10-1462
StatusPublished
Cited by20 cases

This text of 24 Vet. App. 404 (William E. Freeman v. Eric K. Shinseki) is published on Counsel Stack Legal Research, covering United States Court of Appeals for Veterans Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
William E. Freeman v. Eric K. Shinseki, 24 Vet. App. 404, 2011 U.S. Vet. App. LEXIS 906, 2011 WL 1565472 (Cal. 2011).

Opinions

ORDER

PER CURIAM:

On April 30, 2010, the petitioner filed with the Court a petition for extraordinary relief in the nature of a writ of mandamus. That petition requested that the Court issue a writ directing the Secretary to accept the petitioner’s Notice of Disagreement (NOD) with the appointment of a federal fiduciary instead of the petitioner’s sister, Debora C. Allen, as fiduciary to manage the petitioner’s VA benefits. The Secretary opposes the petition on the grounds that the determination of whom to appoint as fiduciary to manage the petitioner’s VA benefits is a matter within the sole discretion of the Secretary and outside the jurisdiction of this Court or any Court. For the reasons that follow, the Court grants the petitioner’s request for extraordinary relief and will issue a writ of mandamus.

I. FACTS

The petitioner served in the U.S. Army from February 4, 1972, to February 5, 1975, and from February 6, 1975, to May 6, 1976. In a rating decision issued by the Waco, Texas, VA regional office (RO) on December 22, 2009, the petitioner was granted service connection for paranoid schizophrenia and awarded a 100% disability rating with an effective date of December 22, 2008. He was also granted entitlement to special monthly compensation based on aid and attendance. That same decision found the petitioner to be incompetent to handle the disbursement of funds due to him as a result of this award, based on a VA medical examination that had found the petitioner to be incompetent for purposes of handling his funds received by VA and on a lay statement from the petitioner’s sister that also indicated that the petitioner was incompetent for that purpose. On February 8, 2010, the RO sent a letter to the petitioner indicating that it had appointed Shelia Horace as a paid fiduciary to exercise control over his VA benefits. On February 19, 2010, the petitioner filed an NOD with both the RO’s December 2009 rating decision and with the February 8, 2010, determination to appoint Ms. Horace as fiduciary.1 On [406]*406February 23, 2010, the RO sent a letter to the petitioner indicating that it was not possible for him to file an NOD regarding the selection of his fiduciary. On February 26, 2010, the petitioner, through his sister, renewed his objection to the appointment of Ms. Horace.

After a subsequent exchange of correspondence regarding issues not presently before the Court, the petitioner filed his petition for extraordinary relief with this Court on April 20, 2010. On September 3, 2010, this Court ordered the Secretary to respond to the petition, and the Secretary’s response was received on September 17, 2010. The Court then determined that it would hear oral argument in this case as well as receive additional briefing from the parties. Subsequent to that order, amicus curiae, the National Organization of Veterans’ Advocates, was granted leave to file a brief and be heard at oral argument. On February 16 and 18, 2011, amicus and the petitioner filed opposed motions for leave to file supplemental information. The Court heard oral argument on the merits of the petition and the outstanding motions to supplement on February 23, 2011. On March 7, 2011, the petitioner filed an additional motion for leave to file supplemental information, which was again opposed by the Secretary.

II. PRELIMINARY MATTERS

As a preliminary matter, the Court will address the outstanding motions for leave to file supplemental information. The February 16 and 18, 2011, motions to supplement seek leave to include in the record documents — a pleading filed by the Secretary in the U.S. District Court for the Northern District of Texas and correspondence sent to the petitioner by VA in February and March 2010 — that the petitioner and amicus argue demonstrate inconsistent positions asserted by the Secretary, both in this matter and in other litigation, with regard to the issue presented by the instant petition. The Court will grant these motions and consider the exhibits attached to them.

As noted above, the petitioner filed another motion to supplement on March 7, 2011. However, on February 18, 2011, the Court ordered that additional filings in this matter were to be electronically filed no later than 5:00 p.m. on February 21, 2011. Accordingly, the Court will deny the petitioner’s March 7, 2011, motion to supplement.

III. PARTIES’ CONTENTIONS

A. Petitioner’s Argument

The petitioner asserts that the plain language of the statutes in question is determinative of the jurisdictional question before the Court. Specifically, the petitioner argues that 38 U.S.C. § 5502 indicates that the appointment of a fiduciary is a matter that “affects the provision of benefits” and is thus covered by 38 U.S.C. § 511(a). Section 7104 of title 38 of the U.S.Code provides that any decision of the Secretary that is covered by section 511(a) is entitled to one review on appeal to the Secretary. The Board is the final agency authority on any such appeals. Therefore, the Board can review the appointment of a fiduciary, and the Court may review any such decision by the Board. 38 U.S.C. § 7252(a).

The petitioner asserts that there are sufficient statutory and regulatory standards to permit effective judicial review of the Secretary’s determination of an appropriate fiduciary. The petitioner points to 38 U.S.C. §§ 5502 and 5507 for statutory support and to 38 C.F.R. § 13.55 for regulatory guidance. The petitioner asserts [407]*407that these provisions provide a clearly delineated process for the Secretary to follow when appointing a fiduciary and that the Secretary’s execution of the process may be reviewed by the Board and this Court.2

While the petitioner acknowledges that the Secretary has some discretion in the appointment of a fiduciary, he asserts that the exercise of that discretionary authority does not preclude judicial review. Citing both Abbott Labs. v. Gardner, 387 U.S. 136, 140, 87 S.Ct. 1507, 18 L.Ed.2d 681 (1967), and Heckler v. Chaney, 470 U.S. 821, 830, 105 S.Ct. 1649, 84 L.Ed.2d 714 (1985), the petitioner asserts that judicial review is favored unless there is clear statutory language precluding it. The petitioner acknowledges that, in some rare instances, the statutory discretion granted to the Secretary may be so broad that there will be no standard by which to review his decisions, thereby prohibiting judicial review.

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Cite This Page — Counsel Stack

Bluebook (online)
24 Vet. App. 404, 2011 U.S. Vet. App. LEXIS 906, 2011 WL 1565472, Counsel Stack Legal Research, https://law.counselstack.com/opinion/william-e-freeman-v-eric-k-shinseki-cavc-2011.