R. Edward Bates, Claimant-Appellant v. R. James Nicholson, Secretary of Veterans Affairs

398 F.3d 1355, 2005 U.S. App. LEXIS 3385, 2005 WL 452348
CourtCourt of Appeals for the Federal Circuit
DecidedFebruary 28, 2005
Docket04-7085
StatusPublished
Cited by65 cases

This text of 398 F.3d 1355 (R. Edward Bates, Claimant-Appellant v. R. James Nicholson, Secretary of Veterans Affairs) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
R. Edward Bates, Claimant-Appellant v. R. James Nicholson, Secretary of Veterans Affairs, 398 F.3d 1355, 2005 U.S. App. LEXIS 3385, 2005 WL 452348 (Fed. Cir. 2005).

Opinions

Opinion for the court filed by Circuit Judge DYK. Concurring opinion filed by Circuit Judge BRYSON.

DYK, Circuit Judge.

The Secretary, acting through the General Counsel, terminated appellant R. Edwards Bates’ (“Bates”) accreditation to represent claimants before the Department of Veteran Affairs (“VA”). Bates sought review before the Board of Veterans Affairs (“the Board”). The Secretary declined to issue the Statement of the Case (“SOC”) that Bates required to pursue his appeal. He then sought mandamus from the United States Court of Appeals for Veterans Claims to order the Secretary to issue the SOC so that he could appeal to the Board. The court found that the Board had no jurisdiction over the appeal, and accordingly, the court would have no jurisdiction over an appeal from the Board, thus rendering mandamus unavailable. We reverse the decision of the Court of Appeals for Veterans Claims and remand with instructions to issue the requested writ of mandamus.

BACKGROUND

Appellant Bates is an attorney who represents claimants for benefits before the VA. Such representation is permissible only if an attorney is accredited by the VA pursuant to 38 U.S.C. §§ 5901 and 5904(a). Bates was accredited. On July 28, 2003, following a hearing, the General Counsel of the VA (“GC”), acting on behalf of the Secretary, terminated Bates’ accreditation, acting under the authority of 38 U.S.C. § 5904(b) and 38 C.F.R. § 14.633. The GC concluded that Bates had “engaged in unlawful practice and violated laws administered by the Secretary.” (J.A. at 49.) In particular, the GC found that Bates had “accepted unlawful compensation for pre[1358]*1358paring, presenting, and prosecuting claims for VA benefits in violation of 38 U.S.C § 5904(c)(1), ... solicited and contracted for illegal fees in violation of 38 U.S.C. § 5905(1) ... [and] deceived and misled a claimant.” (Id.) Bates was also accused of violating 38 U.S.C. § 5904(c)(2) by seeking unreasonable fees from his clients, although the GC did not directly address that violation in making his decision, finding it subsumed in the other charges. (Id. at 48.)

Bates urged that the Secretary’s action was reviewable by the Board, because the Board’s jurisdictional statute provides for review of “decision[s] by the Secretary under a law that affects the provision of benefits,” 38 U.S.C. § 7104(a) (2000) (incorporating by reference, 38 U.S.C. § 511(a)), and because the Secretary’s decision to cancel his accreditation under 38 U.S.C. § 5904(b) was such a decision. Accordingly, in August 2003, Bates filed a Notice of Disagreement (“NOD”) as to the Secretary’s decision with the VA’s regional office and requested that the Secretary issue an SOC so that he could appeal to the Board. An SOC is a mandatory prerequisite to a Board appeal. 38 U.S.C. §§ 7105(a) and (d) (2000). The Secretary refused to issue the SOC, and thereby prevented a Board appeal. In October 2003, Bates filed a petition for extraordinary relief in the nature of a writ of mandamus in the Court of Appeals for Veterans Claims, requesting the court to order the Secretary to provide the SOC. The parties appeared to agree that Bates’ entitlement to the writ under the All Writs Act (“AWA”), 28 U.S.C. § 1651(a), turned on whether the Board had jurisdiction to review the Secretary’s action and whether the Court of Appeals for Veterans Claims ultimately had jurisdiction to review the Board’s action.

The court held that it would possess jurisdiction to issue the writ only if the granting of Bates’ petition could lead to a Board decision over which the court would have jurisdiction. The Court of Appeals for Veterans Claims held that the Board lacked jurisdiction in the first instance, and as a consequence, the court lacked jurisdiction, and therefore there was no authority to issue a writ of mandamus. 38 U.S.C. § 7252 (2000).

The court concluded that the provision which the Secretary noted, section 5904(b), was not “a law that affects the provision of benefits,” and was therefore outside the Board’s jurisdiction under 38 U.S.C. §§ 511(a) and 7104(a), and that the court therefore lacked jurisdiction under 38 U.S.C. § 7252. In holding section 511(a) to be inapplicable, the Court of Appeals for Veterans Claims distinguished our decision in Cox v. West, 149 F.3d 1360 (Fed.Cir.1998). Bates v. Principi, 17 Vet.App. 443 (Vet.App. 2004). Cox held that 38 U.S.C. § 5904(d), which authorizes the Secretary to withhold a portion of past-due benefits owed to a VA claimant and to pay those withheld benefits to an attorney, pursuant to an otherwise valid fee agreement, was a provision that “affects the provision of benefits” and therefore that the Secretary’s decisions under the statute were subject to review pursuant to 38 U.S.C. § 511(a). 149 F.3d at 1365.

The Court of Appeals for Veterans Claims distinguished 38 U.S.C. § 5904(d), at issue in Cox, from 38 U.S.C. § 5904(b), at issue in Bates’ case. The court found the latter provision to “pertain[ ] to a decision to terminate the accreditation of an attorney [and to] ... say[ ] nothing about VA benefits.” Bates, at 445. Thus, the court dismissed Bates’ petition for lack of jurisdiction. Id. at 445.

[1359]*1359Bates timely appealed to this court. We have jurisdiction pursuant to 38 U.S.C. § 7292. Cox, 149 F.3d at 1362.

DISCUSSION

Our review of this question is governed by 38 U.S.C.

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398 F.3d 1355, 2005 U.S. App. LEXIS 3385, 2005 WL 452348, Counsel Stack Legal Research, https://law.counselstack.com/opinion/r-edward-bates-claimant-appellant-v-r-james-nicholson-secretary-of-cafc-2005.