William Brooks, as Parent and Natural Guardian of Matthew Brooks, a Minor v. Outboard Marine Corporation

234 F.3d 89, 55 Fed. R. Serv. 297, 2000 U.S. App. LEXIS 31133
CourtCourt of Appeals for the Second Circuit
DecidedDecember 6, 2000
Docket2000
StatusPublished
Cited by48 cases

This text of 234 F.3d 89 (William Brooks, as Parent and Natural Guardian of Matthew Brooks, a Minor v. Outboard Marine Corporation) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
William Brooks, as Parent and Natural Guardian of Matthew Brooks, a Minor v. Outboard Marine Corporation, 234 F.3d 89, 55 Fed. R. Serv. 297, 2000 U.S. App. LEXIS 31133 (2d Cir. 2000).

Opinion

BACKGROUND

PER CURIAM:

A tragic accident occurred on June 25, 1996. Theresa Brooks rented a boat from Harry’s Bait Shop in Waterport, New York for her 14-year-old son Matthew and his 15-year-old friend Andrew May. Neither boy was old enough to rent the boat or in possession of any certification or license which would allow him to legally do so. After renting the boat, Mrs. Brooks sent the two boys off to fish unsupervised. The owner of the shop also understood that the boys would use the boat unsupervised. Matthew’s fishing line soon became entangled with the propeller. The motor was still running but was in neutral so that the propeller itself was not spinning. Matthew wrapped the line around his right hand to get a better grip, and reached into the water to attempt to untangle it. At that time, perhaps due to Matthew’s shirt catching on the gearshift, the motor engaged in reverse and Matthew’s hand was pulled into the now-spinning propeller and amputated.

William Brooks brought suit on behalf of his son Matthew against the owner of Harry’s Bait Shop, Andrew May, and Outboard Marine Corporation (“OMC”), the manufacturer of the motor. Andrew May and Harry’s settled with the plaintiff, and the suit continued against OMC under two theories: that the motor was defective and unreasonably dangerous due to the lack of a propeller guard and a defective gearshift mechanism which allowed only minimal pressure to cause the engine to shift into gear.

In February 1998, OMC deposed the plaintiffs expert witness. After the close of discovery on March 31, 1998, the plaintiff requested permission to extend discovery in order to obtain a new expert witness. In the meantime, OMC filed a motion for summary judgment, arguing that the plaintiffs current expert should be precluded from testifying and that summary judgment was proper on the plaintiffs two theories of liability. The motion was referred to the magistrate judge. The plaintiff then filed a curriculum vitae and one-page report of a new expert witness, Robert A. Warren. Mr. Warren’s report concluded that either a propeller guard or an emergency motor shut off device, known as a “kill switch,” 2 could have prevented the accident or lessened its severity. After OMC deposed Mr. Warren in June 1998, the plaintiff then filed a response to the pending summary judgment motion. At oral argument, plaintiffs counsel abandoned the “shift mechanism” and “propeller guard” claims, conceding that the only claim on which he would proceed was the new “kill switch” claim. The magistrate recommended denying OMC’s motion for sum *91 mary judgment, finding that it was “premature” because the defendant had not properly responded to the plaintiffs new design defect theory. See Brooks v. Outboard Marine Corp., 47 F.Supp.2d 380, 388 (W.D.N.Y.1999). In addition, the magistrate found it premature to rule on the admissibility of Mr. Warren’s testimony, noting that such rulings are usually made on a more complete record. See id. The district court adopted the magistrate’s recommendation.

Subsequently Mr. Warren produced a videotape demonstrating how a kill switch works, and also submitted to a second deposition. OMC then filed a second motion, moving pursuant to Fed.R.Evid. 104 for a ruling that Mr. Warren be precluded from testifying and pursuant to Fed. R.Civ.P. 56 for summary judgment. OMC argued that Mr. Warren was unsuited by education or experience to testify about the kind of boat and engine in question, and also that his conclusion that the kill switch would have activated and prevented or lessened the severity of the accident was untested and unsupported by any examination of the actual boat or motor, or the interview of any witnesses. OMC also argued that it was entitled to summary judgment because of certain alleged admissions regarding the kill switch made by Mr. Warren in his deposition.

The magistrate agreed that Mr. Warren’s opinion regarding the kill switch was “unreliable and speculative, and would not assist the jury in its determination of the facts at issue in this case.” The magistrate noted inter alia that Mr. Warren had not performed any tests on the actual boat or engine involved in the accident, conducted any interviews with any witnesses, or conducted “any actual testing to determine whether the use of a lanyard-activated kill switch would have disengaged the engine under the circumstances.” As a result, the magistrate recommended precluding Mr. Warren from testifying. Without this testimony, the magistrate found that the plaintiff could not make out a prima facie case of a design defect and recommended granting summary judgment. The district court adopted this recommendation over the plaintiffs objections. This appeal followed.

DISCUSSION

We review a grant of summary judgment de novo. See Bonide Products, Inc. v. Cahill, 223 F.3d 141, 143 (2d Cir.2000) (per curiam). Brooks makes three principal arguments on appeal. First, he argues that the Supreme Court’s recent decision in Kumho Tire Co., Ltd. v. Carmichael, 526 U.S. 137, 119 S.Ct. 1167, 143 L.Ed.2d 238 (1999), requires the party challenging the admissibility of its opponent’s expert witness to first use its own expert to call the challenged expert’s testimony “sufficiently into question.” Id. at 149, 119 S.Ct. 1167. Only then, contends the plaintiff, can the district court analyze the admissibility of the testimony of the expert witness. This argument is without merit. In Daubert v. Merrell Dow Pharmaceuticals, Inc., 509 U.S. 579, 113 S.Ct. 2786, 125 L.Ed.2d 469 (1993), the Supreme Court instructed that the Federal Rules of Evidence require the trial court to “ensure that any and all scientific testimony or evidence admitted is not only relevant, but reliable.” Id. at 589, 113 S.Ct. 2786. The subsequent decision in Kumho Tire makes clear that this gate-keeping function applies not just to scientific expert testimony as discussed in Daubert, but also to testimony based on “ ‘technical’ and ‘other specialized’ knowledge.” Kumho Tire, 526 U.S. at 141, 119 S.Ct. 1167 (quoting Fed. R.Evid. 702). The plaintiffs argument that this gate-keeping role disappears when a proposed expert witness is not challenged by an opposing expert witness thus runs counter to the thrust of Daubert and Kumho Tire. Nowhere in either opinion is there language suggesting that testimony could only be “called sufficiently into question” by a rebuttal expert.

Brooks also argues that the lower court erred in finding that Mr. Warren’s testimony was speculative and unreliable. *92

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Bluebook (online)
234 F.3d 89, 55 Fed. R. Serv. 297, 2000 U.S. App. LEXIS 31133, Counsel Stack Legal Research, https://law.counselstack.com/opinion/william-brooks-as-parent-and-natural-guardian-of-matthew-brooks-a-minor-ca2-2000.