Westrom v. Minnesota Department of Labor & Industry

667 N.W.2d 148, 2003 WL 21961840
CourtCourt of Appeals of Minnesota
DecidedAugust 11, 2003
DocketC9-03-128, C0-03-129
StatusPublished
Cited by2 cases

This text of 667 N.W.2d 148 (Westrom v. Minnesota Department of Labor & Industry) is published on Counsel Stack Legal Research, covering Court of Appeals of Minnesota primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Westrom v. Minnesota Department of Labor & Industry, 667 N.W.2d 148, 2003 WL 21961840 (Mich. Ct. App. 2003).

Opinion

OPINION

PETERSON, Judge.

In these consolidated appeals from summary judgments, appellants argue that the district court erred when it ruled that documents that the Department of Labor and Industry released to the news media concerning appellants’ alleged violations of the workers’-compensation law are public data under the Minnesota Government Data Practices Act (MGDPA), Minn.Stat. ch. 13 (2002). We reverse and remand.

FACTS

On March 25 and September 24, 1998, the Department of Labor and Industry (department) issued an order and an amended order to comply and penalty assessments (orders) to Dennis, Torey, and Trevor Westrom and their companies. 1 The orders were based on a determination that appellants had violated the workers’compensation law by not maintaining workers’-compensation insurance. The orders assessed monetary penalties for the violations and required appellants to obtain insurance. On April 22 and October 1, 1998, appellants filed objections to the orders. Appellants asserted that Dennis and Torrey Westrom did not direct or control activities of the employees and should be dismissed as individual respondents. They also asserted that one of the companies, WBC Construction, had no employees for whom workers’-compensation insurance was required.

In response to media requests during mid to late October 1998, the department released the orders and the objections filed by appellants to various news organizations, which then published information from the documents. The published information apparently drew heightened attention because, at the time, appellant Torrey Westrom was running for re-election as a *150 state representative in the general election to be held on November 3,1998.

In two separate actions, appellants sued the department, alleging that the department violated the MGDPA when it released the orders and the objections. The department moved for summary judgment. The district court concluded that the data released by the department are public data and granted summary judgment in favor of the department and dismissed the underlying actions. This court consolidated the appeals from the summary judgments in both actions.

ISSUE

Are the data in the documents that the department released to the news organizations public data under the MGDPA?

ANALYSIS

The construction of the MGDPA, Minn. Stat. ch. 13 (2002), is a question of law subject to de novo review on appeal. Wiegel v. City of St. Paul, 639 N.W.2d 378, 381 (Minn.2002).

All state agencies are required to “make and preserve all records necessary to a full and accurate knowledge of their official activities.” Minn.Stat. § 15.17, subd. 1 (2002). Access to such records is governed in relevant part by Minn.Stat. § 13.03 of the MGDPA. MinmStat. § 15.17, subd. 4 (2002).

Under the MGDPA, government data are presumed to be accessible to the public “unless there is federal law, a state statute, or a temporary classification of data that provides that certain data are not public.” Minn.Stat. § 13.01, subd. 3 (2002). Through the MGDPA, the legislature intended to balance the privacy rights of the data subjects with the public’s right “to know what the government is doing * * * within a context of effective government operation.” Montgomery Ward & Co., Inc. v. County of Hennepin, 450 N.W.2d 299, 307 (Minn.1990) (quotation omitted).

The department issued the orders, and appellants filed their objections, pursuant to Minn.Stat. § 176.181, subd. 3(a) and (b) (2002), which provide:

(a) The commissioner [of labor and industry], having reason to believe that an employer is in violation of subdivision 2 2 may issue an order directing the employer to comply with subdivision 2, to refrain from employing any person at any time without complying with subdivision 2, and to pay a penalty of up to $1,000 per employee per week during which the employer was not in compliance.
(b) An employer shall have ten working days to contest such an order by filing a written objection with the commissioner, stating in detail its reasons for objecting. If the commissioner does not receive an objection within ten working days, the commissioner’s order shall constitute a final order not subject to further review, and violation of that order shall be enforceable by way of civil contempt proceedings in district court. If the commissioner does receive timely objection, the commissioner shall refer the matter to the office of administrative hearings for an expedited hearing before *151 a compensation judge. The compensation judge shall issue a decision either affirming, reversing, or modifying the commissioner’s order within ten days of the close of the hearing. If the compensation judge affirms the commissioner’s order, the compensation judge may order the employer to pay an additional penalty if the employer continued to employ persons without complying with subdivision 2 while the proceedings were pending.

Minn.Stat. § 13.39, subd. 2(a) (2002), provides:

[D]ata collected by state agencies * * * as part of an active investigation undertaken for the purpose of the commencement or defense of a pending civil legal action, or which are retained in anticipation of a pending civil legal action, are classified as protected nonpublic data pursuant to section 13.02, subdivision 13, in the case of data not on individuals and confidential pursuant to section 13.02, subdivision 3, in the case of data on individuals.

Appellants contend that data in the orders and objections released by the department are civil investigative data, and, therefore, under Minn.Stat. § 13.39, subd. 2(a), the data are confidential or protected nonpublic data. The department contends that the data in the orders and objections are not civil investigative data because (1) the department did not collect the data, and (2) the orders and objections were created following the completion of an investigation; they were not obtained as part of an active investigative process.

The department’s argument that the data are not civil investigative data under Minn.Stat. § 13.39, subd. 2(a), because they were not collected as part of an active investigation is based on the premise that the statute classifies only data collected as part of an active investigation. But under the plain language of MinmStat. § 13.39, subd. 2(a), both data collected as part of an active investigation and data “which are retained in anticipation of a pending civil legal action” are classified as “protected nonpublic” or “confidential” data.

“A ‘pending civil legal action’ includes but is not limited to judicial, administrative or arbitration proceedings.” Minn.Stat. § 13.39, subd. 1 (2002). Under MinmStat. § 176.181, subd. 3(a) and (b), the commissioner must retain an order for at least ten days to allow the employer to file an objection.

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Related

Westrom v. Minnesota Department of Labor & Industry
686 N.W.2d 27 (Supreme Court of Minnesota, 2004)

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Bluebook (online)
667 N.W.2d 148, 2003 WL 21961840, Counsel Stack Legal Research, https://law.counselstack.com/opinion/westrom-v-minnesota-department-of-labor-industry-minnctapp-2003.