Washington Public Interest Research Group ("Washpirg") v. Pendleton Woolen Mills

11 F.3d 883, 24 Envtl. L. Rep. (Envtl. Law Inst.) 20231, 93 Daily Journal DAR 15104, 93 Cal. Daily Op. Serv. 8830, 37 ERC (BNA) 1806, 1993 U.S. App. LEXIS 31137, 1993 WL 492315
CourtCourt of Appeals for the Ninth Circuit
DecidedDecember 1, 1993
Docket92-35105
StatusPublished
Cited by29 cases

This text of 11 F.3d 883 (Washington Public Interest Research Group ("Washpirg") v. Pendleton Woolen Mills) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Washington Public Interest Research Group ("Washpirg") v. Pendleton Woolen Mills, 11 F.3d 883, 24 Envtl. L. Rep. (Envtl. Law Inst.) 20231, 93 Daily Journal DAR 15104, 93 Cal. Daily Op. Serv. 8830, 37 ERC (BNA) 1806, 1993 U.S. App. LEXIS 31137, 1993 WL 492315 (9th Cir. 1993).

Opinion

WALLACE, Chief Judge:

On this appeal we decide whether citizens may bring a suit seeking penalties against a violator of the Clean Water Act, 38 U.S.C. § 1251 et seq. (Act), when the Environmental Protection Agency (EPA) has already instituted an administrative compliance action in the same matter. The district court had jurisdiction over the Washington Public Interest Research Group’s (WashPIRG) citizen suit against Pendleton Woolen Mills, Inc. (Pendleton) pursuant to 33 U.S.C. § 1365(a)(1) and granted summary judgment to Pendleton. We have jurisdiction over WashPIRG’s timely appeal pursuant to 28 U.S.C. § 1291, and we reverse.

I

Pendleton operates a textile mill in Wash-ougal, Washington, at which it cleans, spins, weaves and dyes wool. These operations create wastewater containing oil, grease, chromium, zinc, and other pollutants within the meaning of the Act, 33 U.S.C. § 1362(6). Acceptable levels for Pendleton’s wastewater discharge into the Columbia River and an unnamed tributary of Gibbons Creek, are established by its National Pollutant Discharge Elimination System (NPDES) permit. Discharge of a pollutant in violation of its NPDES permit would put Pendleton in violation of the Act, 33 U.S.C. § 1311(a).

The EPA issued a compliance order on August 5,1988, stating that Pendleton was in violation of its NPDES permit. The order required Pendleton to prepare a report de *885 scribing the causes of the violations and identifying the actions necessary to bring it into compliance. The order further required Pendleton to make those physical improvements identified as necessary. An amended compliance order set the target date for these improvements at October 31, 1990. The order included the threat of a sanction of $25,000 per day if Pendleton violated its terms.

Although Pendleton made substantial improvements, there is some, evidence that Pen-dleton’s wastewater discharge has exceeded permit limitations since EPA issued its initial compliance order. For example, in November 1989, the EPA stated in an amended compliance order that zinc concentrations in some of the wastewater regularly exceeded the permitted levels. Pendleton admits that at unspecified times in the past it has exceeded its permit limitations. However, the facts of Pendleton’s permit violations are in dispute, and the district court could not make any factual findings on that subject in its summary judgment. Nor should we reach any such factual determinations.

On December 21, 1990, in accordance with the citizen suit provisions of the Act, 33 U.S.C. § 1365, WashPIRG notified the EPA and Pendleton of its intent to bring suit against Pendleton for alleged permit violations. More than the required 60 days thereafter, 33 U.S.C. § 1365(b)(1)(A), Wash-PIRG filed a complaint primarily seeking (1) a declaration establishing Pendleton’s violations of the Act; (2) an injunction ordering Pendleton into compliance; (3) civil penalties for Pendleton’s violations from December 1985 to the present. The district court entered summary judgment in favor of Pendle-ton, holding that the existence of the EPA’s compliance action against Pendleton barred WashPIRG’s citizen suit.

We review de novo the district court's summary judgment. Jones v. Union Pac. R.R., 968 F.2d 937, 940 (9th Cir.1992). We must determine whether the district court correctly applied the relevant substantive law. Federal Deposit Ins. Corp. v. O'Melveny & Meyers, 969 F.2d 744, 747 (9th Cir.1992), cert. granted, - U.S. -, 114 S.Ct. 543, 126 L.Ed.2d 445 (1993).

II

The Act authorizes a citizen to commence a civil action against any person who is alleged to be in violation of an effluent standard or limitation. 33 U.S.C. § 1365(a). However, the authority to bring a citizen suit is limited by 33 U.S.C. § 1319(g)(6). That section governs the EPA’s authority to seek administrative penalties, and contains protections ensuring that administrative penalties will not be duplicative of other penalties imposed on a person who is in violation of the Act.

Action taken by the Administrator under this subsection shall not affect or limit the Administrator's authority to enforce any provision of this chapter; except that any violation -
(i) with respect to which the Administrator ... has commenced and is diligently prosecuting an action under this subsection, .... shall not be the subject of a civil penalty action under ... section 1365 of this title.

33 U.S.C. § 1319(g)(6)(A). Thus, section 1365, the citizen suit provision, is among those enforcement provisions that may not be used to seek civil penalties when the EPA is diligently pursuing an administrative penalty action.

The plain language of the statute states that such suits are barred only when the EPA is prosecuting an action “under this subsection,” i.e., section 1319(g), which deals only with administrative penalty actions. We are unaware of any legislative history demonstrating a congressional intent to extend the bar on citizen suits created in section 1319(g)(6)(A) to a context other than an administrative penalty action. In this case, the EPA was not pursuing an administrative penalty under section 1319(g). Rather, the EPA acted pursuant to section 1319(a) when it issued a compliance order to Pendleton. The imposition of an administrative penalty requires elaborate procedures including hearings as well as public notice and comment, none of which took place. 33 U.S.C. § 1319(g)(4). Nor did the EPA purport to *886 issue its compliance order pursuant to the provisions of section 1319(g).

Recognizing that the language of the statute does not bar citizen suits absent an administrative penalty action, the district court nevertheless held, and Pendleton now argues, that we should look beyond the plain language of the statute to bar citizen suits when the EPA has instituted an administrative compliance action as well as when the EPA has diligently sought an administrative penalty.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Brar v. State of California
E.D. California, 2025
Blackstone Headwaters Coal. v. Gallo Builders, Inc.
995 F.3d 274 (First Circuit, 2021)
Cape Fear River Watch, Inc. v. Duke Energy Progress, Inc.
25 F. Supp. 3d 798 (E.D. North Carolina, 2014)
Pennenvironment v. RRI Energy Northeast Management Co.
744 F. Supp. 2d 466 (W.D. Pennsylvania, 2010)
Lockett v. Environmental Protection Agency
176 F. Supp. 2d 628 (E.D. Louisiana, 2001)
Sierra Club v. Hyundai America, Inc.
23 F. Supp. 2d 1177 (D. Oregon, 1997)
Kasza v. Browner
932 F. Supp. 254 (D. Nevada, 1996)
Hughey v. JMS Development Corp.
Eleventh Circuit, 1996

Cite This Page — Counsel Stack

Bluebook (online)
11 F.3d 883, 24 Envtl. L. Rep. (Envtl. Law Inst.) 20231, 93 Daily Journal DAR 15104, 93 Cal. Daily Op. Serv. 8830, 37 ERC (BNA) 1806, 1993 U.S. App. LEXIS 31137, 1993 WL 492315, Counsel Stack Legal Research, https://law.counselstack.com/opinion/washington-public-interest-research-group-washpirg-v-pendleton-woolen-ca9-1993.