W. R. Grace & Co. v. Pullman Inc.

74 F.R.D. 80, 1977 U.S. Dist. LEXIS 17412
CourtDistrict Court, W.D. Oklahoma
DecidedFebruary 11, 1977
DocketNos. CIV-75-0713-D, CIV-76-0332-D
StatusPublished
Cited by9 cases

This text of 74 F.R.D. 80 (W. R. Grace & Co. v. Pullman Inc.) is published on Counsel Stack Legal Research, covering District Court, W.D. Oklahoma primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
W. R. Grace & Co. v. Pullman Inc., 74 F.R.D. 80, 1977 U.S. Dist. LEXIS 17412 (W.D. Okla. 1977).

Opinion

ORDER

DAUGHERTY, Chief Judge.

Plaintiffs herein, W. R. Grace & Company and its subsidiary Woodward Chemicals [82]*82Corporation (Grace-Woodward) are the owners of an ammonia processing plant being constructed near Woodward, Oklahoma (Woodward plant). Defendant Pullman Incorporated (Pullman) is the owner of United States Patent No. 3,441,393 (Patent) entitled “Process for the Production of Hydrogen Rich' Gas” which patented process is principally used for the production of ammonia. The instant action was initiated by Pullman seeking a declaratory judgment that the process to be performed in said plant when completed would infringe its Patent. On March 26, 1976, this Court issued its Order determining that an actual justiciable controversy did not exist in regard to Pullman’s declaratory judgment action and same should be dismissed for lack of jurisdiction. Pullman’s complaint was dismissed but the Court determined that a Counterclaim asserted by Grace-Woodward should be retained because independent jurisdictional grounds existed to support both claims herein. The Court in its Order of March 26, 1976 determined that Grace-Woodward should be designated as Plaintiffs and Pullman as Defendant with the previously asserted Counterclaim becoming the Complaint. The Court in the aforementioned Order dismissed the builders of the Woodward plant, Fluor Engineers and Constructors, Inc. and Fluor Corporation (Fluor) from the action.1

The action as now constituted is a declaratory judgment action by Grace-Woodward seeking a declaration that Pullman’s Patent is void, invalid, and unenforceable. A second cause of action is asserted which is in the nature of an anti-trust case in which it is alleged Pullman has misused the Patent in question to restrain competition and has attempted to monopolize the market of constructing ammonia processing plants by alleged coercive tactics related to the Patent rights in question. Defendant Pullman has asserted by Counterclaim that the Woodward plant will infringe its Patent when completed.2

On December 21, 1976, a Motion by Grace-Wood ward Against Pullman Under FRCP Rule 37(a)(2) to Compel Answers In Discovery Depositions was filed which Motion is supported by a Brief. On January 25, 1977 an Addendum to said Motion was filed. On February 3, 1977 Plaintiffs Fluor Corporation and Fluor Engineers and Constructors, Inc. joined in said Motion of Grace-Woodward. Defendant Pullman has filed a Response to said Motion. The Court notes counsel for Movant has not complied with Local Rule 13(d) requiring him to advise the Court in writing that he has conferred in good faith with opposing counsel, but that, after sincere attempts to resolve differences have been made, they are unable to reach an accord prior to submission of any discovery dispute to the Court. This Court has waived compliance with said Rule in regard to several discovery motions in these consolidated cases in an effort to keep the discovery efforts moving. The instant Motion will be considered by the Court. Strict compliance with Local Rule 13(d) will be required in regard to any future discovery motions and the parties are hereby forewarned.

Plaintiffs Grace-Woodward request this Court to compel certain witnesses for Defendant Pullman to answer questions propounded by Plaintiffs’ attorneys during a series of depositions taken in Houston, Texas in December of 1976 and January of 1977. It is urged that counsel for Pullman has improperly instructed said witnesses not to answer certain categories of questions. Excerpts from said depositions classified into four categories are submitted in support of the instant Motion to Compel.

It appears to the Court that the instant Motion has been filed in the wrong Court. Rule 37(a)(1), Fed.Rules Civ.Proc. provides:

[83]*83“(1) Appropriate Court. An application for an order to a party may be made to the court in which the action is pending, or, on matters relating to a deposition, to the court in the district where the deposition is being taken. An application for an order to a deponent who is not a party shall be made to the court in the' district where the deposition is being taken.” (Emphasis supplied)

Defendant Pullman is a corporate entity. An individual designated by a corporate party pursuant to Rule 30(b)(6), Fed.Rules Civ.Proc. is treated as a corporate party in Rule 37(d), Fed.Rules Civ.Proc. Other corporate representatives or employees are treated as non-parties for the purposes of depositions. Banks v. Travelers Insurance Co., 60 F.R.D. 158 (E.D.Pa.1973); Wright & Miller, Federal Practice and Procedure: Civil § 2103. In regard to the instant Motion, the Court has not been shown that any deponent not answering questions as aforesaid qualifies as a designated representative for Defendant Pullman and the Court determines it cannot compel such deponents to answer the questions giving rise to the instant dispute.

However, this Court having superintending authority over counsel for the parties in regard to the discovery being conducted in this action determines it should issue appropriate guidelines in regard to the handling of discovery disputes occurring during depositions in regard to the four categories of deposition questions subject to the instant Motion. The Court issues such guidelines as follows:

INSTRUCTIONS BY COUNSEL AND REFUSAL BY WITNESSES BASED ON ALLEGED IRRELEVANCY

Plaintiffs assert the provisions of Rule 30(c), Fed.Rules Civ.Proc. provide that objections arising during depositions shall be noted by the reporter and then the evidence taken subject to the objections. Defendant Pullman in its Response urges that Rule 30(c), supra, is not applicable if the discovery sought is outside the scope of permissible discovery as established by Rule 26(b), Fed.Rules Civ.Proc. Rule 26(b)(1), supra, provides:

“In General. Parties may obtain discovery regarding any matter, not privileged, which is relevant to the subject matter involved in the pending action, whether it relates to the claim or defense of the party seeking discovery or to the claim or defense of any other party, including the existence, description, nature, custody, condition and location of any books, documents, or other tangible things and the identity and location of persons having knowledge of any discoverable matter. It is not ground for objection that the information sought will be inadmissible at the trial if the information sought appears reasonably calculated to lead to the discovery of admissible evidence.”

The cases of Preyer v. United States Lines, Inc., 64 F.R.D. 430 (E.D.Pa.1973) and Shapiro v. Freeman, 38 F.R.D. 308 (S.D.N.Y.1965) both support Plaintiffs’ contention that objections on the grounds of irrelevancy should be noted on the record and the deponent then be required to answer the question posed. Defendant takes the position that such cases included findings that the discovery sought was relevant. Such position is correct but incomplete because both cases state the questions should be answered after an objection on the grounds of relevancy is noted. The case of Banco Nacional De Credito v. Bank of America N. T. & S.A., 11 F.R.D.

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Cite This Page — Counsel Stack

Bluebook (online)
74 F.R.D. 80, 1977 U.S. Dist. LEXIS 17412, Counsel Stack Legal Research, https://law.counselstack.com/opinion/w-r-grace-co-v-pullman-inc-okwd-1977.