Hogan v. Zletz

43 F.R.D. 308, 11 Fed. R. Serv. 2d 933, 154 U.S.P.Q. (BNA) 230, 1967 U.S. Dist. LEXIS 7960
CourtDistrict Court, N.D. Oklahoma
DecidedMarch 30, 1967
DocketNo. 6475-C
StatusPublished
Cited by20 cases

This text of 43 F.R.D. 308 (Hogan v. Zletz) is published on Counsel Stack Legal Research, covering District Court, N.D. Oklahoma primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Hogan v. Zletz, 43 F.R.D. 308, 11 Fed. R. Serv. 2d 933, 154 U.S.P.Q. (BNA) 230, 1967 U.S. Dist. LEXIS 7960 (N.D. Okla. 1967).

Opinion

MEMORANDUM OPINION

DAUGHERTY, District Judge.

Background Facts

I

This is an ancillary proceeding under Title 35, U.S.C., Section 24, for production of documents pursuant to Rule 34, F.R.Civ.P., 28 U.S.C.A., by Natta et al assignor to Montecatini Societá Generate per LTndustria Mineraria e Chinica and Montecatini Edison S.p.A. (hereinafter-called Natta et al), the senior party in Interference No. 89,634. Natta et aL has an Italian application filing date of' June 8, 1954. The Interference action now pending before the Board of Patent Interference of the United States Patent. Office involves three junior parties and their assignees listed in the chronological order of their application filing dates: August 19, 1954—Baxter et al assignor to E. I. duPont de Nemours & Company (hereinafter called Baxter et al); October 15, 1954—ZIetz assignor to Standard Oil Company of Indiana (hereinafter called ZIetz); and, January 11, 1956—Hogan and Banks assignor to Phillips Petroleum Company (hereinafter called Hogan et al).

II

The priority question before the Board! pertains to the subject matter polypropylene which is defined by the interference count as follows: “Normally solid polypropylene, consisting essentially of recurring propylene units, having a substantial crystalline polypropylene content.” Following the declaration of interference on September 8, 1958, the patent interference proceedings have finally reached the trial stage in which the testimony-in-chief of the three junior parties (Baxter et al, Zletz, and Hogan et al) has been concluded. This testimony has included an attempt by the junior parties to rebut the presumption that they made their inventions in the chronological order of their respective filing dates. Pursuant to Patent Office Rule 251(a) (37 C.F.R. 1.251(a)) Natta et al now has the opportunity to attack the sufficiency of the testimony-in-chief and the instant Motion seeks the documentation favorable to its priority date from the files of the juniormost party for use in examination of the assignees’ employees or re-employees. The movant is foreclosed from proving an invention date earlier [311]*311than the Italian application filing date of June 8, 1954, because of its reliance on a foreign patent. Title 35, U.S.C., Sections 104, 119.

III

The Patent Office Board of Patent Interferences has no procedure for ordering or enforcing the production of documents and the Board has denied the request of Natta et al to extend its testimony period. The order denying the extension of the testimony period was tempered by a reservation couched in the following language: “ * * * without prejudice to the resetting of a limited testimony period for the sole purpose of permitting Natta et al to take the testimony only of those witnesses who are ordered to testify as a result of the specific Court proceedings * * * ” The specific court proceedings referred to in this order are the three Rule 34 district court proceedings instituted by Natta et al (see Paragraph IV infra).

IV

The Rule 34 Motion filed herein is directed to the juniormost parties Hogan et al and similar Rule 34 Motions are before the Courts in the Northern District of Illinois, Eastern Division, against Zletz, and the District of Delaware, against Baxter et al. On August 31, 1966, the Court held a hearing which resulted in the decision to overrule the Motions of Hogan et al to quash the summons on grounds of improper service, improper process, lack of jurisdiction over the parties and subject matter, and failure of Movants, Natta et al to state a cause of action. Judge Layton reached the same conclusion in the concurrent Rule 34 proceeding against Baxter et al in the District of Delaware. See In Re Natta, 259 F.Supp. 922 (D.Delaware-1966).

V

The instant proceedings are now before the Court on the merits of the Natta et al Rule 34 Motion and counter Rule 34 Motion by Hogan et al. The latter Motion is germane only if the Court decides in favor of Natta et al whereupon the counter-motion is applicable by force of the pertinent stipulation. Two separate stipulations have been filed herein which delineate the scope of production of about eighty documents. The effect of the stipulations is to present this proceeding principally as one involving issues of law only, and to eliminate further expense and delay which would be inherent in the appointment of a technical adviser or by reference to a Master.

VI

The eighty documents involved have been categorized for the presentation of arguments and authorities pertinent to the issues herein as follows:

Group 1—Opinions of legal counsel on legal questions.
Group 2—Communications by the client to counsel to obtain legal opinions.
Group 3—Working papers prepared by counsel for use in the prosecution of legal proceedings.
Group 4—Documents prepared by lay personnel, at the direction of counsel and for use of counsel.
Group 5—Documents related to preparation of the preliminary statement in the pending interference.

Issues

VII

The dispositive issues presented to the Court for decision at this time under the stipulations are whether the questioned documents are immune from the Rule 34 Motion because of the attorney-client privilege or the “work product” immunity of Hickman v. Taylor, 329 U.S. 495, 67 S.Ct. 385, 91 L.Ed. 541 (1947). Hogan et al interposes the attorney-client [312]*312privilege as a bar to the production of documents in Groups 1 and 2, and “work product” immunity to documents in Groups 3, 4, and 5 (see paragraph VI supra).

Law and Discussion

VIII

As an exception to the general rule that all persons having knowledge of the facts are required to testify, the attorney-client privilege should be strictly construed absent a sound and compelling reason to recognize it. The privilege is strictly construed where it would suppress the truth in violation of the general rule that all persons having knowledge of the facts are required to divulge them. It is recognized where it would be vital to the freedom of consultation of lawyers with their clients. 8 Wigmore, Evidence 2291 (McNaughton rev. 1961); In Re Colton, 201 F.Supp. 13 (S.D.N.Y.-1961), affirmed 306 F.2d 633 (1962), cert. denied 371 U.S. 951, 83 S.Ct. 505, 9 L.Ed. 2d 499, 1963). In Radiant Burners, Inc. v. American Gas Assn., 320 F.2d 314 (Seventh Cir.-1963), cert. denied 375 U.S. 929, 84 S.Ct. 330, 11 L.Ed.2d 262 the Court held that the corporation had a right to assert the attorney-client privilege although that privilege “ought to be sti'ictly confined within the narrowest possible limits consistent with the logic of its principle.”

IX

Any detailed discussion of the attorney-client privilege must begin with a citation from Wigmore on Evidence, 8 Wigmore, Evidence 2292 (McNaughton rev.

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Bluebook (online)
43 F.R.D. 308, 11 Fed. R. Serv. 2d 933, 154 U.S.P.Q. (BNA) 230, 1967 U.S. Dist. LEXIS 7960, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hogan-v-zletz-oknd-1967.