Kelvey v. Coughlin

625 A.2d 775, 1993 R.I. LEXIS 151, 1993 WL 181488
CourtSupreme Court of Rhode Island
DecidedMay 28, 1993
Docket92-432-M.P.
StatusPublished
Cited by24 cases

This text of 625 A.2d 775 (Kelvey v. Coughlin) is published on Counsel Stack Legal Research, covering Supreme Court of Rhode Island primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Kelvey v. Coughlin, 625 A.2d 775, 1993 R.I. LEXIS 151, 1993 WL 181488 (R.I. 1993).

Opinion

OPINION

SHEA, Justice.

This matter was brought before the Supreme Court by the petition of the defendant, John Coughlin (Coughlin), for the issuance of a writ of certiorari to review an order of the trial justice ordering Coughlin to resubmit to an oral deposition. 1 We deny the petition and remand with directions.

This case is still in the pretrial discovery stage. Coughlin is a defendant in a civil action pending in the Providence County Superior Court. The action is one for medical malpractice that seeks compensatory damages for the alleged negligence of defendants in the care and treatment rendered to plaintiff, Joyce Kelvey, and her son Benjamin, who was born on January 10,1982. It is alleged that he suffers from various physical and mental difficulties that, plaintiff claims, relate to his birth and the care she received immediately preceding his birth.

Counsel for plaintiff deposed Coughlin. Later, after the conclusion of the deposition, counsel for plaintiff moved under Rule 37(a) of the Superior Court Rules of Civil Procedure, “Refusal to make discovery — Consequences,” to redepose Coughlin. In her motion plaintiff asserted that the first deposition taken was so adversely affected by the improper comments, objections, and instructions made by Coughlin’s counsel that they interfered with useful discovery.

Coughlin objected to plaintiff’s motion to redepose. He contended that no information was withheld “once counsel’s questions were correctly phrased, referenced *776 documents were clearly marked and terms sufficiently defined.”

After a hearing the trial justice entered an order granting the motion to redepose, and she imposed certain conditions such as “directing defendant’s counsel to refrain from offering gratuitous comments, directing the deponent by objecting in any manner other than stating an objection and a legal basis for the objection; and to refrain from dialogue on the record during the course of the deposition.”

Coughlin then filed his petition for the issuance of a writ of certiorari, and plaintiff then joined him in his petition. Cough-lin seeks, and plaintiff welcomes, our review of the trial justice’s order for the redeposing of Coughlin.

The principal issue, as stated by Cough-lin’s counsel, is whether trial justice abused her discretion by ordering Coughlin to submit to a second deposition. We conclude that she did not abuse her discretion.

Before this court Coughlin argues that under Rule 37(a), if a deponent refuses to answer any question propounded on oral examination, it would be appropriate for the proponent to complete the deposition on other matters and apply to the court for an order compelling the answer that had been refused.

We have ruled consistently that a trial justice’s handling of discovery is accorded broad discretion. Bashforth v. Zampini, 576 A.2d 1197, 1201 (R.I.1990); Greenwald v. Selya & Iannuccillo, Inc., 491 A.2d 988, 989 (R.I.1985). To allow or to deny discovery is reviewable only for an abuse of discretion.

By way of supplemental brief and appendixes Coughlin has informed the court that directing of a deponent not to answer a question is a fairly common occurrence involving both plaintiffs’ and defendants’ counsel. If that is the case, the court welcomes this opportunity to address the matter.

The language of Rules 26(b)(1) and 30(c) of the Superior Court Rules of Civil Procedure is so clear and direct that there can be no question about its meaning. The only instance, we repeat, the only instance in which an attorney is justified in instructing a deponent not to answer is when the question calls for information that is privileged.

“Even in cases of a privilege objection, the deponent is permitted to answer questions as to the underlying circumstances, such as to how a report was prepared, the form of the report, who asked for the report, and what was asked. That inquiry is proper, even if the substance of the report is off limits.” Seth Gifford, Caveat Objector, R.I. Bar J., 27 (June/July 1992) (citing Bank of America v. Touche Ross & Co., 118 P.R.D. 550 (1987)).

Otherwise the objection is stated, and the evidence objected to is taken subject to the objections.

We have said many times that in situations in which our own case law is sparse in the area of civil procedure, we shall consult the precedents in the federal courts since our Superior Court Rules are patterned after the federal rules. Cabral v. Arruda, 556 A.2d 47, 49 (R.I.1989) (citing Smith v. Johns-Manville Corp., 489 A.2d 336, 339 (R.I.1985); Nocera v. Lembo, 111 R.I. 17, 20, 298 A.2d 800, 803 (1973)).

In Coughlin’s brief counsel stated that “once counsel’s questions were properly phrased, referenced documents were clearly marked and terms sufficiently defined,” the questions were answered. (Emphasis added.) “It is not the prerogative of counsel, but of the court to rule on objections. Indeed, if counsel were to rule on the propriety of questions, oral examination would be quickly reduced to an exasperating cycle of answerless inquiries and court orders.” Shapiro v. Freeman, 38 F.R.D. 308, 311 (S.D.N.Y.1965). “The action of * * * counsel in directing [the witness] not to answer the questions posed to him was indefensible and utterly at variance with the discovery provisions of the * * * Rules of Civil Procedure.” Ralston Purina Co. v. McFarland, 550 F.2d 967, 973 (4th Cir.1977).

When an attorney instructs a party or a witness not to answer on grounds other *777 than privilege, the inquiring attorney is then forced to seek a court order. This process leads to substantial expense and significant loss of time. Our Rule 30(c), like the Federal Rule, was specifically designed to obviate such obstruction and the delay and expense.

“The harm caused by being required to take additional depositions of a witness who fails to answer a question based on an improperly asserted objection far exceeds the mere inconvenience of a witness having to answer a question which may not be admissible at the trial of the action. This seems to be the very purpose of the provisions of Rule 30(c).” W.R. Grace & Co. v. Pullman, Inc., 74 F.R.D. 80, 84 (W.D.Okla.1977).

As one Massachusetts practitioner recently expressed it:

“A practical problem arises at the motion level, before the Superior Court judge. The moving party contends that the opposing counsel improperly instructed the witness not to answer.

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Bluebook (online)
625 A.2d 775, 1993 R.I. LEXIS 151, 1993 WL 181488, Counsel Stack Legal Research, https://law.counselstack.com/opinion/kelvey-v-coughlin-ri-1993.