Virginia Board of Medicine v. Fetta

421 S.E.2d 410, 244 Va. 276, 9 Va. Law Rep. 256, 1992 Va. LEXIS 91
CourtSupreme Court of Virginia
DecidedSeptember 18, 1992
DocketRecord 911526
StatusPublished
Cited by32 cases

This text of 421 S.E.2d 410 (Virginia Board of Medicine v. Fetta) is published on Counsel Stack Legal Research, covering Supreme Court of Virginia primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Virginia Board of Medicine v. Fetta, 421 S.E.2d 410, 244 Va. 276, 9 Va. Law Rep. 256, 1992 Va. LEXIS 91 (Va. 1992).

Opinions

JUSTICE COMPTON

delivered the opinion of the Court.

In this case originating before an administrative agency, the agency violated statutory provisions relating to the conduct of the [278]*278administrative proceeding. The central issue on appeal is the effect of this violation on the ultimate disposition of the administrative matter.

In 1988, charges were brought by appellant Virginia Board of Medicine against appellee, Patrick J. Fetta, a licensed Virginia chiropractor, alleging violation of certain laws governing the practice of chiropractic. In early 1989, a formal administrative hearing on the charges was conducted by a hearing officer. The charges were prosecuted by an Assistant Attorney General. Fetta appeared at the hearing with counsel and contested the charges.

At the time of this proceeding, Code § 54.1-110(A), one of the general statutory provisions relating to regulatory boards, provided:

“Every hearing in a contested case shall be conducted in accordance with the provisions of the Administrative Process Act (§ 9-6.14:1 et seq.). When a hearing officer presides, the regulatory board shall determine whether the hearing officer is to hear the case alone or whether the board is to hear the case with the hearing officer.”

As the hearing commenced, four physician members of the 16-member Board of Medicine were sitting with the hearing officer. Fetta objected to the presence of the Board members, asserting that the procedure was contrary to law.

Fetta correctly contended that Code § 54.1-110(A) provided for only two methods of conducting the proceeding. First, the hearing officer could conduct the hearing, sitting alone. If that method is selected, the hearing officer takes the evidence, recommends findings to the Board, and forwards those findings along with the exhibits and a transcript of the testimony to the full Board, or a quorum, for its consideration. See Code § 9-6.14:12. Eleven members of the Board constitute a quorum. Code § 54.1-2911. Second, the full Board, or a quorum, may hear the evidence with the hearing officer.

Fetta pointed out that the statute did not authorize a few selected Board members to sit when the hearing officer is taking the evidence. Among other reasons, Fetta argued that such an illegal procedure allowed Board members who sit at the evidentiary hearing to unduly influence the rest of the Board when it considers the hearing officer’s recommendations at the decisional stage of the proceeding.

[279]*279The hearing officer overruled Fetta’s objections. The hearing continued over a four-day period with the Board members actively participating in the examination of witnesses; on one occasion, a Board member offered an opinion on the admissibility of evidence. Subsequently, the hearing officer submitted recommendations to the Board.

In July 1989, 15 members of the Board, including the four who participated in the hearing, met to “act upon the transcript and record, and report of the Hearing Officer in this matter.” Following argument of counsel, the Board unanimously adopted the hearing officer’s findings of fact and conclusions of law. It ordered that Fetta’s license to practice chiropractic in the Commonwealth be revoked.

Fetta sought review of the agency action in the Circuit Court of the City of Richmond. Following a hearing and argument of counsel, the circuit court set aside the Board’s decision and remanded the case to the Board with instructions to dismiss the proceeding. The court further ordered the Board not to institute any further proceedings against Fetta based on any allegation of misconduct which had been the subject of the instant proceeding.

The Board appealed of right to the Court of Appeals, which affirmed the decision of the circuit court. Virginia Board of Medicine v. Fetta, 12 Va. App. 1173, 408 S.E.2d 573 (1991). We awarded the Board this appeal, concluding that the decision of the Court of Appeals involves a matter of significant precedential value. Code § 17-116.07(B).

In this appeal, the Attorney General argues that the Court of Appeals “incorrectly determined that the Board could not hear Fetta’s case on remand.” Relying on Hladys v. Commonwealth, 235 Va. 145, 366 S.E.2d 98 (1988), and cases from other jurisdictions, the Attorney General says that members of administrative boards “are presumed to be conscientious and capable of judging cases fairly on their merits,” and there is a presumption that Board members, as public officials, “have acted correctly.” In addition, the Attorney General argues that there was no “evidentiary basis” to support the assumptions of the circuit court and the Court of Appeals that the presence of the four Board members at the formal hearing unduly influenced the Board during the decisional phase of the proceeding. Also, the Attorney General contends that the Court of Appeals erroneously ruled that the circuit court did not abuse its [280]*280statutory authority when it ordered the proceeding dismissed upon remand. We do not agree that the Court of Appeals erred.

Code § 9-6.14:19, a part of the Administrative Process Act, controls the action a circuit court may take when it finds a case decision “to be not in accordance with law under § 9-6.14:17.” Among the errors of law addressed in the latter statute is failure of the agency to comply “with statutory authority” and failure of the agency to observe “required procedure.” § 9-6.14:17(ii) and (iii). When the court finds the case decision to be unlawful on these grounds, it “shall suspend or set it aside and remand the matter to the agency for such further proceedings, if any, as the court may permit or direct in accordance with law.” § 9-6.14:19. The plain language of the statute mandates that where, as here, a circuit court has made such a determination of invalidity, the court shall suspend or set the decision aside and remand the matter to the agency. The court itself may not undertake the agency action directly.

The statute is equally explicit, however, in granting to the circuit court, when it remands the case “for such further proceedings, if any, as the court may permit or direct,” the discretion to specify exactly what shall be done on remand. If the General Assembly had intended that every remanded case should merely be heard again de novo, which is the effect of the Attorney General’s argument, the legislature would not have included the words “if any” after “further proceedings.” By the use of “if any,” the General Assembly has indicated that there would be cases in which no further proceedings would be had after remand. In sum, the clear statutory language contemplates that the circuit court may order a new hearing upon remand or, as here, may order dismissal of the charges, resulting in no further hearing at all.

We are unpersuaded by the Attorney General’s argument based on Hladys, which deals with the presumption of regularity of administrative decisions, and federal constitutional law cases, which deal with when a member of an administrative agency who has prior knowledge of the case may still participate in the agency’s decision. Those authorities define the scope of appellate review when the substantive validity of the agency decision is challenged, and are irrelevant.

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Cite This Page — Counsel Stack

Bluebook (online)
421 S.E.2d 410, 244 Va. 276, 9 Va. Law Rep. 256, 1992 Va. LEXIS 91, Counsel Stack Legal Research, https://law.counselstack.com/opinion/virginia-board-of-medicine-v-fetta-va-1992.