Vaughn v. Principi

336 F.3d 1351, 2003 WL 21707273
CourtCourt of Appeals for the Federal Circuit
DecidedJuly 24, 2003
DocketNos. 02-7019, 02-7169
StatusPublished
Cited by68 cases

This text of 336 F.3d 1351 (Vaughn v. Principi) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Vaughn v. Principi, 336 F.3d 1351, 2003 WL 21707273 (Fed. Cir. 2003).

Opinion

RADER, Circuit Judge.

Syble Vaughn and W.T. Sumner (collectively, appellants) separately appeal the United States Court of Appeals for Veterans’ Claims (Veterans’ Court) denial of their applications for award of attorney fees and expenses pursuant to the Equal Access to Justice Act (EAJA), 28 U.S.C. § 2412 (2000). The Veterans’ Court denied their applications on the ground that neither was a “prevailing party.” Vaughn v. Principi, 15 Vet.App. 277 (2001); Sumner v. Principi, 15 Vet.App. 256 (2001) (en banc). Because the Supreme Court’s decision in Buckhannon Board & Care Home, Inc. v. West Virginia Department of Health & Human Res., 532 U.S. 598, 121 S.Ct. 1835, 149 L.Ed.2d 855 (2001), and this court’s decision in Brickwood Contractors, Inc. v. United States, 288 F.3d 1371 (Fed.Cir.2002), preclude Vaughn and Sumner from attaining “prevailing party” status under EAJA, this court affirms both decisions.

I.

After the death of her husband in 1995, Vaughn applied for various veteran surviv- or benefits. Finding no service connection to the cause of death, the Board of Veteran’s Appeals (BVA) denied her claims. Vaughn appealed the denial to the Veterans’ Court. While her appeal was pending, Congress enacted the Veteran’s Claims Assistance Act of 2000 (VCAA), Pub.L. No. 106-475, 114 Stat.2096 (2000). Citing the need for re-adjudication in light of the VCAA, the parties filed a joint motion for remand on the issue of service connection to the cause of death and dismissal of the remaining issues. After the Veterans’ Court consented to the remand request, Vaughn filed an EAJA application for attorney fees. The EAJA provides, in part, that:

[A] court shall award to a prevailing party other than the United States fees and other expenses ... incurred by that party in any civil action, unless the court finds that the position of the United States was substantially justified or that special circumstances make an award unjust.

28 U.S.C. 2412(d)(1)(A) (2000) (emphasis added). The Secretary of Veterans Affairs (VA Secretary) opposed Vaughns EAJA application on the grounds that her assertion of prevailing party status was premised on, inter alia, the catalyst theory.

After Vaughns EAJA application, the Supreme Court issued its decision in Buck-hannon. Buckhannon addressed the issue of whether a party is entitled to attorney fees as a “prevailing party” under the catalyst theory. According to the catalyst theory, a prevailing party is one that “achievefs] the desired result because the lawsuit brought about a voluntary change [1354]*1354in the defendant’s conduct.” Buckhannon, 532 U.S. at 601, 121 S.Ct. 1835. Buckhan-non held that “the ‘catalyst theory’ is not a permissible basis for the award of attorney fees under the FHAA [Fair Housing and Amendments Act of 1988], 42 U.S.C. § 3613(c)(2), and the ADA [Americans with Disabilities Act], 42 U.S.C. § 12205.” Id. at 610, 121 S.Ct. 1835.

Because Buckhannon did not explicitly address the catalyst theory as a basis for awarding attorney fees under EAJA, the Veterans’ Court requested supplemental briefs from Vaughn and the VA Secretary. After considering the supplemental briefs, the Veterans’ Court denied Vaughn’s EAJA application. The Veterans’ Court reasoned that Buckhannon precluded Vaughn from achieving prevailing party status “under the merits, catalyst, or inevitable-victory tests based on obtaining a remand solely for re-adjudication in light of the enactment of the VCAA.” Vaughn, 15 Vet.App. at 280.

II.

The Veterans’ Court similarly denied Sumner’s EAJA application. After the BVA denied his claim for veteran’s benefits, Sumner appealed to the Veterans’ Court. While his appeal was pending, Sumner submitted a motion with the BVA to reconsider his claim based on newly acquired material evidence. He also filed a motion with Veterans’ Court to stay his appeal pending the BVA’s decision on his motion for reconsideration. The Veterans’ Court granted the stay and ordered the VA Secretary to advise the court on whether the BVA was inclined to grant the motion for reconsideration and, if so, to file a motion for a “Cerullo remand.” See Cerullo v. Derwinski, 1 Vet.App. 195 (1991). After advising the appeals court that it was inclined to grant reconsideration, the BVA granted Sumner’s motion for reconsideration, stayed the order pending remand from the Veterans’ Court, and filed an unopposed motion for remand in accordance with the prior order. After the Veterans’ Court remanded, Sumner filed an EAJA application for award of attorney fees. Sumner argued that he was a “prevailing party” under the merits or catalyst theory. In an en banc decision, the Veterans’ Court denied his application, holding that Buckhannon precluded Sumner from attaining “prevailing party” status under the merits or catalyst theory. According to the en banc decision, Buckhannon and Shalala v. Schaefer, 509 U.S. 292, 113 S.Ct. 2625, 125 L.Ed.2d 239 (1993), together hold that granting of prevailing party status requires “ultimate receipt of a benefit that was sought in bringing the litigation ... or, at a minimum, a court remand predicated on administrative error.” Sumner, 15 Vet.App. at 264.

Vaughn and Sumner appealed separately to this court. Because the two cases present similar facts and concern the same legal issue, this court addresses both Vaughn’s and Sumner’s appeals with this opinion.

III.

These two cases require this court to determine whether the Veterans’ Court applied the proper legal standard in determining whether appellants are “prevailing parties” under EAJA. This court reviews an interpretation of EAJA by the Veterans’ Court without deference. Jones v. Brown, 41 F.3d 634, 637 (Fed.Cir.1994). However, this court is precluded from reviewing “a challenge to a law or regulation as applied to the facts of a particular case” in the Veterans’ Court. 38 U.S.C. § 7292(d)(2)(B) (2000), Halpern v. Principi, 313 F.3d 1364, 1369 (Fed.Cir.2002).

In Buckhannon, the Supreme Court rejected the catalyst theory as a permissible [1355]*1355basis for award of attorney fees as a “prevailing party.” Buckhannon Board and Care Home, Inc. (Buckhannon), owned and operated assisted living homes.

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Bluebook (online)
336 F.3d 1351, 2003 WL 21707273, Counsel Stack Legal Research, https://law.counselstack.com/opinion/vaughn-v-principi-cafc-2003.