Albert P. Blue v. Robert L. Wilkie

CourtUnited States Court of Appeals for Veterans Claims
DecidedMay 16, 2018
Docket15-1884E
StatusPublished

This text of Albert P. Blue v. Robert L. Wilkie (Albert P. Blue v. Robert L. Wilkie) is published on Counsel Stack Legal Research, covering United States Court of Appeals for Veterans Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Albert P. Blue v. Robert L. Wilkie, (Cal. 2018).

Opinion

UNITED STATES COURT OF APPEALS FOR VETERANS CLAIMS

No. 15-1884(E)

ALBERT P. BLUE, APPELLANT,

V.

ROBERT L. WILKIE, ACTING SECRETARY OF VETERANS AFFAIRS, APPELLEE.

On Appellant's Application for Attorney Fees and Expenses

(Argued January 9, 2018 Decided May 16, 2018)

Kenneth M. Carpenter, of Topeka, Kansas, with whom Robert B. Goss, of Houston, Texas, was on the pleading, for the appellant.

Mark D. Vichich, Appellate Attorney, with whom James M. Byrne, General Counsel; Mary Ann Flynn, Chief Counsel; and Richard A. Daley, Deputy Chief Counsel, all of Washington, D.C., were on the pleading, for the appellee.

Before PIETSCH, ALLEN, and MEREDITH, Judges.

ALLEN, Judge: Before the Court is the appellant Albert P. Blue's July 28, 2017, application pursuant to the Equal Access to Justice Act, 28 U.S.C. § 2412(d) (EAJA), for an award of attorney fees and expenses in the amount of $9,314.17. The Secretary opposed the EAJA application asserting only that Mr. Blue is not a prevailing party because the Court's remand was not predicated on agency error. On October 10, 2017, this case was submitted to a panel of the Court to address whether the appellant is a prevailing party under 28 U.S.C. § 2412(d)(1)(A) in the context of an appeal in which the Court (1) specifically stated that it found no error in the underlying Board of Veterans' Appeals (Board) decision but (2) nonetheless vacated that decision and remanded the matter for further development based on factual information provided by the appellant in the first instance on appeal. For the following reasons, we hold that, under the circumstances of this case, the appellant is a prevailing party for EAJA purposes. Accordingly, the Court will grant in full the appellant's EAJA application. I. RELEVANT BACKGROUND Mr. Blue's substantive appeal concerned an April 24, 2015, Board decision that denied service connection for a back disorder, a bilateral knee disorder, and a psychiatric disorder. As relevant to the EAJA question, the appellant argued that VA had not fulfilled its duty to assist him because it had not obtained VA medical treatment records from a facility in California. See Appellant's Brief (Br.) at 1. He requested that the Court vacate the Board's decision and remand the matter for "further development and adjudication." Id. at 18. On April 20, 2017, the Court issued a memorandum decision in which it vacated the Board's decision on appeal and remanded the matter for further development and readjudication. Blue v. Shulkin, No. 15-1884, 2017 WL 1407530, at *4 (Vet. App. April 20, 2017). In its decision, the Court addressed the appellant's challenge to the Board's determination that VA satisfied its duty to assist despite not obtaining the VA treatment records at issue. Id. at *3. The Court explained that the Board did not err in that regard as it was not VA's duty to "'sift through'" the appellant's claims file "to determine when and where he may have received VA treatment." Id. (quoting Secretary's Br. at 14). The Court recognized that the appellant maintained throughout the pendency of his administrative appeal that he was treated in a VA facility in Palm Springs, California; however, it was only on appeal to the Court that he provided accurate treatment dates. Specifically, the Court noted that before the agency the appellant had maintained that he was treated at the Palm Springs VA facility from 1970 to 1973, and while at the Court he stated that, in fact, his treatment began in 1975. Id. In a passage that takes on a featured role in this matter, the Court opined that, [a]lthough [it] can find no error in the Board's failure to discover the exact dates of the appellant's treatment in California or in VA's failure to request records dated at least 2 years later than the appellant's testimony revealed, the appellant has now identified evidence in the record that meets his burden of providing VA with the information necessary to assist him in obtaining potentially relevant VA records. Id. The Court then determined that it would vacate the Board's decision and remand the matter for the Board "to consider this evidence in the first instance and to direct VA to provide such additional assistance to the appellant it deems appropriate in light of this evidence." Id. Thus, the Court ordered essentially the same relief the appellant had requested. See, e.g., Appellant's Br. at 18 (requesting remand for "further development and adjudication"). The appellant argues that he is a prevailing party because the relief the Court provided was predicated on error. He explains that, regardless of the language used in the underlying merits decision, for EAJA purposes the Court can–indeed, must–independently assess whether the

2 remedy provided in the underlying merits decision was one that was necessitated by error. Reply at 2-3. In other words, the appellant contends that the Court, as the EAJA decision-maker and without reevaluating the underlying merits decision, must determine whether the Court's remand here was the type of remedy that necessarily required a finding of agency error. The Secretary, however, argues that the appellant is not a prevailing party because the April 2017 Court decision explicitly found no error in the underlying Board decision. During oral argument, the Secretary emphasized that, "in the instance that there is an explicit finding of no error on the merits, that should end the discussion for the purposes of [sic] prevailing party under EAJA." Oral Argument at 39:36-39:44. The Court must decide which of these competing theories is correct.

II. ANALYSIS The Court has jurisdiction to approve EAJA applications and to award reasonable attorney fees and expenses. 28 U.S.C. § 2412(d)(1)(A), (2)(F). A party seeking EAJA fees must submit a timely application that includes: (1) a showing that the applicant is a prevailing party; (2) an assertion that the applicant is "eligible to receive an award"; (3) a statement of "the amount sought, including an itemized statement from any attorney . . . stating the actual time expended and the rate"; and (4) an allegation that the position of the United States was not substantially justified. 28 U.S.C. § 2412(d)(1)(A), (1)(B), (2)(B); Scarborough v. Principi, 541 U.S. 401, 407-08 (2004). The only requirement at issue here is whether the appellant is a prevailing party.1 A. Legal Requirements for Prevailing-Party Status One might think that determining whether a litigant is a "prevailing party" for EAJA purposes would be straightforward. After all, it is usually fairly easy to figure out who is a winner and who is not. But defining the characteristics of a "prevailing party" under EAJA has proven to be challenging, especially in the context of the review of agency decisions. We begin by canvassing the development of the law in this area, ultimately leading us to the test that captures the elements that must be established to be a prevailing party under the EAJA.

1 The Secretary does not argue that the position he took in this case was substantially justified and he does not challenge the appellant's eligibility or the reasonableness of the award sought. He only disputes the appellant's assertion that he is a prevailing party. Secretary's Response (Resp.) at 1, n.1.

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Bluebook (online)
Albert P. Blue v. Robert L. Wilkie, Counsel Stack Legal Research, https://law.counselstack.com/opinion/albert-p-blue-v-robert-l-wilkie-cavc-2018.