Varice Smith, Jr. v. Olin Chemical Corporation

555 F.2d 1283, 36 A.L.R. Fed. 709, 15 Fair Empl. Prac. Cas. (BNA) 290, 1977 U.S. App. LEXIS 12422, 14 Empl. Prac. Dec. (CCH) 7702
CourtCourt of Appeals for the Fifth Circuit
DecidedJuly 18, 1977
Docket75-1024
StatusPublished
Cited by28 cases

This text of 555 F.2d 1283 (Varice Smith, Jr. v. Olin Chemical Corporation) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Varice Smith, Jr. v. Olin Chemical Corporation, 555 F.2d 1283, 36 A.L.R. Fed. 709, 15 Fair Empl. Prac. Cas. (BNA) 290, 1977 U.S. App. LEXIS 12422, 14 Empl. Prac. Dec. (CCH) 7702 (5th Cir. 1977).

Opinions

RONEY, Circuit Judge:

Plaintiff Smith brought this action alleging that his discharge from employment by Olin Chemical Corporation violated 42 U.S. C.A. § 1981 and Title VII of the Civil Rights Act of 1964, 42 U.S.C.A. §§ 2000e et seq. The district court granted summary judgment for the corporation, and a panel of this Court reversed. Smith v. Olin Chemical Corp., 535 F.2d 862 (5th Cir. 1976). After rehearing en banc, we reverse the panel decision and affirm the grant of summary judgment for the defendant by the district court.

On February 8, 1975, Olin Chemical Corporation hired Smith as a probationary employee classified “Laborer Utility Pool.” He performed his work satisfactorily, and after 90 days was given a physical exam required of the firm’s permanent employees. The exam X-rays of the plaintiff’s spine led the company doctor to the conclusion that Smith had “bone degeneration with a prognosis of possible aseptic necrosis or further bone degeneration in his spinal region” and as a result was “disqualified for manual labor at the plant.” When the doctor told Smith of that conclusion, Smith responded by saying the diagnosis could be explained by his history of sickle cell anemia, a blood disease found almost exclusively in descendants of tribes living in malarial regions of Africa. Smith was discharged.

I.

The Sickle Cell Anemia Theory

After the Equal Employment Opportunity Commission notified him of his right to sue, the plaintiff filed the complaint which began this action. The complaint alleged:

Defendant Olin Chemical Corporation has discharged plaintiff for reasons made unlawful by Title VII of the Civil Rights Act of 1964 and 42 U.S.C. § 1981. Specifically, (a) plaintiff was discharged by defendant because defendant suspected that plaintiff has sickle cell anemia, a disease common to Black Americans; . (c) plaintiff charges that his discharge on May 9, 1973, was unjust and for reasons made illegal by Title VII.

The theory of the complaint was straightforward. Classifying employees with sickle cell disease for discharge was “racial” and so violated the Act, 42 U.S.C.A. § 2000e-2(a). The corporation moved for summary judgment, and both sides filed briefs and affidavits. The uncontested evidence established that the corporation did not have a policy of firing persons with sickle cell anemia, did not know Smith had sickle cell anemia when it decided to discharge him, and did not even suspect sickle cell was the cause of his back problems. An affidavit from the company doctor indicated the bone degeneration was the sole reason for the discharge. The district court granted the motion for summary judgment, concluding that the plaintiff had failed to create a genuine factual issue concerning the “racial or other impermissible classification,” Griggs v. Duke Power Co., 401 U.S. 424, 431, 91 S.Ct. 849, 28 L.Ed.2d 158 (1971), which the complaint alleged was the basis for the discharge.

Based on the pleadings and affidavits before the court, the grant of summary judgment was correct. The moving party met its burden of establishing there were no genuine issues of fact with respect to the complaint’s allegation that sickle cell anemia was the basis for firing Smith. See Liberty Leasing Co. v. Hillsum Sales Corp., 380 F.2d 1013, 1014-1015 (5th Cir. 1967). Once the sickle cell trait was shown to be irrelevant, the plaintiff’s claim collapsed, and the corporation was entitled to a judgment as a matter of law.

[1285]*1285II.

The Issues on Appeal — Some Would Stop Here

In his brief on appeal, the plaintiff asserted new facts and a different theory to support the claim that his discharge violated Title VII. In this argument, he asserts that even if the discharge was based on his bad back, rather than sickle cell anemia, Griggs v. Duke Power Co., 401 U.S. 424, 91 S.Ct. 849, 28 L.Ed.2d 158 (1971) would be applicable. His brief contends that “if the presence of bone degeneration is used to automatically disqualify a worker from a position which involves manual labor, proportionately more black workers would be disqualified than workers of any other race . Therefore the defendant has the very heavy burden of showing that business necessity requires continuation of the discriminatory practice.”

Some of the judges on this Court are reluctant to reach this issue. Alleging new facts on appeal is normally an insufficient means of resisting summary judgment. 6 Moore’s Federal Practice ¶ 56.27[1] (2d ed. 1976); see Adickes v. S. H. Kress & Co., 398 U.S. 144, 157 n. 16, 90 S.Ct. 1598, 26 L.Ed.2d 142 (1970). They would hold that the presence in the complaint of the conclusory allegation that the discharge was “for reasons made illegal by Title VII” did not adequately raise this second issue and should not have prevented the award of summary judgment. See de Lorraine v. MEBA Pension Trust, 499 F.2d 49, 51 (2d Cir.), cert, denied, 419 U.S. 1009, 95 S.Ct. 329, (1974). As Fed.R.Civ.P. 56(e) says:

an adverse party may not rest upon the mere allegations or denials of his pleading, but his response . . . must set forth specific facts showing that there is a genuine issue for trial. If he does not so respond, summary judgment, if appropriate, shall be entered against him.

Before the trial court, the plaintiff did not produce “specific facts” showing his general allejgation posed a “genuine issue” for trial. To allow him to prevail would frustrate the purposes of summary judgment, and would encourage trial by ambush. Robin Construction Co. v. United States, 345 F.2d 610, 613-614 (3rd Cir. 1965).

III.

Others Would Go On

The panel which originally heard this appeal, however, dealt with this additional claim. 535 F.2d at 864. Indeed, the panel’s treatment of this issue in a way that controlled the outcome of the appeal is precisely what brought this case to the en banc court. Many of the judges on the Court think that the merits of the claim need to be considered here because

(a) The panel dealt with the issue and it is appropriate for the en banc court to reach for the point in order to clarify the Court’s position on the matter, even though it would have been better not to reach it in the first instance, or

(b) The plaintiff’s problems with representation noted in the last portion of this opinion call for the liberal pleading approach noted in Judge Godbold’s opinion.

While Smith’s pleadings are not a model of precision or clarity, the allegations regarding his discharge sufficiently raise an “effect” claim as well as an “intent” claim.

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555 F.2d 1283, 36 A.L.R. Fed. 709, 15 Fair Empl. Prac. Cas. (BNA) 290, 1977 U.S. App. LEXIS 12422, 14 Empl. Prac. Dec. (CCH) 7702, Counsel Stack Legal Research, https://law.counselstack.com/opinion/varice-smith-jr-v-olin-chemical-corporation-ca5-1977.