Vania Minor, Individually and as Mother, Natural Guardian and Next Best Friend of D.A. v. State of Iowa, Becky Grabe, Individually and Cleo Hester, Individually

819 N.W.2d 383, 2012 WL 2161486, 2012 Iowa Sup. LEXIS 64
CourtSupreme Court of Iowa
DecidedJune 15, 2012
Docket09–1010
StatusPublished
Cited by51 cases

This text of 819 N.W.2d 383 (Vania Minor, Individually and as Mother, Natural Guardian and Next Best Friend of D.A. v. State of Iowa, Becky Grabe, Individually and Cleo Hester, Individually) is published on Counsel Stack Legal Research, covering Supreme Court of Iowa primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Vania Minor, Individually and as Mother, Natural Guardian and Next Best Friend of D.A. v. State of Iowa, Becky Grabe, Individually and Cleo Hester, Individually, 819 N.W.2d 383, 2012 WL 2161486, 2012 Iowa Sup. LEXIS 64 (iowa 2012).

Opinion

WIGGINS, Justice.

The State filed a child in need of assistance (CINA) petition. The juvenile court issued a temporary removal order, removing the child from her mother’s custody and placing her in foster care. After the CINA proceeding was dismissed, the mother sued the State of Iowa and two employees of the Iowa Department of Human Services (DHS), under 42 U.S.C. § 1983 (2000) and Iowa Code chapter 669 (2005), the Iowa Tort Claims Act (ITCA), alleging the DHS social workers wrongfully removed the child from her custody and negligently failed to protect the child from abuse by a foster parent. The State and its employees sought summary judgment, which the district court granted.

On appeal, we conclude a social worker is entitled to absolute immunity when the social worker functions in the role of a prosecutor, such as when the social worker files a petition to initiate a CINA proceeding. Further, a social worker is entitled to absolute immunity when the social- worker functions in the role of an ordinary witness, such as when the social worker files an affidavit after the initiation of CINA proceedings. Additionally, a social worker is entitled to qualified immunity when he or she acts in the role of a complaining witness, such as when the social worker files an affidavit in support of a CINA petition. Similarly, a social worker is entitled to qualified immunity for his or her investigatory acts. Moreover, the alleged injured parties cannot maintain an action against a social worker under the ITCA where the alleged injured parties fail to exhaust the available administrative remedy prior to filing the action in court. Finally, the alleged injured parties cannot maintain an action against a state social worker under the ITCA where the basis of the complaint is that the social worker engaged in conduct functionally equivalent to misrepresentation or deceit. Accordingly, we affirm the decision of the district court.

I. Background Facts and Proceedings.

A reasonable fact finder viewing the summary judgment record in the light most favorable to the plaintiffs could find the following facts. Vania Minor is the mother of D.A. Between April 2002 and January 2005, DHS conducted several child abuse assessments involving Minor and D.A.

Becky Grabe, a social worker supervisor employed by DHS, completed one such assessment on January 18, 2005, after DHS received a report alleging D.A. had been exposed to an escort service run by Minor out of their home. Grabe could not confirm the report, but found that Minor allowed troubled adolescents to stay in her home and frequently left D.A. with various caretakers. Believing Minor had placed D.A. in an environment that was unpredictable and, at times, unsafe, Grabe required Minor to sign a safety plan.

In February, Minor and D.A. were on a trip to Arizona with Minor’s friend, Angel Pena, and her children. Pena testified that, at the time of the Arizona trip, her children were the subjects of an ongoing CINA proceeding and that she was not supposed to leave Iowa with them. While in Arizona, Pena received a call from an unidentified DHS employee. Pena testified the caller informed her that DHS was coming to get her children. Pena also testified the caller promised that if she cooperated she would not be in trouble and would get her kids back when she returned to Iowa.

*390 The caller asked Pena about D.A. Pena informed the caller that D.A. needed to use the restroom while they were driving on the turnpike and that, because they were not near a restroom, D.A. put on a pull-up diaper and wet herself. 1 The caller then asked Pena to say that Minor forced Pena to go on the trip from Iowa to Arizona. Because Minor had not forced Pena to go to Arizona, Pena stopped cooperating with the caller and did not tell her that Minor forced her to go on the trip. When Pena returned to Iowa, she received another call from an unidentified DHS employee who she believes to be the same person who called her in Arizona. During this call, the unidentified DHS employee asked Pena if Minor had a prostitution business.

Sometime following the conversations between the unidentified caller and Pena, Grabe had a discussion with her supervisor concerning a report DHS allegedly received on February 24 from an unidentified reporter. The reporter suggested Minor was not providing D.A. with proper supervision or adequate healthcare. In particular, the reporter indicated that Minor had not taken D.A. to the doctor even though she had been sick with a cough for two months, that D.A. was still wearing pull-ups, and that Minor did not permit D.A. to use the restroom, which contributed to D.A.’s inability to be fully toilet trained at the age of seven.

DHS did not perform a new assessment because of the cumulative nature of the report. Instead, Grabe’s supervisor instructed her to refer the case to the county attorney for possible CINA action. The county attorney recommended that Grabe prepare an affidavit to file with the CINA petition because of a concern that Minor had fled the State with D.A. On April 5, the county attorney filed a CINA petition and attached Grabe’s affidavit. Grabe’s affidavit included all of the allegations provided by the February 24 reporter. It also included allegations based on previous reports and DHS assessments, including allegations that Minor exposed D.A. to a prostitution business, that D.A. displayed inappropriate sexualized behavior, and that Minor had left D.A. with inappropriate caregivers.

The county sheriff could not serve Minor with a summons and notice because she was no longer living at her listed address and did not leave a forwarding address. At the time, Minor and D.A. were living in Las Vegas. On May 5, the day set for the pretrial hearing, Grabe provided the juvenile court with another affidavit asking the court to place D.A. in temporary DHS custody. This affidavit indicated that Minor exposed D.A. to her prostitution business, that Minor denied D.A. contact with extended family members, that D.A. displayed sexualized behavior, that D.A. was left with unsuitable caretakers, that Minor exhibits behavior suggestive of mental illness and drug abuse, and that Grabe believed Minor intentionally took D.A. out of the state in order to flee the juvenile court and DHS systems. The court issued a temporary removal order on the basis that Minor had left the state with D.A. after the filing of the CINA petition and that Minor had allegedly exposed D.A. to prostitution. After learning about the CINA petition, Minor voluntarily returned D.A. to Iowa on May 7.

Grabe assigned D.A.’s case to Cleo Hester, another DHS social worker. Upon her removal, DHS first placed D.A. with her paternal grandmother, but the place *391 ment was discontinued because the grandmother’s retirement community prohibited long-term guests. Minor proposed that DHS place D.A. with Rebecca Stutzman, a family friend. However, DHS next placed D.A. with Cathy Techau, a licensed foster parent, on May 31.

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819 N.W.2d 383, 2012 WL 2161486, 2012 Iowa Sup. LEXIS 64, Counsel Stack Legal Research, https://law.counselstack.com/opinion/vania-minor-individually-and-as-mother-natural-guardian-and-next-best-iowa-2012.