United States v. Zacarias Rodriguez-Rios

991 F.2d 167, 1993 U.S. App. LEXIS 10364, 1993 WL 141046
CourtCourt of Appeals for the Fifth Circuit
DecidedMay 5, 1993
Docket92-8257
StatusPublished
Cited by3 cases

This text of 991 F.2d 167 (United States v. Zacarias Rodriguez-Rios) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Zacarias Rodriguez-Rios, 991 F.2d 167, 1993 U.S. App. LEXIS 10364, 1993 WL 141046 (5th Cir. 1993).

Opinions

JERRY E. SMITH, Circuit Judge:

Zacarías Rodriguez-Rios (a.k.a. Leonel Vargas-Lopez) appeals his conviction on one count of making a false, fictitious, or fraudulent representation of a material fact in violation of 18 U.S.C. § 1001. We reverse.

I.

On May 19, 1991, Rodriguez was viewed by a United States Customs agent as he was exiting an airplane at the airport in Santa Teresa, New Mexico. Rodriguez placed the suitcase in the trunk of a Mercury Cougar sporting a paper license plate in its rear window and driven by a young woman. Rodriguez then entered the passenger side of the vehicle and proceeded to the Bridge of the Americas Port of Entry, which divides El Paso, Texas, from Juarez, Mexico.

[168]*168Customs agents followed. Rodriguez ■ from the airport to the bridge and stopped him just before he could cross the border. Agent McCarthy informed Rodriguez that he was conducting a routine export examination and asked, among other things, how much money Rodriguez had with him. Rodriguez responded, “About a thousand dollars,” and removed what turned out to be $1,400 from his pocket.

McCarthy continued to question Rodriguez, asking him whether anything in the trunk belonged to him. His suspicions apparently aroused, Rodriguez inquired as to the agent’s purpose, whereupon McCarthy repeated that it was a routine export examination. McCarthy next asked Rodriguez where he had flown from before arriving in Santa Teresa, and Rodriguez replied that he had left Springfield, Illinois, for Santa Teresa in a private aircraft and that he was a personal assistant to the mayor of Juarez. When McCarthy again asked Rodriguez how much money he was carrying, he made no reply. When asked whether anything in the trunk belonged to him, Rodriguez stated, “That depends on why you are asking.” McCarthy again asked how much money he had, but this time Rodriguez answered that he did not know.

At approximately this point, Rodriguez was taken inside the Customs office and advised in Spanish by customs inspector Vega of the currency reporting requirement — that it is not illegal to leave the country with more than $10,000, but that he must complete a Customs Form 4790 Currency Monetary Instrument Report declaring any sum in excess of that amount. Vega then asked Rodriguez whether he had more than $10,000 with him and whether he had filled out the required form. Rodriguez did not respond to these questions, and Vega testified that his body mannerisms were evasive. When McCarthy again asked whether any of the suitcases in the trunk were his, and Rodriguez reiterated that “[i]t depends on why you are asking,” the vehicle was moved into a secondary inspection area, and Rodriguez and the female driver were taken inside the customs office.

Two narcotics dogs were then brought to inspect the car; the first alerted to its exterior, and the second sniffed the packages in the open trunk and alerted to both the black suitcase and a shoebox wrapped with duct tape. Both were opened and found to be filled with United States currency in the approximate sum of $598,000.

Meanwhile, back in the customs office, Rodriguez was asked to fill out a Form 4790. When told that his car would be searched, Rodriguez began to fill out the report with agent Straba's assistance. Straba restated the currency reporting requirements, again assuring Rodriguez that he could take any sum out of the country so long as he declared it in writing. Apparently finished, Rodriguez placed the form on the counter, but when Straba picked it up, Rodriguez took the form from him and folded it into his pocket, saying he did not wish to give it to Straba. Nonetheless, Straba had seen enough of the form to notice that it declared an amount of $530,-000.

When informed that large amounts of cash had been discovered in the trunk, Straba proceeded to arrest Rodriguez, who refused to speak to the agents until he could consult with an attorney. Later, Rodriguez changed his mind and agreed to talk. He requested a second opportunity to complete a reporting form, was provided one, and stated in writing that he was exporting $500,000. At no time prior to this moment had Rodriguez been informed that his car had been searched and the money discovered.

On June 5, 1991, a federal grand jury returned a two-count indictment against Rodriguez, charging him with failing to file the prescribed report for the transportation of currency and monetary instruments of more than $10,000 in violation of 31 U.S.C. §§ 5316(a)(1)(A) and 5322(a) (first count), and the making of a false, fictitious, or fraudulent statement or representation in violation of 18 U.S.C. § 1001 (second count). After a bench trial, the court dismissed the first count for insufficient evidence but found Rodriguez guilty on the second count.

II.

The district court predicated Rodriguez’s conviction on his initial statement that he was carrying no more than $1,000. Rodriguez contends that this initial statement fits within the “exculpatory no” exception to 18 U.S.C. § 1001, which provides that “a [169]*169generally negative and exculpatory response made by a subject of a criminal investigation in reply to questions directed to him by investigating officers is not a crime under § 1001.” United States v. Krause, 507 F.2d 113, 117 (5th Cir.1975); see also United States v. Patemostro, 311 F.2d 298, 305 (5th Cir.1962).

In United States v. Schnaiderman, 568 F.2d 1208, 1213-14 (5th Cir.1978), we recognized the applicability of the “exculpatory no” exception in a situation nearly identical to the instant one. There, the defendant was a Venezuelan resident entering the United States through the Miami International Airport. When entering customs, he was asked whether he was carrying more than $5,000, at that time the triggering sum for the reporting requirement. Schnaiderman replied “No” and checked the appropriate box on the customs declaration form. A second customs officer, observing Schnaiderman’s bulging pockets and nervous demeanor, asked him to empty his pockets, which contained $8,086 in currency. It was only at this point that Schnaiderman was asked whether he understood the currency laws, to which he gave a negative response. Id. at 1210.

Because we found no evidence that Schnaiderman “aggressively and deliberately initiate[d] any positive or affirmative statement calculated to pervert the legitimate functions of government,” id. at 1213 (quoting Patemostro, 311 F.2d at 305) (internal quotation marks omitted), we reversed his conviction under section 1001. As we stated,

Perversion of a governmental body’s function is the hallmark of a § 1001 offense. The “function” of the customs agent at issue here is to assure that the transportation of more than $5,000 into the United States is reported.

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Related

United States v. Rodriguez-Rios
14 F.3d 1040 (Fifth Circuit, 1994)
U.S. v. Beckett
Fifth Circuit, 1993
United States v. Zacarias Rodriguez-Rios
991 F.2d 167 (Fifth Circuit, 1993)

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991 F.2d 167, 1993 U.S. App. LEXIS 10364, 1993 WL 141046, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-zacarias-rodriguez-rios-ca5-1993.