United States v. Fred Lambert

501 F.2d 943, 1974 U.S. App. LEXIS 6789
Court of Appeals for the Fifth Circuit·Decided September 20, 1974·No. 71-3453·Published·Cited by 81 cases

Opinions

GODBOLD, Circuit Judge:

Lambert, the appellant, was convicted under 18 U.S.C. § 10011 and sentenced to two years imprisonment for making a false statement to the Federal Bureau of Investigation. He had come to the FBI of his own volition to make a complaint. Following an interview he signed a written statement in which he claimed that two Tampa, Florida, police officers had physically mistreated him. Also, he stated his “feeling” that his civil rights had been violated because the two officers, in plain clothes, had arrested him for no reason. The statement was intended to, and did, trigger an FBI investigation into the incident. Subsequently appellant appeared before a federal grand jury which indicted him for perjury. For some reason not shown by the record, nothing came of the perjury charge, but appellant was indicted again under § 1001 and conviction followed.

A panel of this court reversed the conviction, United States v. Lambert, 470 F.2d 354 (CA5, 1972), adopting the reasoning of Friedman v. United States, 374 F.2d 363 (CA8, 1967), in which the Eighth Circuit held that a statement made to the FBI to touch off an investigation does not fall within the prohibition of § 1001, and rejecting that of the Second Circuit in United States v. Adler, 380 F.2d 917 (CA2, 1967), which was directly contra to Friedman. Rehearing was granted on the Court’s own motion. We now vacate the panel opinion but reverse the decision of the District Court for the alternative reason, advanced by appellant in his brief and discussed but not relied upon by the panel, that on the particular facts of this case there was a fatal variance between the indictment and the proof.2

[946] I.

Appellant argues for a narrowing construction of the § 1001 phrase “matter within the jurisdiction” of a federal agency. We are bound, however, to give that language a broad, nontechnical meaning. See Bryson v. United States, 396 U.S. 64, 90 S.Ct. 355, 24 L.Ed.2d 264 (1969); United States v. Bramblett, 348 U.S. 503, 75 S.Ct. 504, 99 L.Ed. 594 (1955). Receiving and acting on statements of one kind or another is central to the function of the FBI. Perversion of a governmental body’s function is the hallmark of a § 1001 offense. United States v. Gilliland, 312 U.S. 86, 93, 61 S.Ct. 518, 522, 85 L.Ed. 598, 603-604 (1941). Statements such as that given by appellant and falsely pointing to possible criminal conduct that is within the power of the FBI to investigate carry a substantial potential for wasting the Bureau’s time and thus perverting its central function. We, therefore, hold that such a statement is a “matter within [FBI] jurisdiction” under § 1001.2A

We do not overlook the interest, relied upon by the panel opinion, that an open line of communication should be preserved between private citizens and law enforcement agencies. Voluntary disclosure may be inhibited if the citizen who comes forward is exposed to the risk of criminal prosecution in the event that what he says turns out to be untrue. We have, however, no objective data defining the extent of this risk, and judges differ in their subjective estimates. In any event, the risk is tempered by the “knowingly and willfully” requirement of the statute. Also, the potential for overzealous application of § 1001 by law enforcement agencies poses a limited threat because investigators, to whom access to information is critically important, would not want to gain a reputation for routinely seeking to prosecute complainants and informants who give false information. If agency self interest is not a sufficient brake, the establishment of different policies for the governmental agencies affected is in the executive and legislative rather than the judicial domains.

In reaching our conclusion we intend no violence to Paternostro v. United States, 311 F.2d 298 (CA5, 1962). There we held, like several other courts before and since,3 that a generally negative and exculpatory response made by a subject of a criminal investigation in reply to questions directed to him by investigating officers is not a crime under § 1001. Paternostro construed the word “statement,” not the phrase “in any matter within the jurisdiction” of a federal body. We note, too, that an exculpatory denial by a person under investigation may have less potential for misleading the Bureau and perverting its function than a discursive voluntary statement involving the suggestion that persons other than the maker of the statement are guilty of federal crimes.4

[947] II.

The foundation of the variance doctrine is the Fifth Amendment's command that “[n]o person shall be held to answer for a capital, or otherwise infamous crime, unless on a presentment or indictment of a Grand Jury.” If an indictment alleges particular facts as constituting an element of a charged crime, there is a variance if the trial judge admits evidence that makes out the element in a different manner. Thus in United States v. Stirone, 361 U.S. 212, 80 S.Ct. 270, 4 L.Ed.2d 252 (1960), in alleging the interstate commerce element of a Hobbs Act offense (obstructing interstate commerce by extortion) the grand jury stated in the indictment that the extorted owner of a concrete company imported raw materials from out of state. At trial the government presented not only evidence of importation of sand (a raw material) but also evidence that the company’s finished product was used to build an in-state mill to manufacture steel articles for interstate sale. The trial judge instructed the jurors that if they believed the government had borne its burden of proof on either type of interstate movement, the interstate commerce element of the offense would be sufficiently made out. The Supreme Court found a variance,5 holding that it “destroyed the defendant’s substantial right to be tried only on charges presented in an indictment returned by a grand jury.” 361 U.S. at 217-218, 80 S.Ct. at 273, 4 L.Ed.2d at 257.

An essential element of a § 1001 offense is a statement, and the indictment in the present case alleged one in the following language:

Fred Lambert stated and represented that he had been severely beaten and subjected to illegal and unnecessary punishment by two members of the Tampa Police Department, Tampa, Florida, in violation of his Civil Rights . . . (emphasis added).

Free access — add to your briefcase to read the full text and ask questions with AI

United States v. Fred Lambert, 501 F.2d 943, 1974 U.S. App. LEXIS 6789 (5th Cir. 1974).

501 F.2d 943 (United States v. Fred Lambert) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

United States v. Carlos Humberto Lopez-Iraeta
129 F.3d 1206 (Eleventh Circuit, 1998)
United States v. Lopez-Iraeta
Eleventh Circuit, 1997
United States v. Rodriguez-Rios
14 F.3d 1040 (Fifth Circuit, 1994)
United States v. Zacarias Rodriguez-Rios
991 F.2d 167 (Fifth Circuit, 1993)
United States v. Roberto Puente, Jr.
982 F.2d 156 (Fifth Circuit, 1993)
U.S. v. Puente
Fifth Circuit, 1993
United States v. Hudson
813 F. Supp. 1482 (D. Kansas, 1993)
United States v. David Gregory Surasky
976 F.2d 242 (Fifth Circuit, 1992)
U.S. v. Surasky
Fifth Circuit, 1992
United States v. Henry G. Barr
963 F.2d 641 (Third Circuit, 1992)
United States v. Robert L. Steele
933 F.2d 1313 (Sixth Circuit, 1991)
United States v. Jairo Alzate-Restreppo
890 F.2d 1061 (Ninth Circuit, 1989)
United States v. Armstrong
715 F. Supp. 242 (S.D. Indiana, 1989)
United States v. Finley
705 F. Supp. 1272 (N.D. Illinois, 1988)
United States v. Russo
699 F. Supp. 1344 (N.D. Illinois, 1988)
United States v. Property Identified as 3120 Banneker Drive, N.E.
691 F. Supp. 497 (District of Columbia, 1988)
United States v. Louis Donald Lamberti
847 F.2d 1531 (Eleventh Circuit, 1988)
United States v. Bodhan Gafyczk and Jorge Medina
847 F.2d 685 (Eleventh Circuit, 1988)