United States of America, Plaintiff-Appellee-Cross-Appellant v. Robert P. Aguilar, Defendant-Appellant-Cross-Appellee

21 F.3d 1475, 94 Cal. Daily Op. Serv. 2697, 94 Daily Journal DAR 5199, 1994 U.S. App. LEXIS 7807, 1994 WL 133074
CourtCourt of Appeals for the Ninth Circuit
DecidedApril 19, 1994
Docket90-10597, 91-10024
StatusPublished
Cited by39 cases

This text of 21 F.3d 1475 (United States of America, Plaintiff-Appellee-Cross-Appellant v. Robert P. Aguilar, Defendant-Appellant-Cross-Appellee) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States of America, Plaintiff-Appellee-Cross-Appellant v. Robert P. Aguilar, Defendant-Appellant-Cross-Appellee, 21 F.3d 1475, 94 Cal. Daily Op. Serv. 2697, 94 Daily Journal DAR 5199, 1994 U.S. App. LEXIS 7807, 1994 WL 133074 (9th Cir. 1994).

Opinions

[1477]*1477HUG, Circuit Judge:

I.

OVERVIEW

The appellant, United States District Judge Robert Aguilar, was charged with five criminal violations. Trial was held on August 1, 1990. He was acquitted of three of the charges, and convicted of two. The convictions were for illegally disclosing a wiretap in violation of 18 U.S.C. § 2232(c), and endeavoring to obstruct justice in violation of 18 U.S.C. § 1503. The appellant was sentenced to two six-month terms of imprisonment, to be served concurrently, and fined $2,000. Judge Aguilar appeals his convictions on both counts, and the Government appeals his sentence.

The central question in this ease is whether Judge Aguilar’s conduct, as charged in the indictment and found by the jury, violated the criminal statutes on which his convictions are based. We find that the statutes do not apply to the conduct at issue in this appeal, and we therefore reverse the convictions.1

II.

BACKGROUND

The genesis of the charges against Judge Aguilar was an effort by Rudy Tham, Abraham Chapman, and Edward Solomon to have Tham’s 1980 conviction for embezzlement set aside.

Tham was a former union official for San Francisco Teamsters Local 856. He' had been an active leader of Local 856 until his conviction on May 21, 1980, for embezzlement and making false entries into union records. District Judge Stanley A. Weigel presided over the trial. Tham desired to have his conviction overturned so that he could resume his union activity. In this regard, Tham sought the assistance of attorney Edward Solomon, and a friend, Abraham Chapman.

Solomon is an attorney whose office was located in the same building as Local 856. Twenty to thirty percent of Solomon’s work came from referrals by Tham. Solomon had attended Hastings College of the Law with Judge Aguilar and was an acquaintance of the Judge.

Chapman, an 83 year-old man, was married' to Mrs. Josephine Knaack (“Mrs. Knaaek”), a longtime friend of the Aguilar family, whose daughter, Marilyn, had married Judge Aguilar’s brother. Judge Aguilar had met Chapman at several family functions.

. Solomon began working on setting aside Tham’s conviction in 1987. He advised Tham that the best way to get his conviction overturned would be by filing a petition for habe-as corpus under 28 U.S.C. § 2255. The petition was" filed and scheduled to be heard by Judge Weigel. In an effort to enhance the chances for success, Tham, Solomon, and Chapman sought to utilize Chapman’s and Solomon’s ties to Judge Aguilar to solicit help and advice from Judge Aguilar. They hoped to have Judge Aguilar influence Judge Weigel in his decision on Tham’s petition.

Chapman arranged a meeting between Judge Aguilar and Solomon on September 12, 1987. At the meeting, Judge Aguilar reviewed the petition and advised Solomon to seek an evidentiary hearing. After this meeting, Solomon and Chapman, at the urging of Tham, periodically called Judge Aguilar, asking him to check on the scheduling and status of the petition and the hearing. Judge Aguilar complied with the request and twice checked the court calendar to see if the hearing had been set, and once asked Judge Weigel if a hearing had been set. It is within this framework that Judge Aguilar became intertwined with Tham, Chapman, and Solomon.

In the course of investigating Tham and Chapman on unrelated matters, the FBI became aware of Tham’s efforts regarding his habeas petition, and the conversations Chap[1478]*1478man and Solomon had with Judge Aguilar. The FBI began an investigation into the events regarding Tham’s habeas petition and the possible illegal attempt to influence Judge Weigel.

This investigation led to several charges being presented to the grand jury against Tham, Chapman, and Judge Aguilar, and on June 13, 1989, they were indicted.2 In the initial trial, the three persons were tried together. This ended in a hung jury and a consequent mistrial.

Judge Aguilar was then tried separately on five counts. The charge that was the principal focus of the trial was that Judge Aguilar had participated in a conspiracy to impede criminal investigations and to influence Judge Weigel in his decisions concerning Tham’s section 2255 petition. Judge Aguilar testified that he was only advising Solomon and Chapman as to how to get the matter before the court procedurally. Judge Weigel testified that Judge Aguilar did not in any way attempt to influence him in his ruling on Tham’s section 2255 petition. Judge Aguilar was acquitted of the conspiracy charge and on two other charges. The jury found Judge Aguilar guilty on the two remaining charges.

Judge Aguilar was convicted on a charge of disclosing a wiretap application and a charge of attempting to obstruct justice. The nexus of these charges stems from specific incidents that occurred during the investigation relating to Tham’s petition. We now turn to an analysis of the specific charges of which Judge Aguilar was convicted, and the facts involved in those charges.

III.

WIRETAP CHARGE

A. Facts

The events that led to the charge of illegal disclosure of a wiretap application are as follows.

Throughout the time that Tham was attempting to have his conviction set aside he was being investigated by the FBI as a part of a nationwide probe into health care provider fraud. On April 12,1987, the FBI applied to then-Chief United States District Judge Robert Peckham for authorization to conduct electronic surveillance of Tham’s business telephones. The application named Chapman as a potential interceptee of the wiretap.

On April 20, 1987, Judge Peckham signed an order authorizing the wiretap. The wiretap expired on May 20,1987, and on May 21, Judge Peckham signed an order terminating the wiretap. The April 20 wiretap was never extended. Other wiretaps were authorized for which Chapman was an interceptee from September 11 to October 12, 1987, and from October 22, 1987, which was extended through May 8, 1988, by applications pursuant to 18 U.S.C. § 2518(5).

During this time, the Department of Justice of the State of California was conducting surveillance of Chapman on unrelated matters. On July 9, 1987, a state agent photographed Chapman walking out of the San Jose Federal Building with Judge Aguilar. The state agent notified the FBI. The FBI and the state agent then observed Judge Aguilar and Chapman eating lunch together.

As Chief Judge of the Northern District of California, Judge Peckham had an interest in maintaining the integrity of the court and in being informed of any mattp which could damage the court’s reputation. He had an arrangement with the FBI Special Agent in Charge that the agent would report to Judge Peckham any perceived improprieties occurring within the Northern District Court.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Cite This Page — Counsel Stack

Bluebook (online)
21 F.3d 1475, 94 Cal. Daily Op. Serv. 2697, 94 Daily Journal DAR 5199, 1994 U.S. App. LEXIS 7807, 1994 WL 133074, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-of-america-plaintiff-appellee-cross-appellant-v-robert-p-ca9-1994.