United States v. Wolff, Tristan

127 F.3d 84, 326 U.S. App. D.C. 416, 1997 U.S. App. LEXIS 28827, 1997 WL 643571
CourtCourt of Appeals for the D.C. Circuit
DecidedOctober 21, 1997
Docket96-3145
StatusPublished
Cited by36 cases

This text of 127 F.3d 84 (United States v. Wolff, Tristan) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Wolff, Tristan, 127 F.3d 84, 326 U.S. App. D.C. 416, 1997 U.S. App. LEXIS 28827, 1997 WL 643571 (D.C. Cir. 1997).

Opinions

Opinion for the court filed by Circuit Judge SENTELLE.

Opinion concurring in part and dissenting in part filed by Circuit Judge RANDOLPH.

SENTELLE, Circuit Judge:

Appellant, seeking review of the district court’s judgment imposing a sentence of 84 months, alleges errors in enhancement, and in the denial of a three-level reduction for acceptance of responsibility. Appellant also argues that he is entitled to resentencing because the government breached its plea agreement with him. The government concedes the breach, but differs with the defendant as to its effect. Because we agree with the appellant that he is entitled to resentencing based on the government’s breach of the plea agreement, we do not reach the other allegations of error but vacate the district court’s judgment and remand for resentencing.

I. Background

An indictment of March 29, 1996, charged appellant Tristan Wolff with three counts of bank robbery in violation of 18 U.S.C. § 2113(a). On May 2,1996, he entered into a written plea agreement with the government to plead guilty to two counts of bank robbery, in return for which the prosecution agreed, inter alia, that “the government will ... ask that [Tristan Wolff] receive full credit for acceptance of responsibility.” On that date, he entered a plea of guilty in district court. The district court accepted the plea and continued the matter for sentencing. After the preparation of the Presentence Investigation Report, the case returned to court for sentencing on October 17, 1996. The court entered a sentence of 84 months incarceration, followed by 3 years of supervised release, reflecting an adjusted offense level of 28, computed from: (1) a base offense level of 20 (U.S.S.G. § 2B3.1); (2) 2 levels for the specific offense characteristic of taking the property of a financial institution (U.S.S.G. § 2B3.1(b)(l)); (3) 2 levels for “an express threat of death” (U.S.S.G. § 2B3.1(b)(2)(F)); (4) 2 levels for the second count of bank robbery (U.S.S.G. § 3D1.4); [86]*86and (5) 2 levels for “obstruction of justice” (U.S.S.G. § 3C1.1). The defendant requested a three-level decrease for “acceptance of responsibility” (U.S.S.G. § 3E1.1), which the sentencing judge denied.

Contrary to the plea bargain, the government not only did not join the defendant’s request for full credit for acceptance of responsibility, but also specifically requested that the defendant be denied the three-point reduction for acceptance of responsibility and be given the upward adjustment for obstruction of justice that the district court ultimately awarded. Following sentencing, the defendant filed the present appeal, arguing that the district court erred: in enhancing the sentence for obstruction of justice without making sufficient findings on an adequate record to support that enhancement; in assessing an enhancement for threat of death; and in denying the three-level decrease for acceptance of responsibility. Anterior to his argument that the court erred in denying him credit for acceptance of responsibility, appellant argues that the government violated its plea agreement by arguing for that denial. On appeal, the government admits its breach of the plea agreement but argues that all other findings of the district court— that is, as to the enhancements — should be sustained and the ease remanded solely for consideration of the effect of the breach. Appellant contends that the sentence should be vacated along with all antecedent findings and conclusions, and the ease remanded for resentencing.

II. Analysis

On appeal, the United States, with commendable candor, confesses its failure to comply with the provision of its plea agreement with appellant to the effect that it would ask the sentencing judge to award him “full credit for acceptance of responsibility.” The government’s original willingness to join in that petition was no doubt occasioned by defendant’s own commendable candor in admitting that he robbed the banks in question.1 Unfortunately, as the presentence investigation unfolded, the government realized that Tristan Wolff had not evidenced similar candor as to much of anything else — for example, as to whether he was in fact Tristan Wolff.

Among other difficulties on this score, the fingerprints of Tristan Wolff matched those of one Lee James Anthony Kincaid, who had an “extensive criminal record” in the United Kingdom, with 9 criminal entries between 1976 and 1981. It further appears that at other times, the individual appearing before the court as Tristan Wolff wearing the fingerprints of Lee James Anthony Kincaid had used the names of Stanley James Osman and Ashley Gabriel Caine. He also supplied the probation officer conducting the presentence investigation with a radically different life history than he had supplied at other times to other authorities — and none of these histories found much support in public records. Apparently it was this deceptiveness, particularly the concealment of prior criminal history, that prompted the trial Assistant United States Attorney to argue against credit for acceptance of responsibility. Unfortunately, the United States made no attempt to set aside the plea agreement and begin again, but simply breached the agreement, as the government now admits.

The parties agree that appellant is entitled to relief. As the Supreme Court has long held, “when a plea rests in any significant degree on a promise or agreement of the prosecutor, so that it can be said to be part of the inducement or consideration, such promise must be fulfilled.” Santobello v. New York, 404 U.S. 257, 262, 92 S.Ct. 495, 499, 30 L.Ed.2d 427 (1971). This leaves only the dispute as to what relief is appropriate. The government contends that we should leave all findings and rulings of the district court intact save the denial of credit for acceptance of responsibility and remand for further proceedings on that single subject. We disagree.

[87]*87The defendant bargained for a sentencing proceeding in which the trial judge would consider the government’s recommendation for the downward adjustment in conjunction with all other factors in the case, not a proceeding in which all other factors are foreclosed against him before consideration of the government’s recommendation. It may well be, as the government hypothesizes, that this factor would not change the trial court’s decision on any other subject, but that is something we had best leave to the trial court. In Santobello, the leading ease on this subject, the Supreme Court noted that it did not need to “reach the question whether the sentencing judge would or would not have been influenced” by the terms of the plea bargain had the government fulfilled its obligation. Id. Rather, the high court determined that the ultimate disposition of the case was best left “to the discretion of the [trial] court, which is in a better position to decide whether the circumstances of [the] ease require ... specific performance of the agreement” or withdrawal of the plea. Id. at 263, 92 S.Ct. at 499. The same is true here. Consistent with Santobello we must vacate the sentence and remand the matter for further proceedings in the trial court.

We must still consider one more question regarding the breadth of the relief.

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Bluebook (online)
127 F.3d 84, 326 U.S. App. D.C. 416, 1997 U.S. App. LEXIS 28827, 1997 WL 643571, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-wolff-tristan-cadc-1997.