United States v. Trevor Livingston Thompson, A/K/A Robert G. Foster, A/K/A Tevor Johnson

227 F.3d 43, 2000 U.S. App. LEXIS 23736
Court of Appeals for the Second Circuit·Decided September 25, 2000·No. 2000·Published·Cited by 19 cases

Opinion

JOSÉ A. CABRANES, Circuit Judge:

The question presented is whether the District Court erred in imposing a $5000 fine on an indigent defendant who will also serve 120 months’ imprisonment and who will be subject to deportation when he is released from prison.

This appeal follows the February 28, 2000 conviction of Trevor Livingston Thompson in the United States District Court for the Southern District of New York (Denise L. Cote, Judge) for reentering the United States after having been deported subsequent to the commission of an aggravated felony, in violation of 8 U.S.C. § 1326(a) and (b)(2). 1 Section 1326(b)(2) provides for a fine pursuant to Title 18, and/or imprisonment of up to 20 years, for persons “whose removal was subsequent to a conviction for commission of an aggravated felony.” 2 In 1994, *45 Thompson was convicted and sentenced to 13 months’ imprisonment for bank fraud. He was deported in 1996 on completion of that sentence, and he illegally reentered the country in 1997.

Following Thompson’s guilty plea the District Court sentenced him principally to 120 months’ imprisonment to be followed by three years’ supervised release. Applying U.S.S.G. § 5E1.2 3 and exercising its discretion to depart downward, the District Court also imposed a $5000 fine. Because Thompson was determined at sentencing to be indigent, the Court established a schedule of payments whereby Thompson must remit $25 per quarter from his prison earnings 4 and make monthly payments of 10% of his earnings following his release, until the $5000 fine is satisfied. In addition, as one of the conditions of Thompson’s supervised release, the Court ordered Thompson to “comply with immigration laws and cooperate with the U.S. Immigration and Naturalization Service,” as a result of which he will presumably be deported. In an amended judgment entered on March 15, 2000, the District Court granted Thompson’s request that interest on the fine be waived, on the ground that Thompson does not have the ability to pay the interest.

On appeal, Thompson argues that, because he is indigent, the District Court erred in imposing the $5000 fine. We review the District Court’s findings of fact for clear error, see, e.g., United States v. Shepardson, 196 F.3d 306, 309 (2d Cir.1999), and conclude that the District Court did not err in determining that Thompson can pay a $5000 fine.

I.

Section 5E1.2(a) of the Sentencing Guidelines provides that a District Court “shall impose a fine in all cases, except where the defendant establishes that he is unable to pay and is not likely to become able to pay any fine.” This provision imposes on the defendant the burden of establishing indigence, which he may satisfy either by independent evidence or by reference to the Presentence Report (“PSR”). See, e.g., United States v. Wong, 40 F.3d 1347, 1383 (2d Cir.1994). Evidence of present indigence by itself, however, is not an absolute barrier to the imposition of a fine. See, e.g., United States v. Corace, 146 F.3d 51, 56 (2d Cir.1998). On the contrary, a fine may be imposed on a defendant who is presently indigent if the record contains evidence of his capacity to pay the fine from prison earnings, see, e.g., United States v. Hernandez, 85 F.3d 1023, 1031 (2d Cir.1996), or from earnings after his release from prison, see, e.g., Corace, 146 F.3d at 56.

While the PSR indicated that Thompson was unable to pay the fine at the time of sentencing, the District Court did not clearly err in concluding that Thompson would be able to pay part of the $5000 out of prison earnings and that he could satisfy the balance out of his earnings following his release from prison. Thompson has a General Equivalency Diploma and has held jobs as a cab driver, a garment factory worker, and a groom at a racetrack. Upon his release, Thompson will have no other financial obligations that would render it difficult for him to pay the fine. Although he has two teenage sons, they will be in their late twenties or early *46 thirties when he is released, and are not likely to be his dependents by then.

Thompson argues that he “will never be able to pay a $5000 fine before he is deported.” Appellant’s Brief at 13. In response, the government argues that Thompson’s obligation to pay the fine does not end upon his deportation, drawing our attention to 18 U.S.C. § 3613(b), which states that “[t]he liability to pay a fine shall terminate the later of 20 years from the entry of judgment or 20 years after the release from imprisonment ... or upon the death of the individual fined.” See Appellee’s Brief at 19 n.**. The government’s argument is sound. Nothing in this statutory provision or in 18 U.S.C. § 3571(b)(3), which sets forth the applicable maximum fine, exempts persons who are deported from liability for the payment of fines. Indeed, the purpose of 8 U.S.C. § 1326(a) and (b)(2) is precisely to punish persons who have illegally reentered the country, and therefore these provisions specifically contemplate the imposition of fines upon defendants who will undoubtedly be deported, either immediately or when they complete their prison sentences.

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United States v. Trevor Livingston Thompson, A/K/A Robert G. Foster, A/K/A Tevor Johnson, 227 F.3d 43, 2000 U.S. App. LEXIS 23736 (2d Cir. 2000).

227 F.3d 43 (United States v. Trevor Livingston Thompson, A/K/A Robert G. Foster, A/K/A Tevor Johnson) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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