United States v. Earle R. Shepardson, Iii, Derek P. St. Don, David Maxwell

196 F.3d 306, 1999 U.S. App. LEXIS 29727
CourtCourt of Appeals for the Second Circuit
DecidedNovember 4, 1999
Docket1998
StatusPublished
Cited by26 cases

This text of 196 F.3d 306 (United States v. Earle R. Shepardson, Iii, Derek P. St. Don, David Maxwell) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Earle R. Shepardson, Iii, Derek P. St. Don, David Maxwell, 196 F.3d 306, 1999 U.S. App. LEXIS 29727 (2d Cir. 1999).

Opinion

BURNS, Senior District Judge:

Defendants-appellants Earle R. Shepardson and Derek P. St. Don appeal sentences imposed for their felony firearms convictions by the United States District Court for the District of Vermont (Murtha, C.J.). Both appellants claim that the District Court erred by: (i) enhancing their sentences by two levels pursuant to Section 2K2.1(b)(4) of the Sentencing Guidelines (“USSG” or the “Guidelines”) because the firearms were stolen; (ii) enhancing by four levels under Section 2K2.1(b)(5) because the firearms were possessed in connection with another felony; and (iii) refusing to depart downward from the Guidelines. In addition, Shepardson claims that, because he was not a “prohib *308 ited person” within the meaning of Section 2K2.1(a)(4)(B), the Court erred in setting his base level for the offense. We affirm.

BACKGROUND

Neither the factual predicate for appellants’ convictions, nor the convictions themselves, are in dispute. Appellants came into possession of the firearms for which they were convicted by burglarizing three hunting camps in Vermont. On April 14, 1995, they stole a shotgun from a camp in Fairlee, Vermont. The following day, they took a rifle from another camp in Topsham, Vermont. Some nineteen months later, on November 12, 1996, appellants looted a third hunting camp in Corinth, Vermont, stealing a dozen more assorted firearms.

The shotgun and rifle stolen in April 1995 were swapped for money and some marijuana with a Newbury, Vermont man, Ronald French, who later implicated St. Don and Shepardson in the first two burglaries to state authorities. St. Don was placed on probation; Shepardson was charged by the State of Vermont with felony possession of stolen property by means of a state felony information. While this charge was pending, appellants committed the Corinth burglary, the proceeds of which were brought across the state line to the house of a New Hampshire man, Kevin Graf, who bought the stolen firearms. As part of the exchange with Graf, Shepardson acquired a sawed-off shotgun, which was later given to St. Don as “payment” for his role in the Corinth burglary.

Shepardson pleaded guilty to, and was convicted of, one count of possessing stolen firearms transported in interstate commerce in violation of 18 U.S.C. § 922(j). At sentencing, Shepardson’s base offense level was set at 20 in accordance with Section 2K2.1(a)(4)(B) because the offense involved a firearm and the court found him to be a “prohibited person” due to the pending state felony charges.

St. Don pleaded guilty to, and was convicted of, one count of possessing an unregistered sawed-off shotgun — the one given to him by Shepardson — in violation of 26 U.S.C. §§ 5841, 5861(d) and 5871. His base offense level was set at 18 pursuant to Section 2K2.1(a)(5). Defendants were sentenced under the 1997 version of the Guidelines, the relevant provisions of which do not differ from the prior version that was in effect when the offense conduct occurred. See 18 U.S.C. § 3553(a)(4)(A) (1999); United States v. Martinez-Rios, 143 F.3d 662, 670 (2d Cir.1998) (“Sentencing courts generally must apply the version of the Sentencing Guidelines in effect at the time of sentencing, except where this would result in a more severe sentence than would be appropriate under the version in effect at the time of the commission of the offense.”). 2

At sentencing, the court added twelve additional levels to each defendants’ base offense level: four levels pursuant to Section 2K2.1(b)(l)(D) because the offense involved between 13 and 24 firearms; two levels under Section 2K2.1(b)(3) because the offense involved a destructive device; two additional levels pursuant to Section 2K2.1(b)(4) because the firearms were stolen; and four levels in accordance with Section 2K2.1(b)(5) because the offense occurred in connection with another felony. Of these four specific offense enhancements, appellants contest only the latter two in this appeal. 3

Appellants were sentenced to the lowest term of incarceration permitted within their respective ranges. Shepardson’s of *309 fense level was 29 (base offense level 20, plus 12 levels for enhancements, minus 3 levels for the Guideline 3E1.1 reduction for defendant’s acceptance of responsibility), which, combined with a criminal history category III (for 5 criminal history points), resulted in a sentencing range of 108 to 120 months. He was sentenced to 108 months. St. Don’s offense level was 27 (base offense level 18, plus 12 levels for enhancements, minus 3 levels for the Guideline 3E1.1 reduction), which, combined with a criminal history category II (for 3 criminal history points), resulted in a sentencing range of 78 to 97 months. He was sentenced to 78 months.

Appellants assert three claims of error in their sentencing appeals. First, appellants claim that the two level enhancement for stolen firearms pursuant to Section 2K2.1(b)(4) amounts to an' impermissible double counting where the guns were not used in the commission of the offense, but were the objects taken in the course of the burglaries. Second, appellants claim that four levels were erroneously added to their base offense levels under Section 2K2.1(b)(5) because the firearms were not possessed in connection with another felony. Third, appellants seek review of the sentencing court’s decision not to depart downward from the Guidelines.

Shepardson also claims that he should not have been considered a “prohibited person” in setting his base offense level under Section 2K2.1(a)(4)(B) because the state felony charges pending at the time of the offense of conviction were made by means of an information, rather than an indictment. After considering Shepard-son’s claim, we will address in turn appellants’ three common claims of error.

STANDARD OF REVIEW

We review the district court’s findings of fact for clear error, mindful that “‘where there are two permissible views of the evidence, the factfinder’s choice between them cannot be clearly erroneous.’ ” United States v. Reed, 88 F.3d 174, 180 (2d Cir.1996) (quoting Anderson v. Bessemer City, 470 U.S. 564, 574, 105 S.Ct. 1504, 1511, 84 L.Ed.2d 518 (1985)). This Court reviews the district court’s interpretation of the Guidelines de novo, see United States v. Zagari, 111 F.3d 307, 323 (2d Cir.1997), and gives “due deference” to its application of the Guidelines to the facts. 18 U.S.C.

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Bluebook (online)
196 F.3d 306, 1999 U.S. App. LEXIS 29727, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-earle-r-shepardson-iii-derek-p-st-don-david-maxwell-ca2-1999.