United States v. Jose Pacheco-Alvarado

782 F.3d 213, 2015 WL 1433034
CourtCourt of Appeals for the Fifth Circuit
DecidedMarch 30, 2015
Docket13-31083, 14-30478
StatusPublished
Cited by28 cases

This text of 782 F.3d 213 (United States v. Jose Pacheco-Alvarado) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Jose Pacheco-Alvarado, 782 F.3d 213, 2015 WL 1433034 (5th Cir. 2015).

Opinions

PATRICK E. HIGGINBOTHAM, Circuit Judge:

In this consolidated appeal Jose Pacheco-Alvarado and Cesar de la Cruz challenge sentences of fines imposed by a district court. De la Cruz also challenges as unreasonable his above-guidelines-range sentence of imprisonment. We AFFIRM Pacheco-Alvarado’s sentence. We AFFIRM de la Cruz’s sentence in part and REMAND in part for the limited purpose of correcting a clerical error in the written judgment.

I.

Pacheco-Alvarado pled' guilty to one count of illegal reentry in violation of 8 U.S.C. § .1326(a). Pursuant to the United States Sentencing Guidelines (“Guidelines”), his presentence report (“PSR”) assigned a total offense level of 10 and a criminal history category of III. It stated that he was subject to a mandatory special assessment of $100;1 a statutory maximum fine of $250,000;2 a Guidelines fine range of $2,000 to $20,000.3

In a separate proceeding before the same judge, de la Cruz pled guilty to four counts of knowingly and intentionally distributing a controlled substance in violation of 21 U.S.C. § 841(a)(1) and one count of being an alien illegally and unlawfully in the United States who knowingly possesses a firearm in violation of 18 U.S.C. § 922(g)(5). His PSR assigned a total offense level of 15 and a criminal history category of I, which produced a Guidelines imprisonment range of 18 to 24 months. The PSR stated that de la Cruz was subject to a mandatory special assessment of $100 for each of the five counts of conviction; 4 statutory maximum fines of $1,000,000 for one of the counts,5 $500,000 for one of the counts,6 $250,000 each for two of the counts,7 and $250,000 for the remaining count;8 and a Guidelines fine [216]*216range of $4,000 to $1,500,000.9

In each case the PSR concluded, based on an examination of available financial records and an independent investigation into the defendant’s employment, vocational, and educational history, that the defendant had no assets — no ownership of vehicles, property, or any other tangible assets — and no monthly income. Both PSRs stated that “it does not appear that the defendant has the ability to pay a fine.” The district court adopted the statements in each PSR as its findings of fact. Nevertheless, the district court imposed a fine on each defendant — $2,500 for Pacheco-Alvarado and $5,000 for de la Cruz — 'With a monthly payment schedule set at one-third of the defendant’s prison earnings, conditional on the prisoner’s being allowed to work while in prison. The court waived the interest requirement for each fine and pronounced identical conditions for both fines at sentencing:

If the defendant is placed by the Bureau of Prisons at a facility where he can work and receive monetary compensation for that work during his term of imprisonment, payment of the fine shall be required at a monthly rate of at least one-third of any such earnings.
Then beginning 60 days from the date that the defendant is released from custody, if he is not removed from the United States upon his release from prison, or if he reenters the United States following deportation, any unpaid balance shall be paid at a monthly rate calculated to ensure that the entire unpaid amount of the fine has been paid at the time his term of supervised release is completed. Additionally, the monthly installment payment is subject to increase or decrease depending on the defendant’s ability to pay.
In imposing a fine, the Court recognizes that the defendant presently has limited financial means. If the defendant is placed at a Bureau of Prisons facility where he can work and receive some monetary compensation for that work while he is incarcerated, however, a portion of those earnings should be dedicated to payment of the fine.
Additionally, considering the defendant’s reported prior work as [a contractor, in Pacheco-Alvarado’s case, and a day laborer, in de la Cruz’s case], and as a farmer on his family farm, and that he is presently only [24 years of age, in Pacheco-Alvarado’s case, and 42 years of age in de la Cruz’s case,] with no reported physical or mental health problems precluding gainful employment, the Court is unaware of any reason that he should not be able to pay the remainder of the fine amount in monthly installments upon his release from prison if for some reason he is not removed from the United States upon release, or if he later reenters the United States after being removed.

Although the district court orally pronounced a monthly schedule set at one-third of each defendant’s wages, in the written judgment of conviction for de la Cruz the court included conflicting special instructions, which required payment “at a monthly rate of at least 1/2 of any such earnings.” The written judgment for Pacheco-Alvarado was consistent with the court’s oral pronouncement.

At sentencing, Pacheco-Alvarado objected to the $2,500 fine as unreasonable because he “does not have any financial recourse, anything right now. He earns enough to help his brothers and just [subsist].” De la Cruz also objected to his fine, but on more specific grounds:

[217]*217... [W]e also would object to the fine ... that was imposed because the Court has already adopted the PSR and its findings of fact as true and correct. And the PSR states ... that Mr. Cruz does not have the ability to pay. He’s represented by the Federal Public Defender’s Office. He’s already been adjudged by the magistrate court that he is too poor to afford an attorney. He has no assets. According to a records check by the probation officer, he has no assets, no ownership of a vehicle, property, or other assets. He has a sixth grade education. If he is released back into this country, if he is given permission in this country, he would not be able to work to pay a fine unless he was given ... work permit permission by the U.S. Government.
In terms of at the Bureau of Prisons ... once Your Honor imposes the sentence, then Mr. Cruz transfers over to the Attorney General for the execution of that sentence ...
And the Federal Bureau of Prisons [has] meetings with the defendants, their case managers, to decide how much can be paid in terms of a fine. And their rules and regulations are extensive, but it doesn’t account for a fine being paid in the amount of one-third of whatever earnings that he makes....

In de la Cruz’s case, the PSR did not identify any factors that would warrant a departure or variance from the Guidelines imprisonment range of 18 to 24 months. Nevertheless, the district court imposed an above-Guidelines-range sentence of 60 months’ imprisonment, followed by three years of supervised release. Recognizing that this sentence fell above the recommended range, the district court explained:

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Cite This Page — Counsel Stack

Bluebook (online)
782 F.3d 213, 2015 WL 1433034, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-jose-pacheco-alvarado-ca5-2015.