United States v. Tomblin

46 F.3d 1369
CourtCourt of Appeals for the Fifth Circuit
DecidedFebruary 24, 1995
Docket93-08679
StatusPublished
Cited by100 cases

This text of 46 F.3d 1369 (United States v. Tomblin) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Tomblin, 46 F.3d 1369 (5th Cir. 1995).

Opinion

ON PETITION FOR REHEARING AND SUGGESTION FOR REHEARING EN BANC

(Opinion December 30, 5th Cir., 1994, 42 F.3d 263)

Before REYNALDO G. GARZA, WIENER and EMILIO M. GARZA, Circuit Judges.

EMILIO M. GARZA, Circuit Judge:

Tomblin’s Petition for Rehearing by Panel is DENIED; and no member of this panel nor judge in active service on the Court having requested that the Court be polled on rehearing en banc, the Suggestion for Rehearing En Banc is also DENIED. However, we withdraw our prior opinion, United *1374 States v. Tomblin, 42 F.3d 263 (6th Cir.1994), and substitute the following:

Darrell A. Tomblin was convicted of bribery (Count 22), conspiracy to commit bribery (Count 1), using interstate travel to facilitate bribery (Counts 2, 4, 6-8, 10-21), aiding and abetting bribery (Counts 5, 9), and extortion (Count 3). He appeals on various grounds. We affirm in part and vacate in part.

I

Tomblin was the coordinating force for a group attempting to develop business opportunities in Grenada and acquire controlling interests in approximately ten failed or failing savings and loan institutions (“S & Ls”). Tomblin believed that United States Senator Jacob “Chic” Hecht of Nevada, whom he had known for several years, would be helpful and interested in these projects due to his position as a member of the Senate Banking and Intelligence Committees.

Because Tomblin lacked the financial assets to forward these plans, he involved two Texas bankers, Leo Ladoucer and Danny Gonzalez, as potential financiers for the ventures. To secure their cooperation in his plans, Tomblin promised Ladoucer and Gonzalez that he would exercise his political influence with Senator Hecht’s office to gain assistance in bypassing the regular channels involved in obtaining the approval of the Federal Home Loan Bank Board (“FHLBB”) for their takeover of Suburban Savings Association (“Suburban”).

Tomblin, Ladoucer, and Gonzalez attempted to accomplish their goals, however, by promising Glen Mauldin, Senator Hecht’s administrative assistant and campaign treasurer, a $50,000 campaign contribution, paying Mauldin’s expenses for a trip to Texas, and promising him a 10% stake in the Grenadan and S & L ventures. Unbeknownst to Tom-blin, Ladoucer and Gonzalez served as government informants and made several recordings of conversations relating to these events.

The involvement of the parties began when Tomblin contacted Mauldin to determine what assistance the Senator’s office could provide for the Grenadan business ventures. Mauldin introduced Tomblin to Vincent La-chelli, a Washington, D.C. lobbyist with Gre-nadan connections, 1 and at a subsequent meeting, Tomblin offered Mauldin ten percent of the stock in the corporation being set up for the Grenadan venture. 2

Shortly thereafter, George Chali, who was acquainted with Tomblin, introduced Ladou-cer to Tomblin. Ladoucer and Gonzalez were seeking investors to buy notes from Suburban in order to improve Suburban’s liquidity. Tomblin did not buy any notes; instead, he suggested that Ladoucer and Gonzalez should obtain a waiver from the FHLBB so that they could make more loans. 3 Tomblin offered to use his influence with Senator Hecht to facilitate a meeting between Ladoucer, Gonzalez, and Danny Wall, chairman of the FHLBB. 4

Ladoucer and Gonzalez also desired access to Chairman Wall because of the manner in which they had acquired a substantial interest in Suburban. 5 The Texas Savings and Loan Department had notified Ladoucer and Gonzalez that they could not exercise the control they had acquired until they received approval for the change of control from the *1375 FHLBB. Because their acquisition of Suburban stock had been illegal, their application for control would not survive a regular review by the FHLBB. Absent approval by the FHLBB, their one-million-dollar investment in Suburban was substantially at risk. Consequently, Ladoucer and Gonzalez wanted the meeting with Chairman Wall to see if they could bypass the usual review.

Tomblin promised to help Ladoucer and Gonzalez get a meeting with Chairman Wall, subject to several conditions. First, Ladou-cer and Gonzalez had either to pay Tomblin a $100,000 fee for his assistance or make him a $250,000 loan. Tomblin also told Ladoucer and Gonzales that they would have to pay Lachelli a $25,000 lobbying fee and contribute $50,000 to Hecht’s campaign fund. Tom-blin had Mauldin fly to San Antonio to discuss the planned meeting with Chairman Wall and the arrangements for the campaign contribution.

Ladoucer and Gonzalez complied with most of Tomblin’s requests. They paid Mauldin’s expenses of $725.15 for the trip, made the $250,000 loan to Tomblin through two Texas shell corporations, and paid Lachelli the $25,-000 lobbying fee. In exchange, Tomblin arranged the meeting with Chairman Wall.

At the meeting with Chairman Wall and his assistant, Ray Meyer, Gonzalez discussed the change of control and their hope that the FHLBB would grant forbearance to Suburban. Mauldin also attended the meeting; Meyer testified at trial that Mauldin’s attendance was unusual and an indication of Hecht’s interest. 6

None of the planned ventures ever came to fruition. The FHLBB questioned the application for change of control, and Meyer’s cooperation was at best lukewarm. Ladou-cer also never made the $50,000 campaign contribution. Although the group continued to pursue the Grenadan venture, indictments against the conspirators short-circuited then-plans. 7

Tomblin was charged with twenty-two counts of conspiracy to commit bribery, 8 bribery, 9 using interstate facilities to commit *1376 bribery, 10 aiding and abetting bribery, 11 and extortion. 12 After a two-week trial that included thirty-five recordings of conversations in which Tomblin had participated and testimony from multiple witnesses including Tom-blin himself, Tomblin was convicted on all counts. The district court sentenced him to $5,000 restitution, fifty-one months’ imprisonment, and three years of supervised release.

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Bluebook (online)
46 F.3d 1369, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-tomblin-ca5-1995.