United States v. Humphrey

7 F.3d 1186, 1993 U.S. App. LEXIS 29500, 1993 WL 463370
CourtCourt of Appeals for the Fifth Circuit
DecidedNovember 12, 1993
Docket92-1207
StatusPublished
Cited by60 cases

This text of 7 F.3d 1186 (United States v. Humphrey) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Humphrey, 7 F.3d 1186, 1993 U.S. App. LEXIS 29500, 1993 WL 463370 (5th Cir. 1993).

Opinion

CLEMENT, District Judge:

I. FACTS AND PROCEDURAL HISTORY

Defendant-Appellant Vincent Edward Humphrey was arrested on August 30, 1991, and charged with selling cocaine base and possession of cocaine base with the intent to distribute. Humphrey pleaded not guilty to both counts.

On September 17, 1991, a grand jury returned a one-count indictment against Humphrey. The indictment alleged Humphrey possessed with intent to distribute 24.57 grams of cocaine base. On October 29, 1991, the original indictment was superseded by a new indictment adding a second count alleging that Humphrey distributed 0.99 grams of cocaine base.

*1188 The superseding indictment alleged that Humphrey took part in two separate drug transactions.

The first transaction was the sale of 0.99 grams of cocaine base to a cooperating individual in an apartment located in Lubbock, Texas on August 6, 1991. Electronic monitoring devices attached to the cooperating individual recorded the conversation, which took place while the cooperating individual purchased the cocaine base. Although the cooperating individual referred to Humphrey by name during the conversation, the tape did not record a clear response from the seller. At trial, Humphrey testified that he did not sell the cocaine base to the cooperating individual, and that he was in another room of the apartment at the time of the transaction. Two other witnesses corroborated Humphrey’s testimony, testifying that Humphrey did not participate in the transaction. The cooperating individual testified that he purchased the cocaine base from Humphrey.

The second transaction was the alleged possession of, with the intent to distribute, 24.57 grams of cocaine base on August 30, 1991. On that date, police officers executed a search warrant for a second residence, also in Lubbock, Texas. As the police officers exited their vehicles to conduct the search, four black males standing in a driveway adjacent to the residence, including Humphrey, ran from the scene. As the suspects fled, one of them threw a package to the ground. The package contained 24.57 grams of cocaine base. Officer William Bates testified that he saw Humphrey throw the package. Humphrey testified that a friend of his threw the package.

During the trial, the district court admitted into evidence, over Humphrey’s objection, photographs of Humphrey’s automobile, and a photograph of Humphrey taken shortly after the August 30, 1991 incident.

On December 12, 1991, Humphrey was convicted on both counts of the superseding indictment. Prior to sentencing, the government filed an objection to the Presentence Report prepared by the United States Probation Officer. The government objected to the probation officer’s failure to recommend an upward adjustment of the defendant’s Guideline Level in accordance with U.S.S.G. § 3C1.1, which mandates an upward adjustment for the willful obstruction of justice. The government contended that Humphrey perjured himself by testifying that he did not participate in the drug transactions. Comment 3(b) to § 3C1.1 provides that “committing, suborning, or attempting to suborn perjury” is one of the “types of conduct to which this enhancement applies.” In the presen-tence report, the probation officer indicated that he was unable to recommend an upward adjustment because he was not sufficiently familiar with Humphrey’s trial testimony to determine whether he committed perjury.

The sentencing hearing was held on March 6,1992. At the beginning of the hearing, the district court acknowledged the government’s objection, and permitted the government to introduce into evidence the Presentence Report, Humphrey’s response to that report, and a transcript of Humphrey’s testimony. The hearing then proceeded as follows:

Mr. Mateja (for the government): And finally, I didn’t know how the Court wanted to approach the matter, but we can ask the Court to take judicial notice of the testimony of the witness at the trial of this proceeding. In the alternative we have Officer Gregg who can recap the pertinent parts of the testimony.
The Court: That is not necessary. I recall the testimony in this ease.
Mr. Mateja: All right. Your Honor, that is all the evidence that we have at this time. Would you like for us to move into argument?
The Court: No, sir. I have read your objections. I understand fully what your position is. I don’t need any response to those objections. Those objections are overruled. Mr. Anderson, you filed some objections to the Presentenee Report. Do you have any evidence to submit in support of your objections?
Mr. Anderson: We have no objections.
The Court: All right, sir. Your objections are overruled. The Court will adopt as the Court’s findings those matters set forth in *1189 the Presentence Report 1 — not only the background data and information, but also the analysis made under the Sentencing Guidelines....

After rejecting the government’s objection, the district court sentenced Humphrey to 78 months imprisonment, a sentence within his guideline range. The district court found that there were “no aggravating or mitigating factors which would warrant a departure from the guideline range.”

The government has appealed, seeking review of Humphrey’s sentence under 18 U.S.C. § 3742(b)(2), which provides that the government may file a notice of appeal for review of an otherwise final sentence if the sentence “was imposed as a result of an incorrect application of the sentencing guidelines.” The government contends that the district court erred in failing to make a specific finding of whether Humphrey committed perjury. Humphrey contends that the district court need not make an explicit finding on the question of perjury when presented with an objection by the government to a failure to award an upward adjustment under § 3C1.1 of the Sentencing Guidelines.

On April 9, 1992, Max R. Tarbox was appointed by the district court to represent Humphrey on appeal, and Tarbox filed a timely notice of appeal. In lieu of presenting arguments in support of that appeal, however, Tarbox has requested from this Court leave to withdraw as counsel for Humphrey. Tarbox states that, after diligently investigating possible grounds for reversing Humphrey’s conviction, he has determined that Humphrey’s appeal is frivolous. He also states that Humphrey has not cooperated with him in preparing Humphrey’s appeal or opposing the government’s appeal.

Tarbox has submitted an August 10, 1992 letter to Humphrey, in which he expressed his view that there appeared to be no basis for an appeal, but informed Humphrey that he was still investigating the matter. Tarbox states that he has made repeated efforts to contact Humphrey since that date, but that Humphrey has not responded.

II. HUMPHREY’S SENTENCE

In the appellate review of sentences, we examine factual findings subject to the “clearly erroneous” standard mandated by 28 U.S.C.

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7 F.3d 1186, 1993 U.S. App. LEXIS 29500, 1993 WL 463370, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-humphrey-ca5-1993.