United States v. Smith

27 M.J. 242, 1988 CMA LEXIS 3927, 1988 WL 116598
United States Court of Military Appeals·Decided November 7, 1988·No. No. 50,306; CM 443298·Published·Cited by 55 cases

Opinions

Opinion of the Court

EVERETT, Chief Judge:

Lieutenant Smith was tried at Fort Ord, California, by a general court-martial composed of members. Contrary to his pleas, he was found guilty of conduct unbecoming an officer and a gentleman by indecently assaulting Lieutenant Laurie J. Engiles, in violation of Article 133 of the Uniform Code of Military Justice, 10 U.S.C. § 933. The sentence was dismissal, confinement for 2 years, and total forfeitures. Although he approved the findings and sentence, the convening authority suspended confinement in excess of 3 months until completion of appellate review with a provision for automatic remission.

In light of information which came to the attention of the defense some weeks after trial, appellant filed in the Court of Military Review a motion for a DuBay1 hearing; but this motion was denied. Unpub. op. (Aug. 2, 1983). Subsequently, that court affirmed the findings and sentence, 18 M.J. 704 (1984), after which this Court granted review of these issues:

I
WHETHER THE COURT LACKED JURISDICTION TO TRY APPELLANT BECAUSE THE CONVENING AUTHORITY UTILIZED GENDER AS A SELECTION CRITERION AND THUS DID NOT PROPERLY SELECT THE MEMBERS AS REQUIRED BY ARTICLE 25(D)(2), UCMJ.
II
WHETHER THE PROSECUTORIAL HANDLING OF THE SELECTION OF COURT MEMBERS GRANTED THEM AN UNFAIR ADVANTAGE IN THE SEATING OF COURT MEMBERS AND CREATED AN IMPROPER APPEARANCE OF EVIL IN THE ADMINISTRATION OF CRIMINAL JUSTICE.

I

A

During March 1982, appellant, Lieutenant Engiles, and their company went to Fort Irwin, California, to support the Gallant Eagle Exercise. The entire platoon was bivouacked in two large tents, one of which Engiles shared with appellant and several enlisted men. One end of the tent had been cordoned off to insure Lieutenant Engiles some measure of privacy. On April 8, 1982, Smith, Engiles, and some other officers attended an awards dinner at a nearby officers’ club. Lieutenant Engiles testified that, after returning to the tent later that evening, Smith had entered her portion of the tent in the dark, placed one or both hands on her right arm, and pulled it back. As he did so, her finger tips felt pubic hair, and the palm of her hand touched an erect penis. She jerked her arm away and told appellant: “Get out of here, get away. Get out of here, leave me alone.” However, appellant did not leave immediately and made a salacious comment to her. After she had told him to leave several more times, he left her end of the tent.

Lieutenant Smith testified in his own defense and denied that this incident had ever occurred. The court members, however, found him guilty as charged.

B

Several weeks after Smith had been tried, his civilian defense counsel, Mr. Thomas L. Frazier, was speaking with a student whom he taught in a course at Monterey Peninsula College. This student, Specialist Five Kathryn Libra, was a legal clerk in the office of the staff judge advocate at Fort Ord and was responsible for contacting prospective court-martial members, monitoring their availability, receiving their requests for excusáis, and locating replacement members. In the course of her conversation with the lawyer, Libra [244]*244informed him that she had been directed by her superiors to place female members on appellant’s court-martial. Mr. Frazier reported this information to appellant and to his military defense counsel. Thereafter, further information was obtained for submission to the Court of Military Review.

From the evidence obtained after trial, it appears that at Fort Ord court-martial panels sat for 4-month terms. About a month before the end of a term, the criminal law division of the staff judge advocate’s office would request each of seven special court-martial convening authorities at the post to nominate potential court members in each rank and grade.

On April 19, 1982, Colonel Jack P. Hug, the staff judge advocate, wrote a memorandum to Major General Ayers, who was then the general court-martial convening authority, and requested that he select one general court-martial panel and two special court-martial panels to sit for a period of 4 months. The next day, Colonel Hug sent another memorandum to General Ayers and requested selection of additional enlisted members, especially from the grades of E-4 through E-7, “to obviate the appearance of any systematic exclusion of enlisted personnel.” Both memoranda advised General Ayers to indicate his selections by placing a letter — A, B, C, and so on — in front of the name of the designated members. Neither memorandum intimated that race or gender should be considered as a selection factor.

As a result of this process, General Ayers created this general court-martial panel and list of alternates:

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Under the procedure that prevailed at Fort Ord, Specialist Libra would telephone the members of a court panel to which a case had been referred for trial. If a member asked to be excused, he usually would submit a written request to Libra. She compiled these requests, together with the original court-martial convening orders, any requests for enlisted members, and the list of alternate members. Then, by telephone, she would determine which alternate members were available to act as replacements. Typically, if a member was excused, the replacement would be of the same rank. For example, if a major was excused, another major would be appointed as the replacement.

When an alternate court member was available for duty, Specialist Libra would place a check mark next to his name on the list of alternate members. Almost without exception, the general court-martial convening authority selected as replacements [245]*245the alternate members who had the marks before their names.

According to her affidavit SP-5 Libra was convinced that a policy existed at Fort Ord to select certain members for particular cases. For example, in one case, where the accused was a black soldier named Anthony Bass, who was charged with aggravated assault on a white soldier, she had been “instructed by a member of the prosecution to ensure that black solders were on the panel because there had been allegations that the charges were based on a racial incident.” She complied and typed a list of alternate members, including two blacks; and they were ultimately selected by the convening authority.

She also stated:

By the time of United States v. 2LT Rickie D. Smith, the selection of court members had become a “game” for the trial counsel. Court-martial panels were tailored according to the needs of the case. Rape and sexual assault cases and cases where the accused was black were the two most specific types of cases where the panel composition was tainted. The Criminal Law Division attempted to insure that at least two women would sit on sex cases so at least one would survive a peremptory challenge and join the panel in deliberations. The Criminal Law Division also insured that blacks would sit on cases with a black accused. When I was informed that a court panel was needed, I would inform the trial counsel and/or Major Goo [Chief of the Criminal Law Division] regarding the members on the original orders and the possible replacements. Several “hard core” officers were in high demand.

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United States v. Smith, 27 M.J. 242, 1988 CMA LEXIS 3927, 1988 WL 116598 (cma 1988).

27 M.J. 242 (United States v. Smith) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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