United States v. Smith

23 M.J. 118, 1986 CMA LEXIS 13629
CourtUnited States Court of Military Appeals
DecidedDecember 1, 1986
DocketNo. 52,380; NMCM 85 0145
StatusPublished
Cited by9 cases

This text of 23 M.J. 118 (United States v. Smith) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Smith, 23 M.J. 118, 1986 CMA LEXIS 13629 (cma 1986).

Opinion

Opinion of the Court

PER CURIAM:

Appealing from his special court-martial conviction by officer members, Smith asks this Court to determine whether the military judge committed prejudicial error by informing the members, before they heard evidence on the merits of two contested offenses, that guilty pleas had been entered to two other charges. Under the circumstances of this case, we conclude that he did.

I

At his arraignment, Smith pleaded guilty to a 3-day unauthorized absence (Charge I and its specification) and to use of marijuana during March 1984 (specification 1 of Charge III). However, he pleaded not guilty to two instances of disobeying orders (a) “to get out of the rack for clean up” and (b) “to surrender his Armed Forces Identification Card” (specifications 1 and 2 of Charge II) and to use of cocaine in March 1984 (specification 2 of Charge III). After a satisfactory providence inquiry, the military judge entered findings pursuant to Smith’s guilty pleas; and the parties then moved to trial of the contested charges.

Before the court-martial members entered the courtroom for voir dire, defense counsel moved to amend the charge sheet which shortly was to be given to the members, so that they would not thereby be informed of the offenses to which Smith had pleaded guilty. Counsel recognized that providing such information was “standard practice” but complained nonetheless that it was not relevant at this point in the [119]*119trial and would not become relevant until the sentencing stage. He cited by analogy Mil.R.Evid. 404, Manual for Courts-Martial, United States, 1969 (Revised edition), concerning the limited admissibility of evidence of prior bad acts and argued that to furnish this irrelevant information to the members prior to findings needlessly created a risk that the members might improperly infer guilt of the contested offenses from Smith’s admission of guilt of the uncontested charges.

Trial counsel responded that Mil.R.Evid. 404 “has nothing to do with the removal of charges from a charge sheet.” Continuing, the prosecutor “contend[ed] that these charges, Charge I and Charge III and the first specification thereunder, are extremely relevant.” He explained: “Although the individual has just been found guilty, it is a charge before this particular panel and this particular panel should be cognizant of all the factors in this particular case.”

In ruling on the motion, the military judge acknowledged language in the opinion of the United States Army Court of Military Review in United States v. Nixon, 15 M.J. 1028 (1983), which “suggests that the charges and specifications to which the accused has pled guilty should not be placed before court members.” However, after noting that because this was a decision of the Army Court and so was “not binding upon this [Marine Corps] court-martial,” the military judge stated that he was “going to deny that motion, and allow the entire charges and specifications be placed before the court members.”

After the members had entered the courtroom, trial counsel explained the general nature of the contested charges they were to consider. Then, at the specific direction of the military judge, he also explained the general nature of the uncontested charges. At this point, the military judge directed the members to read the copy of the charges and specifications which previously had been placed in each member’s packet. Of course, consistent with his ruling on the motion in question, each copy contained the specifications to which Smith had pleaded guilty.

Attempting to mitigate the damage he perceived from the members’ receipt of this information, defense counsel asked these questions during voir dire of the members:

DC: ... Now, the military judge will instruct you that the charge sheet that you have in front of you — Lance Corporal Smith has pled guilty to two of those offenses. He pled guilty to the UA, and he pled guilty to the use of marijuana. Now, based upon your first reading of the charges, does that give you any feeling as to the guilt or innocence of Lance Corporal Smith, or can you agree — Let me ask you this question. Can you agree that the charge sheet is not evidence in this case?
DC: An affirmative response. And, can you all agree that in order to meet that standard that the government counsel mentioned, proof beyond reasonable doubt, you can only rely on the evidence that comes from the stand. Nothing else should influence your finding. Can you agree with that?
DC: Affirmative response____

Later, after the members had been impaneled, the military judge advised them of the charges and specifications to which Smith had pleaded guilty and not guilty; and he further advised them that he had accepted the former pleas and had entered findings accordingly. “Therefore,” he continued, “you will not be required to reach findings regarding Charge I and the Specification and Specification 1 of Charge III.” He admonished: “You may not consider the fact that the accused pleaded guilty to some of the offenses in any way in deciding whether the accused is guilty of the offenses to which he has pled not guilty.”

After all the evidence was presented, when the military judge was instructing the members prior to their deliberations on findings, he made no further mention of the guilty pleas and of their irrelevance to those deliberations. The only other time this matter was addressed during the [120]*120course of the trial was in this closing argument of defense counsel:

We would ask you to — we’ve asked you to go through a very difficult thought process, that is, Lance Corporal Smith has pled guilty to the use of marijuana, but we’ve asked you to consider the fact that he’s pled not guilty to the use of cocaine, and we’ve asked you to separate those two in your minds. It is very difficult, but the defense has faith that you can do that as you’re instructed. The military judge has instructed you that you cannot use the fact that he’s pled guilty to use of marijuana in determining the guilt or innocence of his use of cocaine, and we believe you can maintain that separate thought process.

In due course, the members returned with guilty findings on the contested offenses as charged.

II

In United States v. Rivera, 23 M.J. 89 (C.M.A. 1986), we concluded that in the usual case, no lawful purpose is served by informing members prior to findings about any charges to which an accused has pleaded guilty. This is such a case.

Trial counsel offered no specific reason which, in his view, necessitated the members’ receipt of such information prior to sentencing deliberations. Although he urged that the information was “extremely relevant,” he never explained why. Indeed, as defense counsel subsequently observed, the only rationale suggested by trial counsel — “[I]t is a charge before this particular panel and this particular panel should be cognizant of all the factors in this particular case” — seems to imply that the information should “in some way ... affect their findings for the charges that have not been pled to.” Of course, that would not be proper. United States v. Rivera, supra.

Also we are not helped by the military judge in our search for a legitimate reason for offering the information here to the members.

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23 M.J. 118, 1986 CMA LEXIS 13629, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-smith-cma-1986.