United States v. Rivera

23 M.J. 89, 1986 CMA LEXIS 13959
CourtUnited States Court of Military Appeals
DecidedNovember 10, 1986
DocketNo. 52815; ACM 24487
StatusPublished
Cited by25 cases

This text of 23 M.J. 89 (United States v. Rivera) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Rivera, 23 M.J. 89, 1986 CMA LEXIS 13959 (cma 1986).

Opinion

Opinion of the Court

EVERETT, Chief Judge:

After appellant had entered mixed pleas, a general court-martial with members con[90]*90victed him of four sex-related offenses involving his adopted daughter; and he was sentenced to a dishonorable discharge, confinement for 12 years, and reduction to airman first class. The convening authority approved the results; and the Court of Military Review affirmed in an unpublished opinion. Thereafter, this Court granted review of this issue:

WHETHER, IN A CASE INVOLVING MIXED PLEAS, THE MILITARY JUDGE ERRED BY INFORMING THE MEMBERS OF THOSE OFFENSES TO WHICH APPELLANT HAD ENTERED PLEAS OF GUILTY AND THE FINDINGS THEREON PRIOR TO PRESENTATION OF EVIDENCE ON SEPARATE OFFENSES TO WHICH HE HAD PLED NOT GUILTY, AND BY ADMITTING EVIDENCE, OVER DEFENSE OBJECTION, CONCERNING THOSE OFFENSES TO WHICH APPELLANT HAD PLED GUILTY DURING THE HEARING ON FINDINGS ON SEPARATE OFFENSES TO WHICH HE HAD PLED NOT GUILTY.

I

Rivera was charged with carnal knowledge of his daughter, Raquel, on December 25, 1983; communicating indecent language to her on the same date; carnal knowledge with her during June 1982; and sodomy with her during November and December 1983, in violation of Articles 120, 134, and 125, Uniform Code of Military Justice, 10 U.S.C. §§ 920, 934, and 925, respectively.

Upon being arraigned, the defense unsuccessfully moved to have the two December 25th offenses treated as multiplicious for findings. Then, after indicating that appellant planned to plead guilty to these two charges, defense counsel moved in limine “thát the Charges and Specifications to which the accused intends to plead guilty along with any evidence relating to those specific charges not be provided to the court members until the sentencing phase of this trial.” He argued that the charges were similar and the victim the same, so the risk was great that, in deliberating on the contested charges, the court members would be influenced prejudicially by the information received as to the uncontested offenses.

In response, trial counsel conceded that a stipulation of fact, which supported the anticipated guilty pleas and which addressed only the uncontested offenses, should not go before the members prior to deliberations on the other charges. Likewise, he recognized that government witnesses on the contested charges should not be asked at that stage any questions going “solely to evidence substantiating the offenses to which” it was anticipated the accused would “plead guilty.” Nevertheless, the prosecutor contended that some of his evidence on the uncontested charges

has relevance to the remaining charges to which we anticipate the accused will plead not guilty. Therefore, the Government suggests that if that evidence is otherwise admissible toward the contested offenses that it should nevertheless be admitted even though it may also substantiate in part and parcel the accused’s plea to the two charges to which he intends to plead guilty.

Additionally, trial counsel urged that, according to the case law, it was proper to advise the court members at the outset of all charges upon which the accused had been arraigned, and he offered a proposed instruction — previously judicially approved — to explain that situation to the members. Trial counsel contended that appropriate instructions to the members could limit the potential spill-over effects from such evidence, feared by the accused. Earlier, defense counsel had argued that there was no legitimate purpose to which the members could put this information prior to the sentencing stage; and trial counsel responded that, in this case, awareness of the uncontested offenses would explain to the members the otherwise-curious hiatus in time between the dates of the contested offenses and the dates when they were discovered and would make clear the circumstances of their discovery.

[91]*91In reply, defense counsel reminded the judge that the contested offenses were closely related in nature to the uncontested ones. Therefore, he contended that, whatever the merit to trial counsel’s argument, an unacceptably high risk existed that the court-martial members would reason improperly that, if Rivera pleaded guilty to some of these offenses, then he also must be guilty of the other, similar offenses.

Finally, the military judge ruled that he would advise the members of all the charged offenses and of the accused’s pleas thereto but that he would not permit either the stipulation of fact in support of the uncontested offenses or a charge sheet containing those charges to be considered by them. In addition, he ruled as to anticipated testimony that if it “is admissible as to the other charged offenses under the military rules of evidence, I will allow those witnesses to testify.” Of course, he also indicated that appropriate limiting instructions would be given as to the use to which the members could put all this information.

After Rivera had been arraigned and had entered the anticipated pleas, the members assembled. Consistent with the judge’s ruling, they were not given copies of the charges to which Rivera had pleaded guilty. Instead, they received a copy — referred to as a “flimsy” — only of the contested charges which they were to decide. In addition, the military judge gave these preliminary instructions, again consistent with his announced intent:

You have before you a flimsy. A flimsy is not evidence, it is merely a statement of what the accused has been charged with. The accused has pled not guilty to those charges that appear before you and this case is based upon the charges and specifications that you have before you. As I said before, charges and specifications are simply written accusations of offenses and are not any evidence of the accused’s guilt or of the allegations they contain.
I will advise you at this time that in a prior '39(a) Session which was held this morning, the accused pled guilty to two other charges and specifications thereunder. In a moment I will advise you of what those were, however, I caution you with the following instruction and you must follow this instruction, it is vitally important. The accused pled guilty in this court and has been found guilty of Charge I and Charge III which do not appear before you. He pled not guilty to Charge II and the Additional Charge which does [sic] appear before you. Concerning the contested charges that do appear before you, no inference, none whatsoever, adverse to -the accused may be drawn from his guilty plea. The guilty plea may not be considered in any way as evidence going to the contested charges.
Sergeant Rivera pled guilty to having carnal knowledge with his daughter on the 25th of December 1983. Sergeant Rivera also pled guilty to communicating to his daughter, Raquel Rivera, a child under the age of sixteen, certain indecent language. This also occurred on December 25th, 1983.
Please understand, ladies and gentlemen of the court, that is irrelevant to why you are here today.

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Cite This Page — Counsel Stack

Bluebook (online)
23 M.J. 89, 1986 CMA LEXIS 13959, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-rivera-cma-1986.