United States v. Simmons

560 F.3d 98, 2009 U.S. App. LEXIS 5541, 2009 WL 674154
CourtCourt of Appeals for the Second Circuit
DecidedMarch 17, 2009
DocketDocket 07-5127-cr, 07-5532-cr
StatusPublished
Cited by70 cases

This text of 560 F.3d 98 (United States v. Simmons) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Simmons, 560 F.3d 98, 2009 U.S. App. LEXIS 5541, 2009 WL 674154 (2d Cir. 2009).

Opinion

POOLER, Circuit Judge:

Hasan Simmons appeals from a judgment of conviction, following a jury trial, for the crime of being a felon in possession of a firearm in violation of 18 U.S.C. § 922(g), and a sentence of 175-months’ imprisonment, entered by the United States District Court for the Southern District of New York (Hellerstein, /.). Simmons appeals (1) the district court’s denial of his motion to suppress evidence of his possession of two firearms; (2) the district court’s decision to excuse a juror during the jury’s deliberations, after which the remaining eleven jurors returned a verdict *101 of guilty; and (3) the district court’s sentence. We find that the police officers, responding to a radio dispatch based on an emergency 911 call that reported an assault in progress possibly involving a firearm, had reasonable suspicion to stop and to search Simmons. We therefore affirm the district court’s denial of Simmons’ motion to suppress the firearms. We also affirm the district court’s decision to excuse a juror pursuant to Federal Rule of Criminal Procedure 23(b)(3). In light of our decision in United States v. Darden, 539 F.3d 116 (2d Cir.2008), we remand to the district court for resentencing.

BACKGROUND

I. Factual Background

The following facts are based on the evidentiary hearing held by the district court. On November 12, 2005, at approximately 4:25 a.m., New York Police Department (“NYPD”) Officer Hugh McHugh and NYPD Detective Robert DiPaola, while on patrol in a squad car, received a radio dispatch informing them that an assault, possibly with a weapon, was in progress at a nearby apartment building. The dispatch was based on a 911 call from an anonymous caller. The dispatcher stated: “Receiving a 34 with a weapon at 1410 Prospect_There is a possible gun involved, of a male black, wearing a grey hoody, black jacket.” The officers understood a “34” as code referring to an assault in progress.

The officers arrived at 1410 Prospect Avenue approximately two minutes after receiving the dispatch. Officer McHugh testified that “1410 Prospect Avenue is located in a neighborhood that has a problem with drugs, shots fired, and ... a gang presence.” When the officers arrived, they saw a group of people outside the apartment building, and asked whether “anyone was being beaten up,” to which the group answered “no.” McHugh “did not see anyone being assaulted” and “did not see evidence” that an assault had occurred. McHugh then approached the front entrance of the building, and looked through the window. McHugh saw three individuals inside the lobby, one of whom was Simmons. Simmons, a black male, was wearing a gray, hooded sweatshirt and a black jacket. There was no indication from the officers’ initial observations that Simmons was “engaged in an assault in progress.”

McHugh called to DiPaolo and the two officers entered the building. As the officers entered through the vestibule separating the lobby and the front entrance of the building, Simmons began walking toward them with his hands in his jacket pockets. McHugh ordered Simmons to “hold on a second” but Simmons continued walking. McHugh again ordered Simmons to “hold on a second,” and Simmons stopped. McHugh then told Simmons to remove his hands from his pockets. Simmons did not remove his hands. McHugh asked a second time that Simmons remove his hands, and Simmons again did not comply. McHugh then “grabbed over to” Simmons’ right side where he “felt the butt of a gun,” and told DiPaola, “he’s packing.” The officers searched Simmons and recovered two loaded firearms, one from each of Simmons’ jacket pockets. Simmons was arrested.

II. The District Court Proceedings

Simmons was charged as a felon in possession of a firearm in violation of 18 U.S.C. § 922(g). Prior to the commencement of trial, Simmons filed a motion to suppress evidence of the firearms on the ground that the officers violated his Fourth Amendment rights. The district court denied the motion, finding that Simmons was “seized” for Fourth Amendment *102 purposes at the time he complied with McHugh’s second order to stop, and that the officers had reasonable suspicion that Simmons was engaged in criminal activity when he complied with the second order to stop. The court found reasonable suspicion “[o]n the basis of the anonymous tip reporting an assault in progress, the time of night, the number of people gathered in front of the building and in the lobby at 4:25 a.m., and [Simmons’] positioning of his hands inside his jacket pockets.” The court also found that, “when [Simmons] refused to remove his hands from his pockets, the officer’s action — grabbing [Simmons’] pockets — was reasonably related in scope to the circumstances that justified the interference in the first place.”

Simmons’ trial commenced on March 12, 2007. The jury began its deliberations at 12:55 p.m. on March 14, 2007. During its deliberations, on March 14 and 15, 2007, the jury twice requested that the court repeat the reasonable doubt instruction, and submitted a note to the court that said, “[w]e cannot come to a unanimous decision,” to which the court instructed the jury to continue with its deliberations. The jury did not deliberate on Friday, March 16, 2007, and returned to deliberate on Monday, March 19, 2007. When the jury returned on March 19, Juror No. 6 was not present. The district court informed the parties “that Juror No. 6 ... has reported unable to come today because her child is ill.” On the record, the district court asked the clerk, “Anything more that you know?” The clerk responded, “No. I spoke to her and I told her that I would call her back to let her know what we’re going to do.”

The district court then had a colloquy with the parties as to whether the juror should be excused for “just cause” pursuant to Federal Rule of Criminal Procedure 23(b)(3). Simmons’ counsel objected to excusing the juror due to the lack of information regarding the juror’s anticipated length of absence, and because the course of deliberations suggested that there was a “split jury.” The government favored dismissal due to the “shortness of the case” and the “narrow issues” presented to the jury. The district court ultimately excused Juror No. 6 “because of the quality of the trial and because of the indivisible nature of justice.” The court also explained its interest in avoiding inconvenience to the other jurors, including one juror who previously indicated that protracted jury service would cause her financial hardship.

The district court informed the jury that Juror No. 6 was excused and instructed the jury to continue with deliberations. About a half-hour later, the district court was informed that the jury had reached a verdict. Given the brief period of time between the dismissal of the juror and the jury reaching its verdict, Simmons’ counsel requested that the court “hold the verdict and allow Juror No. 6 to return.” The court denied the request, noting that when Juror No.

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Cite This Page — Counsel Stack

Bluebook (online)
560 F.3d 98, 2009 U.S. App. LEXIS 5541, 2009 WL 674154, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-simmons-ca2-2009.