United States v. Shawn L. Poellnitz

372 F.3d 562, 2004 U.S. App. LEXIS 12852, 2004 WL 1416668
CourtCourt of Appeals for the Third Circuit
DecidedJune 25, 2004
Docket03-4044
StatusPublished
Cited by82 cases

This text of 372 F.3d 562 (United States v. Shawn L. Poellnitz) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Shawn L. Poellnitz, 372 F.3d 562, 2004 U.S. App. LEXIS 12852, 2004 WL 1416668 (3d Cir. 2004).

Opinion

*564 OPINION

CHERTOFF, Circuit Judge.

Shawn L. Poellnitz appeals from the District Court’s order finding that he violated a condition of his supervised release by committing a state crime. Poellnitz argues that (1) there was insufficient evidence to prove that he committed a state crime, namely because he pled nolo con-tendere (instead of guilty) to the crime in state court and passed a polygraph test, and (2) the delay between the filing of the supervised release petition and the supervised release violation hearing was not “reasonably necessary,” as required by 18 U.S.C. § 3583. The District Court exercised jurisdiction pursuant to 18 U.S.C. § 3231. This Court has jurisdiction under 28 U.S.C. § 1291. For the reasons stated below, we will reverse the District Court’s order and remand for a determination of whether there is sufficient evidence (under a preponderance standard) that Poellnitz committed a crime.

I.

On November 16, 1995, Poellnitz pled guilty to engaging in monetary transactions in property derived from specified unlawful activity, in violation of 18 U.S.C. § 1957(a), and making a false, ficticious or fraudulent claim, in violation of 18 U.S.C. § 287. The District Court sentenced Poellnitz to 37 months in prison followed by 3 years of supervised release. 1 The terms of the sentence included a provision that “[wjhile on supervised release, the defendant shall not commit any crimes, federal, state, or local and shall abide by the standard conditions of supervised release.” App. at 3 (emphasis added).

Poellnitz was released from custody and began to serve his term of supervised release on November 19, 1998. The term of supervised release was set to expire on November 18, 2001. On November 9, 2001, the United States Probation Office (USPO) issued a “Status Report/Request for Warrant in Abeyance.” The letter reported that Poellnitz was arrested on June 7, 2001, and charged with indecent assault, corruption of a minor, and endangering the welfare of a child. On November 13, 2001, the probation office filed a Petition on Supervised Release (“Petition”), alleging Poellnitz violated conditions of supervised release and requesting the court issue a bench warrant to be held in abeyance until the pending state charges were resolved. On November 15, 2001, the District Court granted the Petition, and on November 16, 2001, the District Court issued the arrest warrant, to be held in abeyance.

On February 10, 2003, Poellnitz entered a plea of nolo contendere in the Court of Common Pleas of Allegheny County, Pennsylvania, to the charge of corruption of a minor. 2 On February 20, 2003, the USPO filed a Supplemental Petition on Supervised Release (“Supplemental Petition”), alleging violations of the supervised release and requesting issuance of a summons for Poellnitz to appear to show cause why the District Court should not revoke his supervised release. On February 25, 2003, the District Court granted the Supplemental Petition and scheduled the revocation hearing for April 11, 2003. The District Court subsequently sua sponte rescheduled the hearing on three occasions: On February 27, 2003, the hearing was rescheduled for May 2, 2003; on April 8, 2003, the hearing was again rescheduled for May 16, 2003; and, on May 28, 2003, the hearing was again rescheduled for June 20, 2003.

*565 Additionally, on July 10, 2003, the District Court granted Poellnitz a continuance due to Poellnitz’s health problems, and the hearing was rescheduled for July 21, 2003. Similarly, on two occasions the District Court granted Government motions to reschedule because of the unavailability of Probation Officer Verne Howard: On July 16, 2003, the District Court granted a motion and reset the hearing for September 12, 2003; and on July 24, 2003, the District Court granted a motion resetting the hearing for September 26, 2003. The hearing ultimately took place on October 2, 2003. There is no indication on the docket sheet as to why the hearing was postponed between September 26 and October 2. 3

In an October 3, 2003 Order, the District Court found that Poellnitz had violated a state law while on supervised release and failed to pay full restitution. The District Court ordered that the term of supervised release be reinstated to commence October 2. 2003, and to run for a term of five months. On October 9, 2003, the District Court issued an Amended Order, pursuant to Federal Rule of Criminal Procedure 35(a). 4 In the Amended Order, the District Court found Poellnitz guilty of violating a state law while on supervised release, but contrary to the original Order did not find him guilty of failing to pay full restitution. The Court treated the state law violation as a grade C violation and, pursuant to 18 U.S.C. § 3583(e)(3) and (h), revoked Poellnitz’s supervised release and sentenced him to a term of one month’s imprisonment, to be served in home confinement pursuant to 18 U.S.C. § 3583(e)(4) and § 7B1.3(a)(2) and (c)(1) of the United States Sentencing Guidelines. 5

II.

Poellnitz argues there was insufficient evidence to prove that he violated a condition of his supervised release by committing a crime because he pled nolo contendere (rather than guilty) to the crime charged and passed a polygraph test. Poellnitz’s challenge to the propriety of the District Court’s consideration of a nolo contendere plea as proper evidence that he committed a crime in violation of his supervised release is a question that is “essentially legal in nature, [and] we will exercise de novo review.” United States v. Blackston, 940 F.2d 877, 882 (3d Cir.1991) (citing United States v. Ortiz, 878 F.2d 125, 126-27 (3d Cir.1989)). We conclude that the District Court erred as a legal matter in relying on the nolo plea as evidence of commission of a crime. 6

*566 The plain language of 18 U.S.C. § 3583

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Bluebook (online)
372 F.3d 562, 2004 U.S. App. LEXIS 12852, 2004 WL 1416668, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-shawn-l-poellnitz-ca3-2004.