United States v. Serrano

406 F.3d 1208, 2005 U.S. App. LEXIS 7612, 2005 WL 1023385
CourtCourt of Appeals for the Tenth Circuit
DecidedMay 3, 2005
Docket04-2090
StatusPublished
Cited by56 cases

This text of 406 F.3d 1208 (United States v. Serrano) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Serrano, 406 F.3d 1208, 2005 U.S. App. LEXIS 7612, 2005 WL 1023385 (10th Cir. 2005).

Opinion

BALDOCK, Circuit Judge.

A grand jury indicted Defendant Anthony Serrano, a felon, on various firearms charges after law enforcement seized a 30.06 rifle from his home and a sawed-off shotgun from his vehicle. At trial, Defendant claimed he did not knowingly possess either the rifle or shotgun. An unpersuaded jury convicted Defendant of: (1) being a felon in possession of a sawed-off shotgun in violation of 18 U.S.C. § 922(g)(1) (“count. I”); (2) knowingly possessing a sawed-off shotgun not registered in the National Firearms Registration and Transfer Record in violation of 26 U.S.C. § 5861(d) (“count II”); and (3) being a felon in possession of a 30.06 rifle in violation of 18 U.S.C. § 922(g)(1) (“count III”). The district court sentenced Defendant to 262 months imprisonment. Defendant appeals, arguing (1) the coercive and intimidating conduct of the district judge and prosecutor dissuaded two of his witnesses from testifying in violation of his constitutional right to present a defense, (2) the district court erred in refusing to grant his two witnesses immunity after they invoked the privilege against self incrimination, and (3) the district court unconstitutionally increased his sentence under the United States Sentencing Guidelines’ (“Guidelines”) obstruction of justice provision, see U.S.S.G. § 3C1.1, and the Armed Career Criminal Act (“ACCA”), see 18 U.S.C. § 924(e). We have jurisdiction, 28 U.S.C. § 1291, and affirm.

I.

With respect to the felon-in-possession charges, the government had the burden of proving: (1) Defendant knowingly possessed the sawed-off shotgun (count I) and 30.06 rifle (count III); (2) Defendant had been convicted of a felony offense before he possessed the shotgun and rifle; and (3) Defendant’s possession of the shotgun and rifle was in or affecting interstate commerce. See 18 U.S.C. § 922(g)(1); United *1212 States v. Griffin, 389 F.3d 1100, 1104 (10th Cir.2004). With respect to the possession of an unregistered firearm charge (count II), the government had the burden proving: (1) Defendant knowingly possessed the sawed-off shotgun, see Staples v. United States, 511 U.S. 600, 602, 114 S.Ct. 1793, 128 L.Ed.2d 608 (1994); (2) the sawed-off shotgun had a barrel less than 18 inches in length or an overall length of less than .26 inches, see 26 U.S.C. § 5845(a)(2); (3) Defendant knew the characteristics or features of the sawed-off shotgun, see Staples, 511 U.S. at 602, 619, 114 S.Ct. 1793; (4) the sawed-off shotgun was in operating condition, see 26 U.S.C. § 5845(d); and (5) the sawed-off shotgun was not registered to Defendant in the National Firearms Registration and Transfer Record, see id. § 5861(d).

At trial, Defendant admitted he was a convicted felon, see Old Chief v. United States, 519 U.S. 172, 191-92, 117 S.Ct. 644, 136 L.Ed.2d 574 (1997), and that the 30.06 rifle and sawed-off shotgun affected interstate commerce. The government also presented uncontroverted evidence that (1) the shotgun had a 13-inch barrel and an overall length of 23 inches, (2) the shotgun operated as designed, and (3) Defendant did not register the shotgun in the National Firearms Registration and Transfer Record. The sole disputed issue at trial was whether Defendant knowingly possessed the shotgun and rifle.

The government presented the testimony of several witnesses in its case-in-chief to prove Defendant knowingly possessed the sawed-off shotgun and 30.06 rifle. With respect to the sawed-off shotgun, two sheriffs deputies testified they discovered the shotgun in Defendant’s vehicle after a traffic stop. The deputies found the shotgun within Defendant’s reach underneath the vehicle’s front seat. The passenger in the vehicle at the time of the stop, Carlos Najar, testified the shotgun did not belong to him. With respect to the 30.06 rifle, Defendant’s former neighbor, adopted daughter, now ex-wife (Mary Serrano), and two former brothers-in-law all testified Defendant possessed the rifle.

After the government rested, Defendant offered the jury an alternative theory. Defendant, in his opening statement, informed the jury that Michael Serrano (Defendant’s son) and Manuel Franco (Najar’s roommate) would testify the sawed-off shotgun belonged to Najar. The evidence would also show, according to Defendant, Mrs. Serrano placed her 30.06 rifle in their house and then called the authorities to report Defendant’s illegal possession of the rifle. Defendant, consistent with his theory of the case, called Michael Serrano as his second witness. Shortly after Michael Serrano took the stand, however, the government requested a bench conference. The government’s attorney told the district judge that he thought Michael Serrano “should be advised of his constitutional rights ... and the reason for that is because [the government] has interviewed him. He has admitted that he was in the possession together with Carlos Najar of a sawed-off shotgun, and if he’s going to testify under oath, he’s going to admit to it.” 1

*1213 The court, outside the presence of the jury, questioned Michael Serrano and learned he had not discussed his constitutional rights, especially his right against self incrimination, with a lawyer. The colloquy between the district court and Michael Serrano proceeded as follows:

THE COURT: ... Mr. Serrano, how old are you?
THE WITNESS: I’m 23.
THE COURT: All right. You may be asked a number of questions here by one of the attorneys that may require you to give testimony about things that you know concerning the shotgun. The government has indicated to me that you have given a statement concerning the sawed-off shotgun. You may be asked questions about matters concerning yourself and that shotgun. And before I permit any questioning about the shotgun and any involvement you may have had with that weapon, if any — I don’t know, I don’t know what the statements are at this point because the questions have not yet been asked — I need -to ask you if you have talked to a lawyer about any of your constitutional rights, specifically the right against self-incrimination?
THE WITNESS: No, ma'am.
THE COURT: All right.

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Cite This Page — Counsel Stack

Bluebook (online)
406 F.3d 1208, 2005 U.S. App. LEXIS 7612, 2005 WL 1023385, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-serrano-ca10-2005.