United States v. Portillos

714 F. App'x 889
CourtCourt of Appeals for the Tenth Circuit
DecidedNovember 16, 2017
Docket16-1323
StatusUnpublished

This text of 714 F. App'x 889 (United States v. Portillos) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Portillos, 714 F. App'x 889 (10th Cir. 2017).

Opinion

ORDER AND JUDGMENT *

Paul J. Kelly, Jr, Circuit Judge

Defendant-Appellant Cristina Portillos was convicted of conspiracy to file false claims for a refund, 18 U.S.C. § 286 (Count 1), and aiding and abetting the filing of false claims for refunds, 18 U.S.C. §§ 2(a), 287 (Counts 17 and 30). She was sentenced to 21 months on each count, to run concurrently, as well as three years’ supervised release on each count, also to run concurrently. On appeal, Ms. Portillos challenges the district court’s denial of discovery and an evidentiary hearing on her selective and vindictive prosecution claims, and she further claims a violation of her due process right to call witnesses in her defense. We have jurisdiction under 28 U.S.C. § 1291 and affirm.

Background

Ms. Portillos and seven other defendants were indicted based on their involvement in an income tax fraud scheme in which prisoners would obtain identifying information from other inmates and inmates’ relatives to generate false tax returns. 1 R. 40-60. Several nonincarcerated members of the conspiracy provided addresses for the receipt of refund checks; the refund checks were then cashed and distributed among the conspirators. Id. at 41-46. Ms. Portillos allowed her address to be, used on several of the false tax returns and forwarded the refund checks she received to a coconspirator. Id. at 43. After a jury trial, she was convicted for her involvement in the scheme. Id. at 152.

Prior to trial, Ms. Portillos filed a motion alleging selective and vindictive prosecution and requesting discovery and an evidentiary hearing on her claims. 2 R. 22. Her selective prosecution claim focused on four unindicted women whose addresses were also used for some of the false returns. Id. at 22-44. Ms. Portillos (who is Mexican American) alleged that these four women (who are white) were similarly involved in the tax fraud scheme but were not indicted, evincing a racially motivated prosecution. Id. at 25, 44. In her vindictive prosecution claim, Ms. Portillos alleged that her prosecution was in retaliation for her refusal to cooperate with the government during its investigation. Id at 51-52. The district court denied Ms. Portillos’s motion, finding that differences in the evidence explained the decision to indict Ms. Portillos (and not the other women) and that no evidence suggested that the government prosecuted Ms. Portillos merely for her refusal to cooperate. 3 R. 178-80. Accordingly, neither discovery nor an evi-dentiary hearing was ordered.

After the district court denied her motion, Ms. Portillos informed the government that she intended to call the four unindicted women as defense witnesses. 1 R. 81. The government requested that the court appoint counsel for each witness, reasoning that the witnesses might either incriminate themselves or subject themselves to perjury charges during questioning about their involvement in the tax fraud scheme. Id. at 81-83. The district court denied the request but noted that the government could interview the witnesses and had the right to advise them of their right to an attorney and warn them about the penalties for perjury. Id, at 124, 130.

An IRS agent interviewed the four potential witnesses, telling each, that the court had authorized ■ the interview and that Ms. Portillos was suggesting that they might be involved in the tax fraud scheme. 1 Aplt. App. 152, 155, 165, 170, 182, 185, 196, 203. The agent also informed each witness of her right to testify, of her right to counsel, and of the penalties for perjury. |d. at 155-56, 160, 170-71, 185-87, 202-05. After the interviews, two of the witnesses requested and received court-appointed counsel. 1 R. 99.

Ms. Portillos then filed a motion alleging that the IRS agent had interfered with the witnesses’ decisions to testify, thus infringing on Ms. Portillos’s right to a fair trial, id at 91-92, and she moved to dismiss the indictment against her, 3 R. 237. After listening to recordings of the interviews, the court denied the motion. Id at 247, 249. It held that the interviews did not have the effect of chilling the witnesses, finding no suggestion that the witnesses were discouraged from testifying. Id. at 247.

At trial, one of the witnesses who received appointed counsel invoked her Fifth Amendment privilege and was excused from testifying. 1 R. 150. None of the other unindicted women did the same. 1 See id. Of those three, Ms. Portillos called only one to testify. 2 See Courtroom Min., EOF No. 439.

Discussion

On appeal, Ms. Portillos challenges the district court’s denial of her motion for discovery and an evidentiary hearing on her selective and vindictive prosecution claims. She also challenges the district court’s denial of her motion alleging witness interference and a denial of due process.

A. Selective Prosecution

A district court’s grant or denial of a defendant’s selective prosecution discovery motion is reviewed de novo. United States v. Deberry, 430 F.3d 1294, 1298 (10th Cir. 2005). Defendants seeking discovery on a selective prosecútion claim “must produce ‘some evidence’ of both discriminatory effect and discriminatory intent.” United States v. Alcaraz-Arellano, 441 F.3d 1252, 1264 (10th Cir. 2006) (quoting United States v. Armstrong, 517 U.S. 466, 470, 116 S.Ct. 1480, 134 L.Ed.2d 687 (1996)). “To establish a discriminatory effect in a race case, the claimant must show that similarly situated individuals of a' different race were not prosecuted.” Armstrong, 517 U.S. at 465, 116 S.Ct. 1480. A claimant must also show “that discriminatory intent was a ‘motivating factor in the decision’ to enforce the criminal law against the defendant.” Alcaraz-Arellano, 441 F.3d at 1264 (quoting Marshall v. Columbia Lea Reg'l Hosp., 345 F.3d 1157, 1168 (10th Cir. 2003)). “Discriminatory intent can be shown by either direct or circumstantial evidence.” Id.

Even if Ms. Portillos were able to show that the four unindicted women were similarly situated to her (which the government- contends she has not done), she has made no showing of discriminatory intent. As proof of discriminatory intent, she primarily relies on a comment made by the district court judge: “There is something there from which one could draw at least an inference of some kind of a racial decision.” 3 R. 175. That comment, however, was made in reference to whether Ms. Portillos had shown that similarly situated individuals of a different race were not prosecuted, which goes to discriminatory effect. See id at 174-75. It does not address discriminatory intent.

Ms.

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Bluebook (online)
714 F. App'x 889, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-portillos-ca10-2017.