United States v. Sergeant

75 M.J. 954, 2016 CCA LEXIS 652, 2016 WL 7028956
CourtUnited States Air Force Court of Criminal Appeals
DecidedNovember 2, 2016
DocketACM S32317
StatusPublished
Cited by1 cases

This text of 75 M.J. 954 (United States v. Sergeant) is published on Counsel Stack Legal Research, covering United States Air Force Court of Criminal Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Sergeant, 75 M.J. 954, 2016 CCA LEXIS 652, 2016 WL 7028956 (afcca 2016).

Opinion

PUBLISHED OPINION OF THE COURT

SPERANZA, Judge:

A military judge sitting alone as a special court-martial convicted Appellant, contrary to his pleas, of two specifications of abusive sexual contact in violation of Article 120, UCMJ, 10 U.S.C. § 920. The military judge acquitted Appellant of one specification of assault consummated by a battery under Article 128, UCMJ, 10 U.S.C. § 928. At the request of the Defense, the military judge issued special findings under Rule for Courts-Martial (R.C.M.) 918(b). The adjudged and approved sentence consisted of a bad-conduct discharge, confinement for 45 days, and reduction to E-3.

On appeal, Appellant raises three assignments of error: (1) the military judge abused his discretion by not sua sponte re-cusing himself; (2) the circumstances of this case create the appearance that the Special Victim’s Counsel (SVC) attempted to influence the action of the military judge in reaching the findings or sentence; and (3) *957 the evidence is not factually sufficient to sustain the convictions. Although we conclude the military judge and SVC engaged in proscribed communications outside the presence of the parties, we find no error materially prejudicial to Appellant and affirm. 1

Background

During a going-away party at Cavalier Air Force Station, North Dakota, Appellant touched First Lieutenant (1st Lt) ES’s breast with his hand and pressed the front of his body against the back of hers. Appellant was convicted of two specifications of abusive sexual contact for this conduct.

On the morning of trial, the military judge met with trial counsel and trial defense counsel in accordance with R.C.M. 802. The SVC representing 1st Lt ES did not attend this conference. That same morning, the military judge met with the SVC in chambers. The parties did not attend the military judge’s meeting with the SVC. During this meeting, the military judge provided his expectations regarding the SVC’s participation in the courtroom and confirmed the status of any motions raised pursuant to Military Rules of Evidence (Mil. R. Evid.) 412, 513, 514, and 615. The SVC also asked the military judge if the Defense raised issues related to the termination of trial defense counsel’s pretrial interview of 1st Lt ES. The meeting between the SVC and the military judge lasted fewer than five minutes. The military judge placed a summary of this meeting on the record, but did not disclose that the SVC inquired about the termination of the pretrial interview. After trial, the military judge provided feedback to counsel. During his feedback session with trial defense counsel, the military judge addressed the pretrial interview of 1st Lt ES.

Based on the information communicated during the post-trial feedback session, trial defense counsel filed a motion claiming the military judge engaged in unlawful ex parte communications with the SVC and requesting the findings and sentence be set aside. Trial defense counsel did not allege unlawful influence. In accordance with R.C.M. 1102, the convening authority ordered a post-trial Article 39(a), UCMJ, 10 U.S.C. § 839(a) session. The military judge recused himself and a new military judge was detailed to the case. The original military judge, the SVC, and Appellant testified at the post-trial Article 39(a), UCMJ, hearing. 2

*958 Additional facts necessary to resolve the assignments of error are included below.

Disqualification of the Military Judge

We review a military judge’s decision on disqualification for an abuse of discretion. United States v. Quintanilla, 56 M.J. 37, 77 (C.A.A.F. 2001) (citing United States v. Norfleet, 53 M.J. 262, 270 (C.A.A.F. 2000)). “On appeal, ‘the test is objective, judged from the standpoint of a reasonable person observing the proceedings.’” Quintanilla, 56 M.J. at 78 (quoting United States v. Burton, 52 M.J. 223, 226 (C.A.A.F. 2000)). When a military judge’s impartiality is challenged on appeal, the test is “whether, ‘taken as a whole in the context of this trial,’ a court-martial’s ‘legality, fairness, and impartiality’ were put into doubt by the military judge’s actions.” Id. (quoting Burton, 52 M.J. at 226).

R.C.M. 902 provides the basis for when a military judge should be disqualified. It states that “a military judge shall disqualify himself or herself in any proceeding in which that military judge’s impartiality might reasonably be questioned.” R.C.M. 902(a). As our superior court has held, “An accused has a constitutional right to an impartial judge.” United States v. Wright, 52 M.J. 136, 140 (C.A.A.F. 1999). There is a strong presumption that a judge is impartial, and a party seeking to demonstrate bias must overcome a high hurdle, particularly when the alleged bias involves actions taken in conjunction with judicial proceedings. Quintanilla, 56 M.J. at 44. Although a judge has a duty not to sit when disqualified, the judge has an equal duty to sit on a case when not disqualified. United States v. Witt, 75 M.J. 380, 383 (C.A.A.F. 2016) (citing Laird v. Tatum, 409 U.S. 824, 837, 93 S.Ct. 7, 34 L.Ed.2d 50 (1972)).

A military judge’s ex parte interactions with counsel and witnesses may form the basis for disqualification; however, “certain ex parte communications are permissible.” Quintanilla, 56 M.J. at 44. Disqualification is not required “if the record shows that the communication did not involve substantive issues or evidence favoritism for one side.” Id. at 79. We consider the following factors to determine whether an ex parte communication necessitates disqualification:

A decision on disqualification will' “depend on the nature of the communication; the circumstances under which it was made; what the judge did as a result of the ex parte communication; whether it adversely affected a party who has standing to complain; whether the complaining party may have consented to the communication being made ex parte, and, if so, whether the judge solicited such consent; whether the party who claims to have been adversely affected by the ex parte communication objected in a timely manner; and whether the party seeking disqualification properly preserved its objection.”

Id. at 44 (quoting Richard E. Flamm, Judicial Disqualification, § 2.6.3 at 45 (1996)).

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Cite This Page — Counsel Stack

Bluebook (online)
75 M.J. 954, 2016 CCA LEXIS 652, 2016 WL 7028956, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-sergeant-afcca-2016.