United States v. Schultz

565 F.3d 1353, 2009 U.S. App. LEXIS 8262, 2009 WL 1067393
CourtCourt of Appeals for the Eleventh Circuit
DecidedApril 22, 2009
Docket06-11673
StatusPublished
Cited by721 cases

This text of 565 F.3d 1353 (United States v. Schultz) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eleventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Schultz, 565 F.3d 1353, 2009 U.S. App. LEXIS 8262, 2009 WL 1067393 (11th Cir. 2009).

Opinion

PER CURIAM:

Gregory G. Schultz, convicted of several white-collar criminal offenses, challenges an order entered by a federal magistrate judge denying his request to represent himself at trial. Schultz argues that the magistrate judge lacked authority to enter that order and, alternatively, that the magistrate judge erred by denying his request. We affirm in part and dismiss in part for lack of jurisdiction.

I.

A federal grand jury returned a 38-count superseding indictment against Schultz and three codefendants, charging them with: conspiracy to commit securities fraud, mail fraud, and wire fraud, in violation of 18 U.S.C. § 371 (Count 1); securities fraud, in violation of 15 U.S.C. § 78j(b) (Counts 2 through 6); the sale of unregistered securities, in violation of 15 U.S.C. § 77e(a) (Counts 7 through 9); mail fraud, in violation of 18 U.S.C. § 1341 (Counts 10 through 22); conspiracy to commit money laundering, in violation of 18 U.S.C. § 1956(h) (Count 23); illegal monetary transactions, in violation of 18 U.S.C. § 1957 (Counts 24 through 31); and money laundering, in violation of 18 U.S.C. § 1956(a)(1)(A)(i) (Counts 32 through 38).

Schultz, a lawyer, represented himself at his first trial. During the fourth week of the trial, however, Schultz collapsed while cross-examining one of the government’s witnesses. That night, he was admitted to the hospital, where he remained for several days. In light of the time that it would take for doctors to diagnose Schultz’s condition, the district court severed Schultz’s case from his codefendants’ cases and ordered a mistrial.

Schultz’s appointed standby counsel took over preparing his defense for the retrial. Two weeks before Schultz’s second trial was scheduled to begin, Schultz’s appointed attorney moved to withdraw from the case, explaining that he had a conflict of interest because Schultz had recently filed *1356 a civil action against' him. The district court referred counsel’s motion to a magistrate judge. The district court “also refer[red] any motion for self-representation by Defendant Gregory G. Schultz. No motion has been filed at present but the Court understands the motion will be filed.” 1

The magistrate judge held a hearing at which Schultz invoked his Sixth Amendment right to represent himself in his upcoming trial, citing Faretta v. California, 422 U.S. 806, 95 S.Ct. 2525, 45 L.Ed.2d 562 (1975). Exercising authority under § 636(b)(1)(A), the magistrate judge entered an order denying Schultz’s request for self-representation because his “recent efforts [were] part of a consistent pattern of delay,” he had “persistently tried to obstruct the course of the judicial proceeding” by intentionally filing non-meritorious motions, and he was engaged in “a manipulative effort to create potential error” for purposes of appeal. Schultz did not serve and file an appeal from thé magistrate judge’s ruling.

When the district court convened Schultz’s second trial shortly thereafter, Schultz’s appointed attorney stated: “I would like to reassert for Mr. Schultz his desire, his motion to represent himself,” to which the district court responded: “Denied.”

A jury found Schultz guilty on all counts except for Count 6, which the government agreed to dismiss, and Count 21, of which he was found not guilty. The court sentenced Schultz to 262 months imprisonment. This is Schultz’s appeal from the judgment of conviction.

II.

First, Schultz contends that the magistrate judge lacked authority to rule on his request to represent himself at his trial under Faretta, 422 U.S. at 807, 95 S.Ct. 2525. Schultz argues that, under Faretta and the Sixth Amendment, his right to self-representation is a fundamental right and that therefore a magistrate judge, as an Article I judge, has no authority to deny it. Although Schultz failed to raise that argument to the district court, we review challenges to a magistrate judge’s authority even when the defendant has not objected in the district court. United States v. Desir, 257 F.3d 1233, 1235 (11th Cir.2001); United States v. Maragh, 189 F.3d 1315, 1318 (11th Cir.1999) (citing Glidden Co. v. Zdanok, 370 U.S. 530, 535-36, 82 S.Ct. 1459, 1465, 8 L.Ed.2d 671 (1962))(observing that the Supreme Court has treated challenges to a magistrate judge’s statutory authority as if they were jurisdictional issues). Because Schultz did not raise his challenge to the magistrate judge’s authority in the district court, however, we review it only for plain error. United States v. Freixas, 332 F.3d 1314, 1316 (11th Cir.2003) (“Freixas’s argument concerning the magistrate judge’s authority is advanced for the first time on appeal, and accordingly we review it only for plain error.”).

To demonstrate plain error, Schultz must show that: “(1) an error *1357 occurred; (2) the error was plain; (3) it affected his substantial rights; and (4) it seriously affected the fairness of the judicial proceedings.” United States v. Gresham, 325 F.3d 1262, 1265 (11th Cir.2003). An error is not plain unless it is contrary to explicit statutory provisions or to on-point precedent in this Court or the Supreme Court. United States v. Lejarde-Rada, 319 F.3d 1288, 1291 (11th Cir.2003).

In this case, it was not error at all, much less plain error, to allow a magistrate judge to decide Schultz’s motion for self-representation. “Magistrate judges do not ... exercise the authority of judges appointed under Article III of the United States Constitution; rather, magistrate judges draw their authority entirely from an exercise of Congressional power under Article I.... The jurisdiction and duties of federal magistrate judges are outlined principally in [28 U.S.C. § 636].” Thomas v. Whitworth, 136 F.3d 756, 758 (11th Cir.1998). Turning to the language of 28 U.S.C.

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Bluebook (online)
565 F.3d 1353, 2009 U.S. App. LEXIS 8262, 2009 WL 1067393, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-schultz-ca11-2009.