United States v. Ruth

46 M.J. 1, 1997 CAAF LEXIS 15, 1997 WL 134054
CourtCourt of Appeals for the Armed Forces
DecidedFebruary 12, 1997
DocketNo. 96-0155; Crim.App. No. 9400093
StatusPublished
Cited by29 cases

This text of 46 M.J. 1 (United States v. Ruth) is published on Counsel Stack Legal Research, covering Court of Appeals for the Armed Forces primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Ruth, 46 M.J. 1, 1997 CAAF LEXIS 15, 1997 WL 134054 (Ark. 1997).

Opinion

Opinion of the Court

COX, Chief Judge:

We granted review of this issue:
WHETHER THE MILITARY JUDGE ABUSED HIS DISCRETION BY DENYING PRODUCTION OF PROFESSOR DENBEAUX, A DEFENSE EXPERT CRITIC OF HANDWRITING ANALYSIS.

We hold that the military judge did not abuse his discretion in so ruling because he expressly kept the issue open for defense counsel to pursue after evidence had been heard; and defense counsel’s failure to raise the question for reconsideration waived any appellate complaint as to the initial ruling.1

Facts

The theme of the Government’s case was that appellant and an active-duty friend, Private Joseph M. Durocher, developed a scheme to “get rich quick.” Appellant planned and worked with Private Durocher (who was convicted of similar offenses prior to appellant’s court-martial and became the key witness against appellant) to set up allotments and transfer money from the bank accounts of unsuspecting military members into a bank account opened under a fictitious name in Liechtenstein. This account was later to be accessed by Private Durocher after he left active duty. The fraud was discovered when the victims were contacted by their respective banks about the requested transfer of funds, and each denied making such a request.

Prior to trial, the Government notified the defense that they intended to call Special Agent Richard A. Horton, Army Criminal Investigation Command (CID), as an expert in the field of handwriting analysis. Mr. Horton would link appellant to the scheme through his “expert opinion” that there were “strong indications” that appellant signed at least one of the forged letters entered into evidence on the forgery and larceny charges. Mr. Horton’s opinion reflected the strongest positive finding on the scale used by questioned document examiners.

In response, the defense made a motion requesting an expert witness to challenge the lack of scientific rationale used to support the conclusions of handwriting analysts in general and to challenge the reliability of this evidence in particular. In that motion, the defense stated that they expected that “an essential element of the government’s ease will be what purports to be a scientific determination by a CID handwriting expert that SPC [Specialist] Ruth ‘almost certainly’ wrote one of the signatures appearing on the bank application forms used to open a bank account at the Liechtensteinische Landes-bank under the fictitious name of ‘William Cooper.’ ” They also alleged that

the CID recovered a forged letter sent to the bank of PVT Durocher, bearing a purported signature of Durocher. The CID handwriting expert has opined, and will testify, that SPC Ruth can neither be identified nor eliminated as the writer of the signature, but that there are indications PVT Durocher did not write the signature.

[3]*3The defense team specifically requested Professor Mark P. Denbeaux,2 a professor of law at Seton Hall Law School, as their expert witness to contradict the Government’s expert.3 Professor Denbeaux had co-authored a law review article4 based upon evaluation of research and experiments on the reliability of handwriting analysis. The authors of that article seriously questioned the accuracy and reliability of handwriting analysis and suggested that

a direct attack by motion in limine on such testimony ought to be successful, under either the so-called Frye[5] test or any other defensible standard. The power of the argument is obvious. No cases have ever examined, much less determined, whether these “experts” can do what they claim. Further, the tests that have been done do not support their claim. If handwriting identification testimony were to be proffered and treated as a case of first impression now, the proponent would clearly have the burden of proving the existence of the claimed skill, a burden that has yet to be met in any forum — legal, scholarly, or scientific.

137 U.Pa.L.Rev. 731, 771-72 (1989) (footnotes omitted); see United States v. Gipson, 24 MJ 246 (CMA 1987) (judge must make preliminary assessment whether reasoning or methodology underlying proffered expert testimony is scientifically valid); United States v. Houser, 36 MJ 392, 399 (CMA 1993) (It is “appropriate” to determine whether proposed “evidence embraces a new technique or theory and the potential rate of error, as well as the existence of any specialized literature and cases on the subject.”); see generally Imwinkelried, Coming to Grips with Scientific Research in Daubert’s “Brave New World”: The Courts’ Need to Appreciate the Evidentiary Differences between Validity and Proficiency Studies, 61 Brook.L.Rev. 1247 (1995).

The defense team made a motion to compel production of Professor Denbeaux as their witness for the trial on the merits, which was litigated and preliminarily denied prior to trial. RCM 703(d), Manual for Courts-Martial, United States (1995 ed.). However, the military judge specifically stated that he would be open to reconsideration of the request during trial, if circumstances supported so doing after the Government’s expert had testified. See Appendix. The defense never renewed their request.

Discussion

We review the military judge’s initial denial of the defense’s request for production of a witness for abuse of discretion. Houser, 36 MJ at 397; United States v. Tangpuz, 5 MJ 426, 429 (CMA 1978). The military judge’s decision should only be reversed if, “on the whole,” denial of the defense witness was improper. Tangpuz, supra at 429, citing United States v. Manos, 17 USCMA 10, 16, 37 CMR 274, 280 (1967). The reviewing court should not set aside a judicial action “unless it has a definite and firm conviction that the court below committed a clear error of judgment in the conclusion it reached upon a weighing of the relevant factors.” Houser, supra at 397, quoting Judge Magruder in The New York Law Journal at 4, col. 2 (March 1, 1962), quoted [4]*4in Quote It II: A Dictionary of Memorable Legal Quotations 2 (1988). •

“The ... defense counsel ... shall have equal opportunity to obtain witnesses and other evidence in accordance with such regulations as the President may prescribe.” Art. 46, UCMJ, 10 USC § 846. “Each party is entitled to the production of any witness whose testimony on a matter in issue on the merits ... would be relevant and necessary.” RCM 703(b)(1). The equal right of the Government and the defense to obtain witnesses specifically includes the “equal opportunity to obtain expert witnesses.” Mil.R.Evid. 706(a), Manual, supra; Art. 46. While “the right of an individual accused to the attendance of witnesses on the merits of the case [is] not absolute[,] ... discretion [is] vested in the trial judge.” Tangpuz, supra at 430. However, this Court has reviewed the judge’s exercise of discretion “to assure to the greatest degree possible ... equal treatment for every litigant before the bar.” Tangpuz, supra at 430, quoting Coppedge v. United States, 369 U.S. 438, 446, 82 S.Ct. 917, 922, 8 L.Ed.2d 21 (1962).

This Court has never announced a bright-line rule as to when to require production of a defense-requested witness.

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Cite This Page — Counsel Stack

Bluebook (online)
46 M.J. 1, 1997 CAAF LEXIS 15, 1997 WL 134054, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-ruth-armfor-1997.