United States v. Gipson

24 M.J. 246, 56 U.S.L.W. 2130, 1987 CMA LEXIS 2559
CourtUnited States Court of Military Appeals
DecidedJuly 13, 1987
DocketNo. 48,376; NMCM 83 1514
StatusPublished
Cited by103 cases

This text of 24 M.J. 246 (United States v. Gipson) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Gipson, 24 M.J. 246, 56 U.S.L.W. 2130, 1987 CMA LEXIS 2559 (cma 1987).

Opinions

Opinion of the Court

COX, Judge:

The basic issue in this case is whether the results of a polygraph examination are inadmissible in a court-martial as a matter of law.1 We conclude that they are not.

Facts

At trial, appellant made an in limine motion to admit evidence of an “exculpatory” polygraph examination. Apparently, appellant had secured this examination at his own initiative and expense. The proffer was that a competent operator had conducted a proper examination and asked appellant the germane questions; further, the examiner’s conclusion was that appellant was truthful in denying commission of the charged offenses.

The prosecution offered to stipulate to the polygrapher’s expertise but opposed “any defense attempt to lay a foundation to show that polygraph examinations are and should be accepted as evidence in a trial by court-martial” on the grounds “that case law ... points out that such evidence is not reliable at this — at least has not been shown to be reliable and scientifically acceptable.” In addition, trial counsel announced that a Naval Investigative Service (NIS) polygrapher also had examined appellant and concluded that he was deceptive in answering the relevant questions in the negative.

Thereupon, the judge ruled that neither party would be permitted “to lay a foundation or to admit the evidence with respect to the polygraph examination.” The judge reasoned that

this field has not been developed that well, or accepted that well [i]n the scientific community or the judicial community for that matter, to be admissible, and it, more or less, takes that function from the fact finder, especially in light of the fact we have a defense, apparent exculpatory — a so called exculpatory examination, and one by the government which is, more or less, inculpatory.

Defense counsel then pointed out that his expert had asked very specific questions relating to whether appellant had possessed or sold drugs aboard ship to the named individuals and on the particular dates in question, while the government examiner had asked very broad questions, such as whether appellant had ever possessed or sold drugs aboard the ship.2 Finally, defense counsel proffered that he was prepared to lay the foundation for admissibility through the testimony of his polygrapher. These representations did not induce the judge to reverse his ruling.

Without benefit of the testimony, appellant was convicted, contrary to his pleas, of three specifications each of possession, transfer, and sale of lysergic acid diethylamide (LSD), arising from three discrete drug episodes.3 The Government’s evi[248]*248dence consisted chiefly of the testimony of two servicemembers that they had purchased the drags from appellant. One of these servicemembers claimed to have been involved in all three transactions; the other only claimed involvement in the last one. Both of them had served as NIS “sources” on other occasions. In addition, laboratory reports and chain-of-custody documents pertaining to the drugs were introduced in evidence.

The defense evidence consisted essentially of attacks on the motives and credibility of the “sources”; of testimony that the alleged transactions would have been difficult, if not impossible, to accomplish in the manner described by the “sources”; and of appellant’s testimony that he did not engage in the charged conduct.

The Polygraph

New subjects in the law have generated as much controversy as the polygraph. The machines are designed to measure several involuntary physiological responses, such as respiration, galvanic skin response, blood volume, and pulse rate. The theory is that the examinee’s fear of being detected in a lie will cause such responses as will permit the operator to distinguish truth from deception.

Criticism of the underlying theory is not lacking. First, it is noted that the machine only records physiological responses, not lies. Since it is argued that emotions other than fear of detection can cause similar physiological responses, the ability to identify truth or deception is disputed. Further, the theory assumes that different people will respond to the same stimuli in essentially the same way — a proposition stoutly contested.

Moreover, critics cite a host of external factors that may skew results. For example, since the operator purports to be able to infer truth or deception from physiological responses, gauging his skill and the objectivity of this technique is paramount. In addition, communications between examiner and examinee are critical. Therefore, the precision of the questions is important, as is the ability of the examinee to understand them in just the way the examiner intended them. These factors may depend on the education, intelligence, and cultural backgrounds of both examiner and examinee. Further, since the examinee’s fear of detection is the supposed sine qua non of the procedure, his state of mind is crucial. Did he care? Could he care? Was he worried about being detected in a lie? Was some other emotion at play? Finally, were there other conditions, such as medications, drugs, or attempted countermeasures, that rendered the examinee unsuitable for the examination?

Proponents of the technique counter that skilled operators can detect and screen out unsuitable candidates. Further, they argue that proper procedures will minimize the potentially distorting factors to a substantial degree. See generally L. Taylor, Scientific Interrogation 193-246 (1984) (hereafter Taylor); P. Giannelli and E. Imwinkelried, Scientific Evidence 231-73 (1986) (hereafter Giannelli).

Reliability

Theory apart, there have been numerous studies on the reliability of the polygraph technique, and we certainly do not claim mastery of the field. See Appendix for a partial list. On the surface, however, there seems to emerge more agreement on the reliability aspect than on the soundness of the underlying principles. To be sure, all credible studies and authorities readily concede significant rates of error. But the consensus of the experts seems to be that, under the best of conditions, and especially in the criminal context, competent operators can identify truth and deception at rates significantly better than chance, i.e., 50 percent. Of course, opinions vary on how much better than chance the results can be, with higher figures tending to come [249]*249from polygraph industry studies and lower figures from the scientific-medical community.

To be sure, a number of the studies suggest that, when polygraph operators err, they have a greater tendency to identify “false positives.” E.g., Raskin, Science, Competence, and Polygraph Techniques, 8 Criminal Defense 11, 15 (1981). This means that they are more likely to label a truthful subject a liar than vice versa. The implication is that negative results, such as appellant’s, might be more reliable than positive ones, such as the Government’s.

On the other hand, some experts question the validity of ex parte examinations, such as appellant’s. Since the theory of the polygraph is predicated on the supposition that fear of detection will cause responses, ex parte

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Bluebook (online)
24 M.J. 246, 56 U.S.L.W. 2130, 1987 CMA LEXIS 2559, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-gipson-cma-1987.