United States v. Traum

60 M.J. 226, 2004 CAAF LEXIS 837, 2004 WL 1900241
CourtCourt of Appeals for the Armed Forces
DecidedAugust 24, 2004
Docket02-0885/AF
StatusPublished
Cited by29 cases

This text of 60 M.J. 226 (United States v. Traum) is published on Counsel Stack Legal Research, covering Court of Appeals for the Armed Forces primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Traum, 60 M.J. 226, 2004 CAAF LEXIS 837, 2004 WL 1900241 (Ark. 2004).

Opinions

Judge BAKER

delivered the opinion of the Court.

On September 17, 1999, contrary to her plea, Appellant was convicted by general court-martial of the premeditated murder of her infant daughter in violation of Article 118, Uniform Code of Military Justice [hereinafter UCMJ], 10 U.S.C. § 918 (2000). The sentence, adjudged by a panel of officer and enlisted members, provided for a dishonorable discharge, confinement for life, forfeiture of all pay and allowances, a reprimand, and reduction to the lowest enlisted grade. Except for the reprimand, the convening authority approved the sentence as adjudged. The Air Force Court of Criminal Appeals affirmed the approved findings and sentence in an unpublished opinion. United States v. Traum, No. ACM 34225, 2002 WL 1757456, slip op. (A.F.Ct.Crim.App. June 28, 2002). We granted review to determine whether Appellant’s confession to Air Force Office of Special Investigations (AFOSI) investigators should have been suppressed, and whether the military judge allowed the Government’s expert witness to present inadmissible profile evidence against Appellant.1 For the reasons that follow, we affirm.

[228]*228I

The Confession of January IS

On the morning of December 21, 1998, base emergency medical personnel received a phone call from Appellant indicating that her eighteen-month old daughter Caitlyn was not breathing. During the call, Appellant suggested that the child might be having a seizure. Minutes later, medical personnel arrived at Appellant’s quarters and began to treat the unresponsive child. The child was transported by ambulance to the hospital where efforts to revive her continued. Despite the efforts of hospital personnel, Caitlyn was pronounced dead shortly after arriving at the emergency room. Appellant was home alone with the child at the time the emergency call was made.

In the weeks following the child’s death, AFOSI investigators focused on Appellant as a homicide suspect. On January 12, 1999, Appellant called AFOSI to inquire about the status of the investigation of her daughter’s death. The agents expressed a desire to discuss the investigation with Appellant at their office and she agreed to meet with them the following morning.

When Appellant arrived at the AFOSI office on the morning of January 13, she met with Special Agents (SA) Engelman and Gage and requested an update on the investigation. Appellant also informed them that she needed a copy of her daughter’s autopsy report and death certificate in order to process her humanitarian reassignment. After further “idle chit chat,” SA Engelman asked Appellant if she would be willing to take a polygraph. At first, Appellant neither declined nor accepted the invitation to take the polygraph. SA Engelman explained to Appellant that a possible benefit of taking the examination might be to rule her out as a suspect.

When asked again whether she was willing to take the examination, Appellant replied that “she did not want to talk about the details of the night of 20/21 December 1998.” SA Engelman subsequently explained to Appellant that it might not be necessary to go into all of the details of that night, but it might be necessary to go into some of the details. The agent further explained that if Appellant sliill h4d concerns with talking about the details''of that night, she could raise tjaem with the polygrapher, SA Kraus. Appellant acknowledged that she understood this information.

Following this discussion, Appellant accompanied SA Kraus into a room to be interviewed and polygraphed. Prior to asking any questions, SA Kraus administered Appellant’s Article 31 rights and advisement. He also informed Appellant that she was not required to take the examination. Appellant waived these rights and agreed to be polygraphed and interviewed. There is no indication that at any time after the rights advisement, Appellant expressed her earlier concerns about discussing the details of the night of December 20 or the morning of December 21 to SA Kraus or anyone else.

After the polygraph examination, SA Kraus interviewed Appellant. During this interview, Appellant disclosed that she had killed Caitlyn by pushing the child’s head into the couch and suffocating her. Appellant reduced this confession to writing and signed it. This written statement recounts that Appellant “gently pressed Cait’s head into the couch” ostensibly to save Caitlyn from her father’s abusive ways. Appellant included in her statement that she decided to take the child’s life “around midnight on the 20 or 21st Dec. 98.” When asked why she smothered the child as opposed to killing her in some other way, Appellant’s written response was, “I didn’t want her to hurt.” At the time of the AFOSI interview, Appellant was a married, 25 year old E-4 with 6 1/2 years of service.

Prior to the trial on the merits, Appellant moved to suppress her confession to SA Kraus. In her motion, Appellant initially contended that because she was a suspect on the morning of January 13, her Article 31 rights should have been read prior to the agents engaging in any conversation with her. For the purposes of this appeal, Appellant has narrowed her claim to an assertion that SA Engelman’s question regarding taking a polygraph was designed to elicit an [229]*229incriminating response. Therefore, according to Appellant, SA Engelman was required to warn her of her Article 31 rights before asking this question. Appellant also contends, as she did at trial, that her response to SA Engelman’s question that “she did not want to talk about the details of the night of 20/21 December 1998” was an invocation of her Fifth Amendment right to remain silent. Further, Appellant asserts that her invocation was unequivocal and not honored, therefore, any statement taken after Appellant’s response to SA Engelman’s question regarding the examination was tainted and should have been suppressed.

A. The Requirement to Warn under Article 31

Appellant asserts that the agent’s request for her to take a polygraph was either interrogation or a request for a statement within the meaning of Article 31.

No person subject to the UCMJ may “interrogate, or request any statement” from a person suspected of an offense without first warning that person in accordance with Article 31(b). Article 31(b), UCMJ, 10 U.S.C. § 831 (2000). “‘Interrogation’ includes any formal or informal questioning in which an incriminating response either is sought or is a reasonable consequence of such questioning.” Military Rule of Evidence 305(b)(2) [hereinafter M.R.E.]; Rhode Island v. Innis, 446 U.S. 291, 301, 100 S.Ct. 1682, 64 L.Ed.2d 297 (1980). M.R.E. 305(b)(2) was broadly fashioned “to thwart ‘attempts to circumvent warnings requirements through subtle conversations.’ ” United States v. Ruiz, 54 M.J. 138, 141 (C.A.A.F.2000)(quoting S. Saltzberg et al., Military Rules of Evidence Manual 225 (4th ed.1997)). However, interrogation involves more than merely putting questions to an individual. Id.

We recognize that a request to take a polygraph may arise in a variety of circumstances related to interrogation. See Wyrick v. Fields, 459 U.S. 42

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Bluebook (online)
60 M.J. 226, 2004 CAAF LEXIS 837, 2004 WL 1900241, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-traum-armfor-2004.