United States v. Richard T. King, United States of America v. Richard T. King, United States of America v. Joe W. King

280 F.3d 886, 2002 U.S. App. LEXIS 2590, 2002 WL 237445
CourtCourt of Appeals for the Eighth Circuit
DecidedFebruary 20, 2002
Docket00-3105, 00-3106, 00-3107
StatusPublished
Cited by26 cases

This text of 280 F.3d 886 (United States v. Richard T. King, United States of America v. Richard T. King, United States of America v. Joe W. King) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eighth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Richard T. King, United States of America v. Richard T. King, United States of America v. Joe W. King, 280 F.3d 886, 2002 U.S. App. LEXIS 2590, 2002 WL 237445 (8th Cir. 2002).

Opinion

FAGG, Circuit Judge.

The Government charged Richard T. King and his father, Joe W. King, with conspiracy to commit money laundering, mail fraud, wire fraud, and money laundering for operating a cash rental “ponzi” scheme in which investors lost millions of dollars. In a separate indictment, the Government charged the Kings with conspiracy to commit money laundering, mail fraud, wire fraud, and money laundering for their role in a related treasury bill leasing program. After a trial on the charges arising from the ponzi scheme, the Kings were convicted. They then pleaded guilty to one count of conspiracy to commit money laundering on the treasury bill indictment. The cases were consolidated for sentencing.

The district court agreed with the PSR’s recommendations and, as required by Eighth Circuit law, did not group the money laundering counts with the fraud counts. See United States v. Hetherington, 256 F.3d 788, 797 (8th Cir.2001); United States v. O’Kane, 155 F.3d 969, 971-74 (8th Cir.1998). The district court started with a base offense level of 23 for money laundering. See U.S. Sentencing Guidelines Manual (U.S.S.G. or Guidelines) § 2S1.1(a)(1) (2000). After further calculations, the district court decided Joe’s Guidelines range was 210-262 months, and imposed a 210-month sentence. The court decided the Guidelines range for Richard was 108 to 135 months, but found Richard’s family situation was outside the heartland of cases contemplated by the Guidelines because he had a significant relationship with his preschool-aged children, his wife had advanced rheumatoid arthritis, and because of Richard’s “extraordinary loyalty, if not blind trust,” in his father. Over the Government’s objection, the district court departed downward from the applicable sentencing range under U.S.S.G. § 5K2.0 and sentenced Richard to 48 months in prison.

*889 On appeal, the Government asserts the district court abused its discretion in granting a downward departure from the applicable Guidelines range based on Richard King’s family circumstances and his father’s influence. A district court may not depart below the applicable Guidelines range unless the court finds a “ ‘mitigating circumstances of a kind, or to a degree, not adequately taken into consideration by the Sentencing Commission in formulating the guidelines.’ ” U.S.S.G. § 5K2.0 (quoting 18 U.S.C. § 3553(b)). The Commission names certain potential mitigating factors in the Guidelines and either forbids, discourages, or encourages their consideration. See Koon v. United States, 518 U.S. 81, 93-96, 116 S.Ct. 2035, 135 L.Ed.2d 392 (1996). As the Government points out, the Guidelines discourage consideration of family ties and responsibilities as grounds for departure. U.S.S.G. § 5H1.6. Discouraged factors are not ordinarily relevant and support a departure “only if the factor is present to an exceptional degree or in some other way makes the case different from the ordinary case where the factor is present.” Koon, 518 U.S. at 96, 116 S.Ct. 2035. Although we give substantial deference to a district court’s decision that a discouraged factor justifies departure because it is present in some unusual or exceptional way, we compare the circumstances given for departure in the defendant’s case to the circumstances in existing reported Guidelines cases to ensure the district court has not abused its discretion. See id. at 98, 116 S.Ct. 2035.

After reviewing other Guidelines cases, we conclude Richard “has not shown his family’s circumstances are substantially different from those facing families of any other defendant about to be incarcerated.” United States v. Kapitzke, 130 F.3d 820, 822 (8th Cir.1997). Courts have reversed downward departures based on family circumstances where the defendant was the sole support for three young sons because his wife was disabled with depression, United States v. Goff, 20 F.3d 918, 921 (8th Cir.1994), where the defendant was a single parent providing for five children, one of whom had a substantial neurological deficit in the form of Tourette’s syndrome, United States v. Sweeting, 213 F.3d 95, 101 (3d Cir.2000), and where the defendant was a single parent of two children and caretaker for a diabetic mother, United States v. Archuleta, 128 F.3d 1446, 1450-51 (10th Cir.1997). Richard’s situation is more ordinary than these cases where the departures were reversed. Richard is not a single parent, and there are no findings that Richard’s wife is unable to care for their children because of her arthritis. Indeed, the situation of Richard’s family is better than most because Richard’s wife lives next door to her parents and the Government agreed not to seek forfeiture of Richard’s residence so the children would not be displaced.

The Government asserts the district court’s other reason for departing — ■ the influence of Richard’s father — was already taken into account by the Guidelines’ consideration of role in the offense. U.S.S.G. § 5H1.7. Richard disagrees, asserting the Guidelines do not account for the fact that he became involved in the offenses because of his devoted commitment to his father. While recognizing “a parent’s unique position vis-a-vis his or her child may result in an ability to wield significant influence over that child,” the Tenth Circuit has held parental influence is most appropriately analyzed under U.S.S.G. § 5K2.12 (permitting departure for coercion and duress). United States v. Contreras, 180 F.3d 1204, 1211 (10th Cir.1999). Although “ ‘serious coercion, blackmail or duress’ ” is a potential ground for *890 departure under § 5K2.12, “‘[ordinary coercion will be sufficiently serious to warrant departure only when it involves a threat of physical injury, substantial damage to property or similar injury resulting from the unlawful action of a third party or from a natural emergency.’ ” Id. (quoting U.S.S.G. § 5K2.12). Absent these specific serious threats, coercion is a discouraged basis for departure and must be present in some unusual or exceptional way to warrant departure from the Guidelines range. Id. at 1212. For example, the Tenth Circuit held an uneducated, twenty-four year-old single mother of three children who was financially and emotionally dependent on her father was not entitled to a downward departure because her father influenced her to participate in the drug conspiracy he ran. Id.

Here, the district court did not specify any facts that would support a finding that Richard’s case involved an exceptional degree of coercion.

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Bluebook (online)
280 F.3d 886, 2002 U.S. App. LEXIS 2590, 2002 WL 237445, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-richard-t-king-united-states-of-america-v-richard-t-ca8-2002.