United States v. Deneen Sweeting

213 F.3d 95, 2000 U.S. App. LEXIS 8678, 2000 WL 530905
CourtCourt of Appeals for the Third Circuit
DecidedMay 3, 2000
Docket99-3774
StatusPublished
Cited by46 cases

This text of 213 F.3d 95 (United States v. Deneen Sweeting) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Deneen Sweeting, 213 F.3d 95, 2000 U.S. App. LEXIS 8678, 2000 WL 530905 (3d Cir. 2000).

Opinion

OPINION OF THE COURT

GREENBERG, Circuit Judge.

I. INTRODUCTION

This matter comes before this court on an appeal by the government from a judgment of conviction and sentence entered in the district court on August 26, 1999, against the defendant Deneen Sweeting (“Sweeting”). This appeal presents the sole question of whether the district court abused its discretion in awarding Sweeting a 12-level downward departure from the sentencing range applicable under the United States Sentencing Guidelines (“the Guidelines” or “U.S.S.G.”) for extraordinary family ties and responsibilities pursuant to U.S.S.G. § 5H1.6, p.s. (hereinafter cited in the text as “section 5H1.6”). After a careful review of the facts and circumstances of this case, we are constrained to agree with the government’s position that Sweeting’s family ties and responsibilities were not “extraordinary” in any degree to warrant a departure under section 5H1.6, and that the district court thus abused its discretion in departing downward on this *97 basis. Accordingly, we will vacate the sentence and remand the case to the district court for sentencing in accordance with this opinion.

II. FACTS and PROCEEDINGS

On August 11, 1998, a federal grand jury returned a six-count indictment charging Sweeting with violations of the Controlled Substances Act. On October 29, 1998, Sweeting pleaded guilty to count V of the indictment, distribution and possession with an intent to distribute cocaine, in violation of 18 U.S.C. § 841(a)(1).

The United States Probation Office prepared Sweeting’s Presentence Investigation Report (“PSI”). The PSI calculated that Sweeting was responsible for the distribution of at least 300 grams but less than 400 grams of cocaine. Given Sweet-ing’s offense conduct and prior criminal history, the PSI calculated a total offense level of 19 and a criminal history category of VI, which placed her in the sentencing range of 63-78 months imprisonment under the Guidelines.

Sweeting did not object to the content of the PSI or its calculation of the final offense level and criminal history category. She nevertheless filed a motion seeking a downward departure from the Guidelines range recommended in the PSI, offering the following grounds for the departure request: (1) the Category VI criminal history overstated the seriousness of her. pri- or conduct; (2) she engaged in extraordinary post-offense rehabilitation efforts; and (3) there were extraordinary family ties and responsibilities in this case because she was solely responsible for the care and support of her five children, one of whom had been diagnosed with Tour-ette’s Syndrome. The government opposed the motion, arguing, inter alia, that Sweeting’s family responsibilities did not warrant any departure from the Guidelines range recommended in the PSI.

As reflected in the PSI, Sweeting is a single mother of five children who were of ages five through 14 at the time of her sentencing in the district court. In September of 1997, Dr. Kenneth W. Lilik, M.D. (“Dr. Lilik”), a neurologist, diagnosed Sweeting’s oldest son as afflicted with Tourette’s Syndrome, a neurological disorder characterized by facial and body tics, often accompanied by grunts and compulsive utterances. PSI ¶ 46. Dr. Li-lik reported that Sweeting’s son suffered from several symptoms of Tourette’s Syndrome, including involuntary throat clearing, head nodding, and bringing his fist in contact with his mouth. His report noted that the child displayed head nodding movements during the course of his examination, “particularly as he became more tense.” App. at 65. The examination concluded with several treatment suggestions, including daily physical activity, and organization of the young man’s personal habits, school work and home responsibilities. Dr. Lilik also provided Sweeting with a list of foods to eliminate from her son’s diet, and indicated that her son should avoid taking stimulant decongestive medications and refrain from watching television and video games during the school week. Id.

Dr. Lilik reevaluated Sweeting’s son in December 1998. Dr. Lilik noted that he “had transient resolution of his ticks and gulping while he played football,” but that his symptoms had returned because he was no longer involved in sports activities. His report concluded by suggesting that Sweeting’s son should participate in a daily exercise program (in the mornings) and become involved in sports throughout the entire year. He indicated that “[i]f non-medication strategies are inadequate, we may consider the use of Pamelor or Zoloft, if he feels that social difficulties remain due to his tics.” Dr. Lilik ordered a follow up visit in one year. App. at 64. Sweet-ing certified that as of May 19, 1999, her son was taking Pamelor to assist in controlling the physical symptoms of Tour-ette’s Syndrome.

The district court held a sentencing hearing on August 25, 1999. During the *98 colloquy between the court and counsel relating to Sweeting’s extraordinary family circumstances, defense counsel described the nature of her son’s disorder and Sweeting’s responsibilities in caring for her son as follows:

[I]n this particular instance, this is not a handicap that [the child] suffers from which is so disabling that he can’t play football, he plays football. Or he can’t attend school, he does attend school. But his handicap is permanent, it is neurological, it’s medically diagnosed by a pediatric neurosurgeon, and has been introduced into the record. Its practical effect, its manifestation on this young man in school was testified to by Karen DeSantis, who said that it causes him a learning disability. Some of the manifestations are twitching of his eyes, that is, he blinks both of his eyes and it causes him to cock his head back without — in an involuntary manner repeatedly, such that he has had neck sprains while being in school. They flare-up more intensely during times of anxiety and tensions. For instance, in school when he’s having tests.
His mother gets up with him at the crack of dawn, does physical exercises with him. This is not — she doesn’t have to be an RN or a physical therapist, but this is what she does. She gets him up and goes through physical training with him, which is recommended by [the neurologist]. She closely monitors and regulates the types of foods that he ingests, by and large he has to steer away from sweets and she guards against that. She makes him lunches, she makes him breakfast, she makes him dinner, all the while juggling four other kids and work.
When he comes home at night she has to spend more time with him going through his homework at night. She has a routine with him. And during the more intense times of schooling she does have to regulate and make sure that he takes medication at night to beat back the Tourette’s Syndrome....
That is something that is distinct, unique and requires constant attention. It will only get worse if that is not clearly closely monitored, and it is with him for the rest of his life. All of that is documented and supported by the record in this case.

App. at 179-81. Sweeting certified that Dr.

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Bluebook (online)
213 F.3d 95, 2000 U.S. App. LEXIS 8678, 2000 WL 530905, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-deneen-sweeting-ca3-2000.