United States v. Richard A. Schmitt

748 F.2d 249, 1984 U.S. App. LEXIS 16541, 17 Fed. R. Serv. 697
CourtCourt of Appeals for the Fifth Circuit
DecidedNovember 21, 1984
Docket84-3290
StatusPublished
Cited by38 cases

This text of 748 F.2d 249 (United States v. Richard A. Schmitt) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Richard A. Schmitt, 748 F.2d 249, 1984 U.S. App. LEXIS 16541, 17 Fed. R. Serv. 697 (5th Cir. 1984).

Opinion

RANDALL, Circuit Judge:

Defendant-appellant Richard Schmitt appeals his conviction on two counts of unlawful receipt of a firearm by a person who had been convicted of a felony crime, a violation of 18 U.S.C. § 922(h)(1), and on two counts of knowingly making a false written statement to a licensed dealer in connection with the purchase of a firearm, a violation of 18 U.S.C. § 922(a)(6). Schmitt contends that the district court committed reversible error by declining to give his proposed instruction in its charge to the jury and by denying a jury request made during deliberations for a copy of the automatic pardon provision of the Louisiana Constitution. For the reasons set forth below, we affirm the judgment of the district court in regard to Schmitt’s conviction on the § 922(h)(1) counts but reverse and remand for a new trial the court’s judgment with respect to the § 922(a)(6) offenses.

I. FACTUAL AND PROCEDURAL HISTORY.

On January 5, 1983, Schmitt purchased a .22 caliber revolver from Chalmette Jewelry, Inc., a federally licensed firearms dealer, in Chalmette, Louisiana. On January 27, 1983, Schmitt bought a second firearm, a .32 caliber revolver, from The Gun Shop, also a federally licensed firearms dealer, in the same city. In connection with both purchases, Schmitt, as required by law, completed and signed Bureau of Alcohol, Tobacco & Firearms Form 4473. This form included the following question:

Have you been convicted in any court of a crime punishable by imprisonment for a term exceeding one year? (Note: The actual sentence given by the judge does not matter — a yes answer is necessary if the judge could have given a sentence of more than one year. Also, a “yes” answer is required if a conviction has been discharged, set aside, or dismissed pursuant to an expungement or rehabilitation statute. However, a crime punishable by imprisonment for a term exceeding one year does not include a conviction which has been set aside under the Federal Youth Correction Act.)

Although Schmitt had been convicted in 1964 of armed robbery, a crime punishable by more than one year, he answered this question in the negative on both occasions.

On May 19, 1983, a federal grand jury indicted Schmitt on four counts arising from the gun purchases on January 5 and 27. Counts 1 and 3 charged Schmitt with *251 violating 28 U.S.C. § 922(h)(1), 1 which prohibits the knowing receipt of a firearm by a person who had been convicted of a crime punishable by more than one year. Counts 2 and 4 charged Schmitt with violating 18 U.S.C. § 922(a)(6), 2 which prohibits making false statements to a licensed firearms dealer with respect to any fact material to the lawfulness of the sale of the firearm. Schmitt pleaded not guilty to all four counts.

At trial, Schmitt stipulated that he in fact had been convicted of armed robbery in 1965 and had made the two firearm purchases on January 5 and 27 of 1983 from federally licensed gun dealers. It was also conceded that Schmitt had not filled out Form 4432 accurately in either instance. Schmitt, however, maintained his innocence on the ground that at the time of the purchases he lacked the scienter necessary as a precondition for the violation of the federal statutes. According to Schmitt, in January of 1983 he was under the mistaken but good faith belief that he had received the benefit of two pardons, the effect of which he presumed was to eviscerate his status as a felon under the law. Thus, at the time of the purchases, Schmitt alleges, he was not aware that he had a conviction on his record or that he was filling out the forms inaccurately.

Following a two-day trial, the jury found Schmitt guilty on all four counts. The district court sentenced Schmitt to five years’ imprisonment as to each of counts 1, 2, and 3, the sentences to run concurrently. The court suspended sentence as to count 4 and instead placed Schmitt on five years’ supervised probation to commence upon his release from prison. Schmitt filed a timely notice of appeal.

II. DISCUSSION.

A. Scienter and Counts 1 & 3.

Schmitt contends on appeal that the district court erred in refusing to give the requested instruction to the jury in regard to counts 1 and 3. The charge as submitted would have instructed the jury that scienter with respect to the defendant’s status as a person convicted of a felony was a necessary precondition for violating § 922(h), which makes it unlawful for a person previously convicted of an offense punishable by imprisonment of more than one year to receive a firearm. Because we find that Schmitt’s proposed instruction misstates the substantive law, we reject this contention as meritless. See, e.g., United States v. Lewis, 592 F.2d 1282, 1285 (5th Cir.1979); United States v. Conroy, 589 F.2d 1258, 1273 (5th Cir.), cert. denied, 444 U.S. 831, 100 S.Ct. 60, 62 L.Ed.2d 40 (1979).

*252 Schmitt argues that, although on its face the statutory provision requires no specific intent or knowledge that the person receiving the firearm was a felon, the provision should be interpreted as including such a requirement. See Morissette v. United States, 342 U.S. 246, 72 S.Ct. 240, 96 L.Ed. 288 (1952). We have previously held in United States v. Giles, 640 F.2d 621, 627 (5th Cir.1981), however, that “it is clear from both the wording of section 922(h) and the interpretive gloss placed on that wording by many courts that knowledge is not an element of the crime defined by that section.” Moreover, even if we were not bound by a prior panel opinion in this matter, see Ford v. United States, 618 F.2d 357, 361 (5th Cir.1980), we would not be persuaded to adopt Schmitt’s interpretation. It is well established that “there is wide latitude in the lawmaker to declare an offense and to exclude elements of knowledge and diligence from its definition.” Lambert v. California, 355 U.S. 225, 228, 78 S.Ct. 240, 242, 2 L.Ed.2d 228 (1957). Thus, in United States v. Freed, 401 U.S. 601, 91 S.Ct. 1112, 28 L.Ed.2d 356 (1971), the Supreme Court, interpreting a closely analogous statutory provision, the National Firearms Act, 26 U.S.C. § 5861

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Bluebook (online)
748 F.2d 249, 1984 U.S. App. LEXIS 16541, 17 Fed. R. Serv. 697, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-richard-a-schmitt-ca5-1984.