United States v. Rhodes, Robert

145 F.3d 1375, 330 U.S. App. D.C. 305, 1998 U.S. App. LEXIS 13008, 1998 WL 321541
CourtCourt of Appeals for the D.C. Circuit
DecidedJune 19, 1998
Docket97-3131
StatusPublished
Cited by46 cases

This text of 145 F.3d 1375 (United States v. Rhodes, Robert) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Rhodes, Robert, 145 F.3d 1375, 330 U.S. App. D.C. 305, 1998 U.S. App. LEXIS 13008, 1998 WL 321541 (D.C. Cir. 1998).

Opinions

Opinion for the Court by Circuit Judge TATEL.

Dissenting opinion filed by Circuit Judge SILBERMAN.

TATEL, Circuit Judge:

At resentencing following remand required by Bailey v. United States, 516 U.S. 137, 116 S.Ct. 501, 133 L.Ed.2d 472 (1995), appellant sought downward departure based on his rehabilitative efforts undertaken while serving his original sentence. Finding departure foreclosed under the Sentencing Guidelines, the district court denied appellant’s request. Because we find nothing in the Guidelines prohibiting departures based on post-conviction rehabilitation, we reverse and remand for the district court to determine whether [1377]*1377appellant’s rehabilitative efforts, when compared to the rehabilitative efforts of all defendants, were so exceptional as to warrant departure.

I

A jury convicted appellant Robert Rhodes of two counts of possession of a controlled substance with intent to distribute, 21 U.S.C. § 841(a) (1994), and one count of using or carrying a firearm in connection with a drug trafficking crime, 18 U.S.C. § 924(c) (1994). The district court sentenced Rhodes to concurrent 121-month terms of imprisonment for his drug possession convictions. For the firearm conviction, the district court sentenced him to a consecutive sixty-month term. Because of the section 924(c) conviction, the district court declined to apply section 2Dl.l(b)(l)’s two-level enhancement for possession of a dangerous weapon, U.S. Sentencing Guidelines Manual (“U.S.S.G.”) § 2D1.1(b)(1) (1997). See id. § 2K2.4 backg’d (section 924(c) conviction precludes the application of “any specific offense characteristic for ... firearm ... use ... or possession”).

After this court affirmed Rhodes’ conviction, United States v. Rhodes (“Rhodes I”), 62 F.3d 1449, 1450-51 (D.C.Cir.1995), the Supreme Court issued Bailey v. United States, 516 U.S. at 143, 116 S.Ct. 501 (section 924(c) requires “active employment” of a firearm for conviction), granted Rhodes’ subsequently filed petition for certiorari, vacated Rhodes I, and remanded for reconsideration in light of Bailey. Rhodes v. United States, 517 U.S. 1164-65, 116 S.Ct. 1562, 134 L.Ed.2d 662 (1996). We in turn reversed Rhodes’ section 924(c) conviction and remanded his remaining convictions to the district court “for possible resentencing taking into account the provisions of § 2D1.1(b)(1).” United States v. Rhodes (“Rhodes II”), 106 F.3d 429, 433 (D.C.Cir.), cert. denied, — U.S. -, 118 S.Ct. 248, 139 L.Ed.2d 177 (1997).

At resenteneing, Rhodes sought downward departure, arguing that during his six and a half years in prison, he had taken “every opportunity” to improve his circumstances, entering drug rehabilitation, taking vocational and college-level courses, consistently getting above-average or far-above-average work reports, and repaying his assessment early. Finding no authority to depart based on post-conviction rehabilitation, the district court rejected Rhodes’ request.

Again appealing, Rhodes now contends that the district court misperceived its departure authority. Although we review district court departure decisions for abuse of discretion, Koon v. United States, 518 U.S. 81, 96-100, 116 S.Ct. 2035, 135 L.Ed.2d 392 (1996), “whether a given factor could ever be a permissible basis for departure is a question of law which we address de novo.” United States v. Sun-Diamond Growers, 138 F.3d 961, 975 (D.C.Cir.1998) (citing Koon, 518 U.S. at 100, 116 S.Ct. 2035).

II

We begin with the government’s contention that Rhodes II limited the district court to applying section 2Dl.l(b)(l)’s weapon-possession enhancement, thus precluding Rhodes from seeking departure. Had Rhodes II remanded “solely to apply” or even “to apply” section 2D1.1(b)(1), we would agree. But Rhodes II contains no such prescriptive language. It merely remanded for “possible resentencing taking into account the provisions of § 2D1.1(b)(1).” Rhodes II, 106 F.3d at 433 (emphasis added). Nothing in this open-ended language limits the district court to the mechanical application of the Guidelines’ weapon enhancement.

The government argues that our rejection of de novo resentencing in United States v. Whren, 111 F.3d 956, 959-60 (D.C.Cir.1997), cert. denied, — U.S. -, 118 S.Ct. 1059, 140 L.Ed.2d 120 (1998), barred Rhodes’ departure argument in the district court. In Whren we held that unless we “expressly direct[] otherwise,” at resentencing occasioned by remand, sentencing courts may consider “only such new arguments or new facts as are made newly relevant by the court of appeals’ decision — whether by the reasoning or by the result.” Id at 960. Relying on this language, the government argues that Whren limits resentencing to facts existing at the time of original sentencing. [1378]*1378We disagree. Whren considered only whether a defendant could seek departure based on facts available at the time of initial sentencing (defendant’s presence within 1,000 feet of a school), not whether, as here, he could do so based on facts not even existing at the time of initial sentencing (postconviction rehabilitation). Indeed, Whren itself said that a “defendant should not be held to have waived an issue if he did not have a reason to raise it at his original sentencing.” Id. As the government acknowledges, Rhodes “could not have argued [at initial sentencing] for a departure based upon his post-sentence rehabilitative efforts since these efforts had not yet taken place.” Appellee’s Br. at 9. Moreover, consideration of post-initial sentencing events, in those rare circumstances in which such events may become relevant, neither contravenes Whren’s concern with ensuring that parties receive fair notice of their opponent’s arguments at initial sentencing nor undermines its goal that district courts “resolve all material issues ... when the record is fresh in mind.” Whren, 111 F.3d at 960. Rhodes thus never waived his argument that the Sentencing Guidelines allow such departures, an issue to which we now turn.

Ill

Recognizing a sentencing court’s “obligation to consider all the relevant factors in a case and to impose a sentence outside the guidelines in an appropriate case,” S.Rep. No. 98-225, at 52 (1983), the Sentencing Reform Act of 1984 gave district courts authority to depart from an applicable Guidelines range if they find “an aggravating or mitigating circumstance of a kind, or to a degree, not adequately taken into consideration by the Sentencing Commission,” 18 U.S.C. § 3553(b).

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Bluebook (online)
145 F.3d 1375, 330 U.S. App. D.C. 305, 1998 U.S. App. LEXIS 13008, 1998 WL 321541, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-rhodes-robert-cadc-1998.