United States v. Jose Luis Lopez-Zamora

392 F.3d 1087, 2004 U.S. App. LEXIS 27076, 2004 WL 2997967
CourtCourt of Appeals for the Ninth Circuit
DecidedDecember 29, 2004
Docket03-50304
StatusPublished
Cited by3 cases

This text of 392 F.3d 1087 (United States v. Jose Luis Lopez-Zamora) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Jose Luis Lopez-Zamora, 392 F.3d 1087, 2004 U.S. App. LEXIS 27076, 2004 WL 2997967 (9th Cir. 2004).

Opinions

McKEOWN, Circuit Judge:

For the second time, Jose Luis Lopez-Zamora appeals his sentence for attempted entry into the United States after having been deported. Prior to Lopez-Zamora’s second sentencing hearing, he sought downward departures on multiple grounds. The district court granted a downward departure for over-representation of criminal history. Lopez-Zamora contends that the district court erred by not recognizing its discretion to grant a separate departure based on the minor nature of the underlying offense. This argument implicates the inter-play among three versions of the United States Sentencing Guidelines (“U.S.S.G.” or “Guidelines”) § 2L1.2(b)(l)(A) — the 1995, 1997, and 2001 versions. We must decide whether the 2001 Guideline amendments categorically forbid a district court from departing due to the minor nature of the underlying felony. We hold that they do not, but we affirm because the claimed error did not affect the sentence imposed.

I. Background

In 2001, Lopez-Zamora pled guilty to attempted reentry to the United States in violation of 8 U.S.C. § 1326. Based on a prior conviction for selling methamphetamine to an undercover officer, Lopez-Zamora qualified for a 16-level enhancement to his base offense level, netting a sentencing range of 70 to 87 months. The district court denied Lopez-Zamora’s motions for departures based on cultural assimilation and extraordinary family circumstances, but granted him a departure for over-representation of criminal history. The judge reasoned: “in proportion to others in this district, ... the 70 months is excessive; and therefore, I am going to reduce the criminal history category from a five to a four.” Relative to “many other people that have come before me, ... this amount of sentence is quite high.” The judge explained his denial of the other departures stating “there really is no legal basis for a further departure, as much as I do think the sentence is quite high.” The reduction of Lopez-Zamora’s criminal history brought the sentencing range down to 57 to 71 months. The judge sentenced him to 57 months ■ of imprisonment and three years of supervised release.

On appeal, we vacated the sentence and remanded for resentencing because the evidence “was insufficient to establish that Lopez was actually convicted of a drug trafficking offense, as opposed to mere solicitation.” United States v. Lopez-Zamora, 61 Fed.Appx. 401, 401 (9th Cir.2003).

Shortly before his second sentencing hearing in 2003, Lopez-Zamora submitted a new motion for downward departures. He reiterated his prior arguments and added two new grounds: his offer to stipulate to deportation; and a departure pursuant to United States v. Sanchez-Rodriguez, 161 F.3d 556 (9th Cir.1998) (en banc), because his prior drug conviction for attempting to sell a tenth of a gram of methamphetamine for $20 was too minor [1090]*1090to justify a 16-level enhancement under the Guidelines.

After the government produced a transcript of Lopez-Zamora’s 1994 guilty plea, the district court found there was sufficient evidence to conclude that the methamphetamine conviction was an aggravated felony and thus a 16-level enhancement was warranted. Lopez-Zamora’s counsel then offered an additional objection with respect to a different conviction for driving under the influence (“DUI”). The district court sustained use of the DUI conviction, but noted that the merits of the DUI argument “really [don’t] matter one way or the other.” Under the court’s calculations, “[i]t wouldn’t change the criminal history category in any case, considering I am departing for over-representation on other grounds, and as the grounds set forth by defense in their paperwork, I think the Sanchez-Rodriguez case.”

As he had done at the first sentencing hearing, the judge granted a departure from Category V to Category TV for over-representation of criminal history and imposed a sentence of 57 months followed by three years of supervised release. The following colloquy between defense counsel and the court sheds light on the sentencing rationale:

Mr. Antia: Your Honor, just for clarification for the record, we also submitted departures on other grounds. For example, stipulation of deportation. I don’t think you exactly addressed the Sanchez-Rodriguez departure argument and extraordinary family circumstances.
The Court: Yes. You are right. You withdrew one issue.
Mr. Antia: We withdrew challenging the conviction, Your Honor.
The Court: That is true. But you are right, that there was [sic] additional downward departures that were requested. A departure you contended was warranted pursuant to Sanchez-Rodriguez.
Mr. Antia: That was a case that was specifically on point.
The Court: On point for the over-representation, and that is the basis that I held for the over-representation. As far as further departures, such as departure for agreeing to deportation order and cultural assimilation, extraordinary family circumstances, the court is not convinced, by a preponderance of evidence, that further departures are warranted in this case.

II. Discussion

A. Jurisdiction to Review Sentencing Decision

We review de novo the legal question of whether the sentencing court had discretion to depart from the Guidelines. United States v. Tucker, 133 F.3d 1208, 1214 (9th Cir.1998). We recognize that we may not review the district court’s discretionary refusal to depart from the Guidelines, United States v. Morales, 898 F.2d 99, 103 (9th Cir.1990), and also acknowledge that “[b]ecause a sentencing court is not obligated to state its reasons for imposing a sentence within the guideline range, ... the court’s silence regarding whether it had authority to depart is not sufficient indication that it believed that it lacked discretion to depart.” United States v. Brown, 985 F.2d 478, 480 (9th Cir.1993). This case does not fall squarely within these contexts.

The difficulty here is that the district court did not refuse to depart; nor was it simply silent on the departure based on the minor nature of the underlying felony. Rather, the district court explained that it had already granted the Sanchez-Rodriguez departure for over-representation of criminal history. The specific departure in Sanchez-Rodriguez, however, dealt with [1091]*1091the minor nature of the offense, not over-representation of criminal history, although the two are indeed related. Admittedly, Lopez-Zamora has highlighted some marginal uncertainty regarding the district court’s articulation of its authority to grant a downward departure. For purposes of jurisdiction, we “resolve that ambiguity in favor of [Lopez-Zamora].” United States v. Ortega, 358 F.3d 1278, 1279 (11th Cir.2003).

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Related

United States v. Jose Luis Lopez-Zamora
418 F.3d 1004 (Ninth Circuit, 2005)

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Bluebook (online)
392 F.3d 1087, 2004 U.S. App. LEXIS 27076, 2004 WL 2997967, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-jose-luis-lopez-zamora-ca9-2004.