United States v. Philip E. Watson and Shane E. O'Hearn

386 F.3d 304, 2004 U.S. App. LEXIS 21182, 2004 WL 2283932
CourtCourt of Appeals for the First Circuit
DecidedOctober 12, 2004
Docket04-1913
StatusPublished
Cited by25 cases

This text of 386 F.3d 304 (United States v. Philip E. Watson and Shane E. O'Hearn) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Philip E. Watson and Shane E. O'Hearn, 386 F.3d 304, 2004 U.S. App. LEXIS 21182, 2004 WL 2283932 (1st Cir. 2004).

Opinion

SELYA, Circuit Judge.

This interlocutory appeal arrives on our doorstep following the district court’s denial of a brink-of-trial continuance which, according to the prosecution, was necessitated by an Executive Branch faux pas de deux. The threshold question is one of first impression: Does the Criminal Appeals Act, 18 U.S.C. § 3731, afford jurisdiction to review the specific orders issued by the district court? Concluding that the orders appealed from are not within the purview of that statute, we answer this question in the negative and dismiss the government’s appeal.

In order to place the jurisdictional conundrum in context, we recount the background facts as alleged by the government. The underlying case dates back to 1997. It began with a visit by a shady character, Zachary Dulac, to the Boston-area home of defendant-appellee Phillip E. Watson. This was far from a social call: Dulac subdued Watson and his live-in girlfriend, tied them up, and stole fifty-five pounds of marijuana.

The next day, Watson called an acquaintance, Richard Maynard, and asked for assistance in evening the score. Maynard enlisted defendant-appellee Shane E. O’Hearn and one George Lubell as comrades in arms. The three men tracked Dulac to a motel in Maine. On May 31, 1997, Dulac was assaulted in the motel’s parking lot. The attackers then ransacked his motel room, absconded with $17,000 in cash, and warned him that they would be back for more.

Maynard, O’Hearn, and Lubell matched the general descriptions of the three assailants. Maynard died, but the government indicted O’Hearn and Lubell, along with Watson, for conspiracy, 18 U.S.C. §§ 371, 1951; for multiple violations of the Travel Act, id. § 1952; and for using a firearm during a crime of violence, id. § 924(c). Withal, despite the information available to it, the prosecution had a gaping hole in its case: no one could positively identify O’Hearn as a participant in the enterprise.

Enter Anthony Spera, a self-professed friend of both Watson and O’Hearn. According to the government, Watson had told Spera about his umbrage over Dulac’s thievery and O’Hearn had told Spera that he was one of the men who assaulted Dulac. Since Spera could link both Watson and O’Hearn to the commission of the charged crimes, he loomed as a key witness in the government’s case.

Spera, however, had problems of his own. We need not dwell on the details. It suffices to say that, in due course, he pleaded guilty to unrelated federal narcotics offenses. A district judge sentenced him to serve a thirty-month incarcerative term. And because Spera was an Italian national, his conviction for an aggravated felony exposed him to mandatory deportation. See 8 U.S.C. § 1227(a)(2)(A)(iii).

Spera finished serving his prison term in December of 2002. Immediately upon his release, the Immigration and Naturaliza *306 tion Service (INS) detained him. 1 On January 14, 2003, the Assistant United States Attorney (AUSA) responsible for the instant case informed INS officials that the government viewed Spera as an important cog in the machinery of the upcoming criminal trial. The AUSA asked (i) that Spera not be deported until after he had testified, and (ii) that INS notify him (the AUSA) of any change in Spera’s custody status. INS officials noted this two-part request, placed the AUSA’s letter in Spera’s immigration file, and entered an appropriate notation into their computer system.

Shortly thereafter, an immigration judge released Spera on bail pending final resolution of the removal proceedings. Spera’s bail took effect on January 16, 2003. The INS apparently did not notify the AUSA of this change in Spera’s status.

The criminal case proceeded slowly. Lubell managed to obtain a severance, see Fed.R.Crim.P. 14(a), and his trial began on February 23, 2004. Spera testified on February 25. One week later, the jury acquitted Lubell across the board. On the same day, the district court set a May 17 trial date for Lubell’s codefendants (Watson and O’Hearn). The court later agreed to continue the case against O’Hearn, but Watson’s trial date remained firm. There is no indication that the AUSA notified the INS that what originally had been anticipated to be one trial had morphed into two or more.

On May 10, the AUSA filed a motion to recuse the judge who had been presiding over the criminal case. See 28 U.S.C. § 455. The judge stepped aside. The reassignment of the case to a new trier caused a further postponement, with a joint trial scheduled to start on July 12.

During this same period, developments were occurring in connection with Spera’s immigration case. According to the affidavit of James Dupont, an INS agent, the INS took Spera into custody on March 4, 2004, pending the culmination of the removal proceedings. The AUSA’s letter was “located at the bottom of [Spera’s] administrative file” and the notation instructing the INS to update the AUSA as to Spera’s whereabouts was “inadvertently overlooked.” The upshot was that the INS, without the AUSA’s knowledge, deported Spera to Italy on June 1.

These bevues did not come to light until June 28, when the AUSA telephoned the INS in the course of preparation for the anticipated July 12 criminal trial. The news did not please the AUSA. Three days later, he moved to continue the trial, citing Spera’s unavailability. The motion papers averred that the government needed time either to arrange for Spera’s return or to take his deposition abroad. Before a hearing could be convened, the AUSA contacted Spera, who refused to return voluntarily unless the government allowed him to remain permanently in the United States. That demand left the prosecutors with only one viable option: deposing Spera abroad.

*307 The district court held a hearing on July 8. Following the hearing, the court ruled from the bench and denied the motion for a continuance. In the course of its ruling, the court expressed concern with the potentially lengthy delay that arranging a foreign deposition would entail; voiced doubts that the proposed deposition testimony, if obtained, would be admissible at trial; noted that the Speedy Trial Act, 18 U.S.C. §§ 3161-3174, was in play; and chastised the government, as an institution, for the comedy of errors that had led to Spera’s premature deportation.

On the next day, the government filed a renewed motion. In that motion, the government (i) revived its request to continue the trial, and (ii) sought permission to depose Spera abroad pursuant to Fed. R.Crim.P. 15. The district court denied the motion forthwith. See United States v.

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Bluebook (online)
386 F.3d 304, 2004 U.S. App. LEXIS 21182, 2004 WL 2283932, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-philip-e-watson-and-shane-e-ohearn-ca1-2004.