United States v. Ortiz

34 M.J. 831, 1992 CMR LEXIS 292, 1992 WL 45622
CourtU S Air Force Court of Military Review
DecidedMarch 6, 1992
DocketACM 28880
StatusPublished
Cited by6 cases

This text of 34 M.J. 831 (United States v. Ortiz) is published on Counsel Stack Legal Research, covering U S Air Force Court of Military Review primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Ortiz, 34 M.J. 831, 1992 CMR LEXIS 292, 1992 WL 45622 (usafctmilrev 1992).

Opinion

OPINION OF THE COURT

HODGSON, Senior Judge:

This case involves a scenario that is all too common in spousal abuse: The injured party made an initial complaint but later refused to testify against the abusing spouse.

FACTS

Master Sergeant Robert Gaydos and his wife lived next door to the appellant and his family on Incirlik Air Base, Turkey. At about 1900, 9 August 1989, Mrs. Ortiz (appellant’s wife) appeared at Sergeant Gay-dos’ door nude, hysterical, and pleading for him to call the security police, which he did. Mrs. Gaydos gave her a bathrobe and was standing nearby when the appellant came [833]*833to the Gaydos’ door with a towel and told his wife “to go back over to the house.”

Security police Sergeant Kimberly Miller was on duty that evening when she responded to a report of a “domestic incident” in the housing area. She went to the Gaydos’ quarters where she met Mrs. Ortiz who was “extremely upset.” Sergeant Miller noticed a scratch and blood on Mrs. Ortiz’s right temple and blood on the right hand corner of her mouth. Miller took Mrs. Ortiz home, but when she opened the door and saw her husband there, Mrs. Ortiz “froze in the doorway.” When this happened the appellant said, “It’s okay, you can come in, I’m not going to hit you.” Mrs. Ortiz replied, “No, you are going to kill me.”

Since Mrs. Ortiz was visibly shaken and having difficulty breathing, Miller took her to the hospital. Enroute, she noticed bruises and scratches on Mrs. Ortiz’s left leg and upper left back shoulder. In a brief questioning by Miller, Mrs. Ortiz said her husband had hit her “many times” on the head, stomach, right rib cage and lower back. Mrs. Ortiz also stated that “she didn’t want to take it anymore and wanted ... help.” Throughout the interview she was upset and crying. Later, she told an Office of Special Investigations (OSI) agent that the appellant came home about 1915, referred to some letters he had found, and started hitting her and throwing her to the floor repeatedly.

When Mrs. Ortiz arrived at the hospital, she was examined by Captain (Dr.) John Cocuzzi. Dr. Cocuzzi observed a bruise on her forehead and left shoulder and thigh, a swollen lower lip and left ear, a tender stomach, and discoloration on her shoulder and leg. Mrs. Ortiz told Cocuzzi that her husband “beat her with his fists.” Dr. Cocuzzi admitted Mrs. Ortiz to the hospital for observation and because “she was in obvious danger should she go home.”

On 11 August, Staff Sergeant Michael Fife, a security police investigator, interviewed Mrs. Ortiz while she was in the hospital. She told him that her husband came home on 9 August and began questioning her about some letters he had found. When she tried to explain, he became angry and began beating, kicking and choking her. Mrs. Ortiz willingly spoke about the incident and agreed to provide a written statement after she was released from the hospital. The following Monday, 14 August, Mrs. Ortiz returned to Security Police headquarters and gave Fife a handwritten statement relating what had taken place. This statement was later typed on a standard witness form, and in the presence of witnesses, signed by Mrs. Ortiz under oath.

Subsequently, Mrs. Ortiz refused to appear at the pretrial investigation stating “she had no intention of testifying.” She also refused to testify at trial saying “to do so would cause family problems.” However, she did testify on her husband’s behalf during the sentencing phase of the trial. During her testimony she admitted that her husband had beaten her badly about the head and face, but stated she had “forgiven” him.

Initially, the appellant entered a not guilty plea to aggravated assault and dereliction of duty by negligently failing to safeguard his rifle. However, after the trial judge ruled that the out-of-court statements of his wife were admissible, he entered a conditional guilty plea to the lesser included offense of assault and battery and an unconditional guilty plea to the dereliction of duty allegation. The issue preserved by the conditional guilty plea would have disposed of the assault and battery allegation, and it was properly accepted. R.C.M. 910(a)(2); United States v. Phillips, 32 M.J. 955 (A.F.C.M.R.1991). Appellant was found guilty in accordance with his pleas and sentenced to a bad-conduct discharge and reduction to E-2. The convening authority approved the sentence as adjudged.

ADMISSIBILITY OF MRS. ORTIZ’S OUT-OF COURT STATEMENTS

The trial judge determined that the statements Mrs. Ortiz made on 9, 11, and 14 August were admissible as present sense impressions, excited utterances, statements for purposes of medical diagnosis or treat[834]*834ment, and under the residual hearsay exception. See Mil.R.Evid. 803(1), (2), (4), and (24). Under Mil.R.Evid. 803, the availability of the declarant is immaterial. United States v. Dean, 31 M.J. 196 (C.M.A.1990).

To properly assess the trial judge’s ruling admitting Mrs. Ortiz’s statements, it is necessary to examine the setting in which each was made. For a statement to qualify as an excited utterance, the declarant must (1) have experienced a startling event or condition and (2) reacted while under the stress and excitement of the event and not from reflection and fabrication. See Mil.R.Evid. 803(2); United States v. Pearson, 33 M.J. 913 (A.F.C.M.R. 1991). Here, there is no question that Mrs. Ortiz had experienced a “startling event” when she appeared on the Gaydos doorstep naked and hysterical. Thus, any statement she made to the security policewoman who arrived a few minutes later would appear to qualify as an “excited utterance.” The security policewoman who responded to the call described Mrs. Ortiz as “extremely upset” with injuries to her head and face. Further, her reply to the appellant that, “No, you are going to kill me,” also declares her fear of her husband and is admissible under Mil.R.Evid. 803(3) to show a then-existing mental, emotional, or physical condition. See United States v. Elmore, 33 M.J. 387 (C.M.A.1991). A strong case can be made for the admission of Mrs. Ortiz’s statement to Sergeant Miller identifying her husband as the attacker as a fresh complaint under Mil.R.Evid. 803(1) and (3). See Drafter’s Analysis to Rule 803(1) and (3), Salzburg, Schinasi, and Schlueter, Military Rules of Evidence Manual 640, 641 (2nd ed.1986).

Appellate defense counsel argue that the trial judge erred in permitting Dr. Cocuzzi to testify as to whom Mrs. Ortiz identified as her assailant. They claim there is no medical reason for this identification. We disagree. In United States v. Lingle, 27 M.J. 704 (A.F.C.M.R.1988), pet. denied, 28 M.J. 455 (C.M.A.1989), we allowed admission of perpetrator identification in a child abuse case. The logic that prompted the admission of such evidence there is also evident here. If Mrs. Ortiz’s attacker was a total stranger or not a family member, she could safely return home to recuperate. Thus, there is a valid medical reason to know the identity of the assailant. As Dr. Cocuzzi so correctly stated:

Well, here’s a woman who’s been beaten up and she tells me that her husband did it, I’m not going to send a woman back or anybody back into that environment. That’s one reason, plus, I needed to get our Mental Health Staff involved.

Dr. Cocuzzi went on to state that someone needed to “attend to her emotional needs.” Therefore, he notified the Family Advocacy Officer that evening.

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Cite This Page — Counsel Stack

Bluebook (online)
34 M.J. 831, 1992 CMR LEXIS 292, 1992 WL 45622, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-ortiz-usafctmilrev-1992.