United States v. Barror

23 M.J. 370, 1987 CMA LEXIS 250
CourtUnited States Court of Military Appeals
DecidedMarch 16, 1987
DocketNo. 52,659; ACM 24607
StatusPublished
Cited by24 cases

This text of 23 M.J. 370 (United States v. Barror) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Barror, 23 M.J. 370, 1987 CMA LEXIS 250 (cma 1987).

Opinion

Opinion of the Court

COX, Judge:

This case concerns the correctness of a military judge’s determination that an out-of-court statement was admissible as so-called “residual hearsay” under Mil.R.Evid. 804(b)(5), Manual for Courts-Martial, United States, 1984.1 21 M.J. 151. We hold that the record of trial is insufficient here to sustain the judge’s ruling.

Appellant pleaded guilty unconditionally to one specification of forcible sodomy, in violation of Article 125, Uniform Code of Military Justice, 10 U.S.C. § 925. With respect to that specification, he conceded sodomizing a fellow servicemember while the latter slept. Appellant also entered a conditional plea of guilty to sodomizing his minor stepson, a child under the age of 16, in violation of the same article.2 That plea [371]*371was conditioned, R.C.M. 910(a)(2), Manual, supra,3 upon the correctness of the military judge’s denial of appellant’s motion to suppress the child’s pretrial statement.

Through a stipulation of fact, the military judge was informed that appellant’s 14r-year-old stepson, C (the alleged victim), had made oral statements to agents of the Air Force Office of Special Investigations (OSI) to the effect that appellant had sodomized him and forced him to reciprocate. These statements were made in the early morning hours of December 22, 1983, and the conduct was alleged to have occurred a few hours earlier during the preceding evening. It was also stipulated that, several hours later on the morning of the 22d, C was reinterviewed and a statement was prepared by the agents “with ... [C’s] assistance.” This statement was then “reviewed by” C, “sworn [as] to its truthfulness and signed by” C. It was further stipulated that, at the time of trial, C was “unavailable ... as a witness,” within the meaning of Mil.R.Evid. 804(a)(2),4 by reason of his persistent refusal to testify; and that this refusal was based on his desire not to aid the prosecution of his stepfather. It was also stipulated that the Government had undertaken “all good faith efforts to procure ... [C’s] testimony” and that the defense had been notified of the Government’s intent to use the pretrial statement.

A separate stipulation of fact recited that a forensic chemist had analyzed the blood and saliva of appellant and C. The chemist concluded that semen found on C’s pajamas, which had been secured shortly after the alleged incident, “could not have originated from” C, but could have come from appellant. Further identification of the source was not possible due to the limited quantity of semen detected.

The military judge conducted a personal inquiry of appellant on the record and established that he consented to all of the foregoing stipulations. See R.C.M. 811(c).

In addition to the stipulations, trial counsel made a series of oral and written “proffers.” These included: the general chronology of events, beginning with the initial notification of the law-enforcement authorities; the authorities’ prompt arrival at the scene and brief interview of Mrs. Barror; the initial interview of C and the gist of his statement; the seizure of the pajamas; the subsequent interviews of C and the preparation and signing of the written statement; the conclusions of the forensic chemist; the fact that neither C nor his mother had repudiated or recanted their statements and, in fact, more than 6 months later had reaffirmed the truthfulness of the statements; and their subsequent refusal to testify.

For purposes of the motion, defense counsel accepted the accuracy of the Government’s proffers. Cf. United States v. Stubbs, 23 M.J. 188, 194 (C.M.A. 1987). The defense did contest, however, the reliability of C’s pretrial statement and argued that appellant had been denied his Sixth Amendment rights under the Confrontation Clause.5 Based upon the foregoing stipulations and averments — and nothing else— the military judge pronounced C’s written pretrial statement to be so reliable as to be admissible in lieu of confrontation and as an exception to the rule against hearsay. The Court of Military Review agreed. 20 M.J. 501 (1985).

In United States v. Hines, 23 M.J. 125 (C.M.A. 1986), we recently considered substantially the same issue. In that case, the [372]*372ex parte, out-of-court statements to law-enforcement authorities of the two victims (Hines’ stepdaughters) and their mother (Hines’ wife) were admitted in evidence, despite the witnesses’ refusal to testify at trial, on the ground that their testimony might assist in the conviction and punishment of Hines. We traced the evolution of the Confrontation Clause from its original purpose of preventing trials by affidavit and ensuring “face-to-face encounter[s]” at trial, California v. Green, 399 U.S. 149, 156, 90 S.Ct. 1930, 1934, 26 L.Ed.2d 489 (1970), to the more recent understanding that, in certain circumstances, alternatives to direct confrontation may suffice where the “hearsay [is] marked with such trustworthiness that ‘there is no material departure from the reason of the general rule.’ ” Ohio v. Roberts, 448 U.S. 56, 65, 100 S.Ct. 2531, 2539, 65 L.Ed.2d 597 (1980), quoting Snyder v. Massachusetts, 291 U.S. 97, 107, 54 S.Ct. 330, 332, 78 L.Ed. 674 (1934). We concluded that, to the extent ex parte interviews are tendered as substitutes for the right of confrontation, they must be shown to have been taken under such circumstances as to effectively assure that confrontation values have been satisfied. 23 M.J. 131.

In contrast to the instant case, the Hines record of trial reflected “[a] lengthy evidentiary hearing ... on [inter alia ] the manner in which the statements were taken.” Id. at 127. Upon such a record, we could agree with the lower courts “that the statements bore ‘indicia of reliability’ and ‘circumstantial guarantees of trustworthiness.’ ” Id. at 136. Even so, we were still not persuaded that the statements were “obtained with such a degree of bipartisanship that an accused ... [could] not reasonably contend that the purposes of cross-examination ... [had] been served.” Id. at 137; see also Ohio v. Roberts and Snyder v. Massachusetts, both supra. Indeed, we signaled that we would not ordinarily expect the “investigative process” alone to equate to the “judicial process” for confrontation purposes. 23 M.J. at 137. It was Hines’ own

admission [that] so confirm[ed] the reliability of the declarants’ statements ... that our misgivings about ‘affording] the trier of fact a satisfactory basis for evaluating the truth of the prior statement,’ California v. Green, 399 U.S. at 161, 90 S.Ct. at 1936, and about appellant’s inability to confront his adversaries ... [were] pro tanto extinguished.

23 M.J. at 137-38 (footnote omitted).

The instant case, however, does not measure up to the Hines yardstick, either in terms of one’s ability to understand the circumstances surrounding the taking of the statement or of its confirmation through corroboration.

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23 M.J. 370, 1987 CMA LEXIS 250, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-barror-cma-1987.