United States v. Ferdinand

29 M.J. 164, 1989 CMA LEXIS 3566, 1989 WL 110534
CourtUnited States Court of Military Appeals
DecidedSeptember 27, 1989
DocketNo. 60,322; ACM 26373
StatusPublished
Cited by11 cases

This text of 29 M.J. 164 (United States v. Ferdinand) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Ferdinand, 29 M.J. 164, 1989 CMA LEXIS 3566, 1989 WL 110534 (cma 1989).

Opinion

Opinion of the Court

COX, Judge:

Appellant was tried by general court-martial convened at Offutt Air Force Base, [165]*165Nebraska, before a military judge alone. Contrary to his pleas, appellant was found guilty of four specifications of committing indecent acts against his own 7-year-old daughter, C, over a 2-year period, in violation of Article 134, Uniform Code of Military Justice, 10 USC § 934. He was sentenced to be confined for 4 years, reduced to pay grade E-l, and dishonorably discharged. The convening authority approved the sentence as adjudged, and the Court of Military Review affirmed the findings and sentence in an unpublished memorandum opinion dated April 21, 1988.

This Court granted review on the following issue:

WHETHER THE MILITARY JUDGE ERRED TO THE SUBSTANTIAL PREJUDICE OP APPELLANT WHEN HE RELIED ON THE ORDER OF A STATE JUVENILE COURT DIRECTING THAT THE VICTIM IN THIS CASE NOT TESTIFY IN ANY OTHER COURT CONCERNING THESE OFFENSES.

The Government’s case rested upon appellant’s confession, which was given to Deputy Sheriff Robin Gabriel of Sarpy County, Nebraska, on March 30, 1987. This confession was corroborated by an earlier admission appellant had made to his wife and by a transcript of a videotaped interview between C and Deputy Sheriff Gabriel, which took place on the day after the confession was obtained.

The Government offered the transcript of the interview as an exception to the rule against hearsay, in that C was unavailable to testify at trial and the interview had requisite “circumstantial guarantees of trustworthiness” under Mil.R.Evid. 804(b)(5), Manual for Courts-Martial, United States, 1984. Defense counsel objected to admitting the transcript, arguing that the Government had not shown C was unavailable to testify as a witness and that the statement was not reliable.

The Government’s proffer that C was unavailable was based upon the following: Prior to referral of charges to court-martial, appellant’s daughter was assigned a guardian ad litem by the Separate Juvenile Court For Sarpy County, Nebraska. In addition, the Juvenile Court issued an order on August 13, 1987, prohibiting appellant’s daughter “from testifying at any hearing or court proceeding outside the Separate Juvenile Court of Sarpy County, Nebraska, concerning the incidents involved in this [Juvenile Court] proceeding.” Shortly thereafter, appellant’s wife took C and moved from their residence in Sarpy County, Nebraska, to Blaine, Minnesota. Mrs. Ferdinand was personally served in Minnesota with a subpoena for herself and a subpoena duces tecum, ordering her to appear at appellant’s trial and to bring her daughter to testify. Mrs. Ferdinand appeared at trial but refused to bring her daughter.

Mrs. Ferdinand testified that her primary reason for not bringing her daughter was that C was undergoing therapy as a result of the sexual abuse and forcing her to testify would cause “a setback in her therapy.” Mrs. Ferdinand based this upon her own observations of C, as well as the advice of a therapist. Mrs. Ferdinand relied upon the advice of the therapist that “there is no reason to put a child through that.” Mrs. Ferdinand also testified that she had been told by the state-appointed guardian ad litem that if she were to bring C to testify, in violation of the Juvenile Court order, then the state would take custody of her daughter.

Mrs. Ferdinand indicated that she had consulted with an attorney prior to her decision to disobey the subpoena duces tecum. In addition, a stipulation of testimony from the guardian ad litem, who was also an attorney, indicated that she also “would refuse to produce” C to testify, “knowing full well the possible consequences of such refusal.”

When questioned by the military judge as to her reasons for not bringing her daughter, the following colloquy took place:

Q: Do you understand you’ve been lawfully subpoenaed by the Federal Government to bring ... [C] with you to testify?
A: Yes, sir.
Q: And you understand that I can order you to do that and to comply with the subpoena, and if you do not, I can put you in jail, do you understand that?
A: Yes, Sir.
Q: Very well. I order you to bring her here to testify in this hearing. Do you agree to do that?
A: No, Sir.
Q: Why not?
[166]*166A: Because I, as her mother, couldn’t bring her in clear conscience. It’s not right to have her testify against her father.

Based upon Mrs. Ferdinand’s testimony, the military judge found that any attempt to force her to produce C to testify would be “a futile gesture” and ruled that C was unavailable. He also found the interview to have “circumstantial guarantees of trustworthiness,” Mil.R.Evid. 804(b)(5), noting C’s young age, her lack of animosity toward her father, and the fact that appellant’s own confession corroborated C’s statements. He therefore admitted the document.

We are not convinced that C was unavailable within the meaning of Mil.R.Evid. 804(b)(5). Admission of the interview at trial violated appellant’s right to confrontation under the Sixth Amendment.

Child-sexual-abuse cases have compelled a dilemma of pitting an accused’s Sixth Amendment right to confront and cross-examine witnesses against codified exceptions to hearsay.1 The dilemma has been no less affected by society’s interest in protecting a child from the trauma of testifying against an abusive parent or adult.2

The confrontation clause of the Sixth Amendment provides: “In all criminal prosecutions, the accused shall enjoy the right ... to be confronted with the witnesses against him.” By the same token, the “Rule Against Hearsay,” McCormick on Evidence §§ 244-53 (E. Cleary 3d ed. 1984), prohibits introduction of “a statement, other than the one made by the declarant while testifying at the trial,” which is “offered in evidence to prove the truth of the matter asserted.” Mil.R.Evid. 801(c) and 802. Thus, the rule against hearsay and the Confrontation Clause both reflect “the core of the values furthered by” the “right to ‘confront’ the witness at the time of trial.” California v. Green, 399 U.S. 149, 157, 90 S.Ct. 1930, 1934, 26 L.Ed.2d 489 (1970). Both “reflect[] a preference for face-to-face confrontation at trial.” Ohio v. Roberts, 448 U.S. 56, 63, 100 S.Ct. 2531, 2537, 65 L.Ed.2d 597 (1980) (footnote omitted).

The Supreme Court has held, however, that the Confrontation Clause is not “a codification of the” rule against hearsay. California v. Green, supra 399 U.S. at 155, 90 S.Ct. at 1933-34. Further, although the “rule against hearsay ... is ’riddled with exceptions,” Ohio v. Roberts, supra 448 U.S. at 62, 100 S.Ct. at 2536, the Court has upheld a number of these exceptions as not being violative of the Confrontation Clause, even though a declarant did not testify at trial. Id.; United States v. Inadi, 475 U.S. 387, 106 S.Ct. 1121, 89 L.Ed.2d 390 (1986); Dutton v. Evans,

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Cite This Page — Counsel Stack

Bluebook (online)
29 M.J. 164, 1989 CMA LEXIS 3566, 1989 WL 110534, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-ferdinand-cma-1989.